20-000378 Emerald Coast Utilities Authority vs. Robert Packer
 Status: Closed
Recommended Order on Wednesday, August 19, 2020.


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Summary: Respondent had an accident in an ECUA vehicle causing property damage, which constituted a violation of ECUA Human Resources Manual Rules B-13A(22) and (32).

1P RELIMINARY S TATEMENT

5By letter from ECUA’s sanitation collections manager dated January 13,

152020 ( Notice of Suspension), ECUA notified Respondent that he would be

27suspended from hi s employment with ECUA for one eight - hour day on

41January 3 0, 2020. The Notice of Suspension stated that Respondent’s

52suspension was based on Respondent’s violations of ECUA ’s Human

62Resources Manual, subsections B - 13 A (4) ( conduc t unbecoming an ECUA

76employee ) , ( 22 ) ( negligent operation of ECUA vehicles or equipme n t) ,

91(32 ) ( violation of safety practices ) , and (33) ( violation of ECUA rules or

107guidelines or state or federal law ) . The Notice of Suspension further advised

121Respondent that he had 10 days from his receipt of the letter within which to

136submit a written req uest for a formal evidentiary hearing on ECUA’s

148employment decision before an ad ministrative law judge with DOAH.

158By hand - written note to ECUA’s director of human resources dated

170January 15, 2020, and received by ECUA’s human resources and

180administrative services that same day, Respondent timely submitted a

189request for a formal hearing. O n January 24, 2020, ECUA referred the case

203to DOAH for a formal hearing . The hearing was initially scheduled for

216April 7, 2020 , but was twice continued and rescheduled to be heard on

229July 27, 2020. It was first scheduled to be held live, but was then rescheduled

244to be conducted via Zoom teleconferencing.

250At the beginning of the hearing, Petitioner’s request that official

260recognition be taken of c hapters 200 1 - 324 and 2004 - 398, Laws of Florida

277(under tabs 1 and 2 in ECUA’s exhibit book), was granted. During the hearing, ECUA presented the testimony of five witnesses, including

299Respondent, and o ffered 14 exhibits received into evidence as Exhibits P - 3

313through P - 16 .

318Respondent testified on his own behal f , and, by agreement, presented

329additional testimony from some of the witnesses called by ECUA through

340expanded cross - examination. Respondent offered six exhibits received into

350evidence as Exhibits R - 1 through R - 3, R - 5, R - 7 and R - 8 .

371On August 11, 2020, DOAH received late - filed exhibits from Respondent.

383They were docketed but not considered.

389F INDINGS OF F ACT

3941. Escambia County Utilities Authority was declared an independent

403special district with transferred assets and enumerated powers by chapter

4132001 - 324, Laws of Florida. Escambia County Ut i lities Authority’s name was

427chang ed to ECUA by chapter 2004 - 398. By law, ECUA provides utility

441services throughout Escambia County, Florida, and has the power to appoint, remove, and suspend i ts employees, and fix their compensation within the

464guidelines of E s cambia County Civil Service Rules. Id.

4742. Respondent was hired by Petitioner as a sanitation equipment operator

485in April 2009, with a start date of April 14, 2009. Respondent was promoted

499with a salary increase to a sanitation equipment operator II (step 2) on

512April 14, 201 0 , and received another raise on December 7, 2019, when he was

527transferred to ECUA’s commercial division.

5323. On the first day of his employment, Respondent acknowledged r eceipt

544of a copy of ECUA’s Employee Handbook, which is a summary of ECUA’ s

558benefits, policies, procedures, and rules , and was advised that a copy of

570ECUA’ s Human Resources Manual is available for review by all employees.

5824. On December 10, 2019, while cove ring another driver’s route,

593Respondent was operating ECUA vehicle number 26B, a Half Pack Dura -

605Pack garbage truck designed to pick up and empty large garbage containers

617(dumpsters or cans).

6205. Although Respondent had driven the route several times befor e, it was

633not his regular route. One of the customers on the route was Eddie Craig

647Express Automotive, an automotive body shop located at 6345 North Palafox

658Street in Pensacola.

6616. Respondent serviced the Eddie Craig Express Automotive location

670between 4:0 0 and 5:00 a.m. , the morning of December 10, 2019. When he

684arrived at the location, it was dark and there were a lot of cars in the lot

701where the dumpster was located. There was a truck parked at an angle to the

716dumpster that Respondent had to maneuver aro und.

7247. Prior to dumping, which involved lifting the can over the garbage truck

737with the truck’s front forks, Respondent got out of his truck and surveyed the site to make sure that the arms of the truck and the dumpster would not

766make contact with the bui lding next to the dumpster.

7768. Respondent then got back into the truck and dumped the can.

7889. Respondent did not notice any contact with the roof or damage to the

802building. Although the mirrors on the left side of the garbage truck were

815sufficient to se e the left side of the dumpster while overhead, the mirrors on

830the right side (where the building was located) were insufficient to view that side of the can during the dumping process.

85110. In addition, b ecause of the noise of the garbage truck, especially

864during the dumping process with hydraulic noises and additional engine

874acceleration, it is unlikely that Respondent would have been able to hear any

887contact that the dumpster or tru ck forks may have made with the adjacent

901building.

90211. Respondent did not notice any contact with or damage to the adjacent

915building. After dumping the can, Respondent backed out, returning to the

926roadway, carefully avoiding the cars parked in the lot.

93512. According to the ECUA Vehicle Claim Report of the incident, Eddie

947Craig, the owner of Eddie Craig Express Automotive, contacted ECUA risk

958management staff and reported damage to the left front roof eave on the

971corner of his building that he believed was done by an ECUA sanitation truck

985on the morning of December 10, 2019.

99213. Upon investigation at the scene on December 12, 2019, investigating

1003ECUA employees observed wood fragments and debris below the corner of the

1015building’s damaged roof which had paint smudges matching the paint of both

1027the dumpster and ECUA’s sanitation truc ks.

103414. The dumpster on the site had scratches consistent with the theory that

1047the damage to the roof eave was caused by contact with the dumpster.

106015. In addition, the ECUA employees who investigated the scene observed

1071a tire track adjacent to the buildi ng matching the tread on tires used on

1086ECUA vehicle number 26B, and other ECUA sanitation vehicles. The location

1097of the tire track was close enough to the building to support the conclusion

1111that the damage to the roof was caused by an ECUA truck while dump ing a

1127can.

112816. Respondent confirmed that he was the one that serviced the can at

1141Eddie Craig Express Automotive on the morning of December 10, 2019. There

1153were no other dump services scheduled between the time Respondent dumped the can and the investigatio n on December 12, 2019.

117417. The preponderance of the evidence demonstrates that, d espite

1184Respondent’s precaution of getting out of the truck and looking around prior to dumping the can, unfortunately, the dumpster or the green arms of the

1209garbage truck, or both, bumped the corner of the roof of the adjacent building,

1223bending away the flashing and knocking off pieces of wood.

123318. Given the obstacles in the lot, it is quite apparent that Respondent

1246went out of his way to service the customer that morni ng. How ever,

1260especially in hind sight, it is equally obvious that it would have been better

1274not to service the dumpster that day.

128119. ECUA’s sanitation collection manager , Keith Kyles , testified that ,

1290although not a written rule, he tells the sanitation truck driv ers all the time,

1305including Respondent, that in order to avoid accidents, they should not

1316attempt to service cans in precarious locations. Rather, according to the

1327advice given by Mr. Kyles, the drivers should leave the containers in place

1340and call in the problem so that the cans can be relocated.

135220. Prior to this accident, a lthough written up on May 3, 2017, for an

1367unrelated incident involving failure to properly report the poor condition of a

1379vehicle’s tires, and on October 16, 2017, for failure to pick up bulk waste

1393items, Respondent had not had an accident with an ECUA vehicle since 2013.

140621. ECUA’s commercial services supervisor, Ricky Fretwell, testified that

1415Respondent is a good employee. Mr. Fretwell said that he felt bad for

1428Respondent because of the accident. According to Mr. Fretwell, Respondent

1438“went out of his way, but it cost him.”

144722. Mr. Fretwell confirmed that, because of the noise during dumping, it

1459was quite possible that Respondent did not notice that an accident had

1471occurred.

147223. Mr. F retwell, as one of the ECUA employees who investigated the

1485accident scene on December 12, 2019, however, also confirmed that the angle

1497of the tire track, the wood shards, paint scrapes , and other evidence was

1510consistent with the conclusion that the damage occurred that morning of December 10, 2019, when Respondent serviced the site.

152924. Mr. Fretwell further confirmed that, consistent with Mr. Kyles’ s

1540testimony, according to unwritten protocol, instead of servicing the site that

1551morning, Respondent should ha ve left the dumpster in place and called it in.

1565C ONCLUSIONS OF L AW

157025. DOAH has jurisdiction over the s ubject matter and parties to this

1583proceeding. See Administrative Law Judge Services Contract effective

1591March 3, 2006; § 120.65(6), Fla. Stat. (201 4 ).

160126 . ECUA has the burden of proof by a preponderance of the evidence.

1615See paragraph 7(j), contract between ECUA and DOA H .

162527. In this case, ECUA demonstrated by a preponderance of the evidence

1637that Respondent was involved in an accident while operating an ECU A

1649vehicle resulting in damage to the roof eave of a building located at the Eddie

1664Craig Express Automotive location, 6345 North Palafox Street, Pensacola,

1673Florida, between 4:00 and 5:00 a.m. on the morning of December 10, 2019 .

168728. Policies in the ECUA’s H uman Resources Manual and Employee

1698Handbook (Manual) pertinent to the facts of this case, and referenced in the

1711Notice of Suspension, include the following numbered paragraphs found under subsection A entitled “Disciplinary Offenses” in Manual section B - 13

1732entitled “Discipline Guideline s ”:

17374. Conduct unbecoming an ECUA employee:

1743Any act or activity on the job or connected with the

1754job which involves moral turpitude, or any conduct,

1762whether on or off the job, that adversely affects the employee’s effectivene ss as an ECUA employee, or that adversely affects the employee’s ability to continue to perform their job, or which adversely affects ECUA’s ability to carry out its assigned

1803mission. C o nduct unbecoming an ECUA employee

1811includes any conduct which adversely affects the

1818morale or efficiency of the ECUA, or any conduct

1827which has a tendency to destroy public respect or confidence in the ECUA, in its employees, or in the

1846provision of ECUA services. The seriousness of the

1854conduct which constitutes a “conduct unbe coming

1861an ECUA employee” offense determines the appropriate discipline. If an employee repeatedly engages in conduct unbecoming, but the acts or

1881conduct which are unbecoming are dissimilar to

1888each other, cumulative discipline may be imposed.

1895* * *

189822. Ne gligent operation o f ECUA vehicles or

1907equipment:

1908The negligent operation of ECUA vehicles or

1915equipment which may or may not result in personal injury. “Negligent operation” means a failure to

1931operate ECUA vehicles or equipment with proper

1938care.

1939* * *

194232 . Violation of safety practices:

1948T he failure to adhere to or follow established safety

1958procedures. This includes the failure to wear safety equipment and performing any unsafe action.

197233. Violation of ECUA rules or guidelines or state or Federal law:

1984The failure to abide by ECUA rules, guidelines,

1992directive, or sta te or federal statutes. This may

2001i nclude, but is not limited to, misuse of position,

2011giving or accepting a bribe, discrimination in employment, or actual knowledge of a n d failure to

2028take correcti ve action or report rule violations and

2037employee misconduct.

203929. With regard to Respondent’s alleged violation of Manual section B - 13

2052A (4) , entitled “Conduct unbecoming an ECUA employee,” considering the

2063language used defining that violation, it is concl uded that Respondent’s

2074accident does not implicate that section. Section B - 13 A (4) speaks in terms of

2090“moral turpitude” and ability to perform the job, with an implied intent

2102element. The facts show, however, that Respondent is a good employee who

2114made an inadvertent mistake. The evidence further shows that Respondent

2124was not aware that the accident had occurred so that his failure to report was

2139not purposeful. In sum, a fair reading of section B - 13 A (4), in view of the

2157facts, does not implicate a violati on of that section.

216730. As to Respondent’s alleged violation of Manual section B - 13 A (22),

2181entitled “ Negligent operation o f ECUA vehicles or equipment ,” the facts

2194derived from the preponderance of the evidence, as outlined above,

2204demonstrate that Responde nt failed to operate ECUA vehicle number 26B

2215with due care, resulting in an accident and property damage. Therefore, it is

2228concluded that Respondent violated section B - 13 A (22).

223831. The evidence also demonstrated that Respondent violated section B - 13

2250A (3 2), entitled “Violation of safety practices.” Although unwritten, the safety

2262practice of leaving cans that cannot be safely serviced, and calling them in,

2275was not followed by Respondent, resulting in an accident.

228432. Finally, as to the alleged violation of Manual section B - 13 A (33),

2299entitled “Violation of ECUA rules or guidelines or state or Federal law,” it is concluded that Respondent’s conduct in this instance did not violate that section. Although the title of that section seems broad, the specific exa mples

2338of that section require scienter which, in this case, is not present.

2350R ECOMMENDATION

2352Based upon the foregoing Findings of Fact and Conclusions of Law, it is

2365Recommended that the Executive Director of the Emerald Coast Utilities

2375Authority find that Respondent violated ECUA Human Resources Manual

2384and Employee Handbook sections B - 13 A (22) and (32), but not sections B - 13

2401A (4) or (33), as concluded above, and impose such discipline on Respondent

2414as determined appropriate under the provisions of said Ma nual.

2424D ONE A ND E NTERED thi s 19th day of August, 2020 , in Tallahassee, Leon

2440County, Florida.

2442J AMES H. P ETERSON , III

2448Administrative Law Judge

2451Division of Administrative Hearings

2455The DeSoto Building

24581230 Apalachee Parkway

2461Tallahassee, Florida 32399 - 3060

2466(850) 488 - 9675

2470Fax Filing (850) 921 - 6847

2476www.doah.state.fl.us

2477Filed with the Clerk of the

2483Division of Administrative Hearings

2487this 19th day of August , 2020 .

2494C OPIES F URNISHED :

2499Robert L. Packer

25022329 Silverside Loop

2505Pensacola, Florida 32526

2508Jessica L . Scholl, Esquire

2513Moore, Hill & Westmoreland, P.A.

2518Post Office Box 13290

2522Pensacola, Florida 32591

2525(eServed)

2526Stephen E. Sorrell, Executive Director

2531Emerald Coast Utilities Authority

25359255 Sturdevant Street

2538Pensacola, Florida 32514

2541Cynthia Sutherland, Di rector

2545Human Resources and Administrative Services

2550Emerald Coast Utilities Authority

25549255 Sturdevant Street

2557Pensacola, Florida 32514

2560N OTICE O F R IGHT T O S UBMIT W RITTEN A RGUMENT

2574Pursuant to paragraph 7(m) of the contract between ECUA and DOAH, all

2586partie s have the right to submit written argument within 10 days of the

2600issuance of this Recommended Order with the Executive Director of the

2611ECUA as to any app ropriate penalty to be imposed. The Executive Director

2624will then determine the appropriate level of di scipline to be imposed upon the

2638Respondent.

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 09/09/2020
Proceedings: Agency Final Order filed.
PDF:
Date: 09/03/2020
Proceedings: Agency Final Order
PDF:
Date: 08/19/2020
Proceedings: Recommended Order
PDF:
Date: 08/19/2020
Proceedings: Transmittal letter from Claudia Llado forwarding Respondent's late filed exhibits to Respondent.
PDF:
Date: 08/19/2020
Proceedings: Recommended Order (hearing held July 27 and August 6, 2020). CASE CLOSED.
PDF:
Date: 08/19/2020
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
Date: 08/11/2020
Proceedings: Respondent's Proposed Exhibits filed (exhibits not available for viewing).
Date: 08/06/2020
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 07/28/2020
Proceedings: Order Rescheduling Hearing by Zoom Conference (hearing set for August 6, 2020; 9:00 a.m., Central Time; Pensacola).
Date: 07/27/2020
Proceedings: CASE STATUS: Hearing Partially Held; continued to August 6, 2020; 09:00 a.m..
Date: 07/24/2020
Proceedings: ECUA Exhibit List (with attached proposed exhibits; confidential, not available for viewing) filed.  Confidential document; not available for viewing.
Date: 07/24/2020
Proceedings: Petitioner's Proposed Exhibits filed (exhibits not available for viewing).
PDF:
Date: 07/17/2020
Proceedings: Amended Notice of Hearing by Zoom Conference (hearing set for July 27, 2020; 9:00 a.m., Central Time; Pensacola; amended as to Type of hearing).
Date: 07/15/2020
Proceedings: CASE STATUS: Status Conference Held.
PDF:
Date: 07/15/2020
Proceedings: Notice of Telephonic Status Conference (status conference set for July 15, 2020; 2:00 p.m., Central Time).
PDF:
Date: 07/10/2020
Proceedings: Procedural Order.
PDF:
Date: 07/09/2020
Proceedings: Notice of Telephonic Status Conference (status conference set for July 10, 2020; 10:00 a.m., Central Time).
Date: 05/20/2020
Proceedings: CASE STATUS: Status Conference Held.
PDF:
Date: 05/20/2020
Proceedings: Order Rescheduling Hearing (hearing set for July 27, 2020; 9:00 a.m., Central Time; Pensacola).
PDF:
Date: 05/19/2020
Proceedings: Notice of Telephonic Status Conference (status conference set for May 20, 2020; 10:00 a.m., Central Time).
PDF:
Date: 04/08/2020
Proceedings: Order Granting Continuance and Rescheduling Hearing (hearing set for June 1, 2020; 9:00 a.m., Central Time; Pensacola).
Date: 04/07/2020
Proceedings: CASE STATUS: Status Conference Held.
PDF:
Date: 04/03/2020
Proceedings: Notice of Telephonic Status Conference (status conference set for April 7, 2020; 9:00 a.m., Central Time).
PDF:
Date: 03/02/2020
Proceedings: Notice of Hearing (hearing set for April 27, 2020; 9:00 a.m., Central Time; Pensacola).
PDF:
Date: 02/26/2020
Proceedings: Notice of Availability filed.
PDF:
Date: 02/20/2020
Proceedings: Order Requesting Dates of Availability.
PDF:
Date: 01/24/2020
Proceedings: Agency action letter filed.
PDF:
Date: 01/24/2020
Proceedings: Request for Administrative Hearing filed.
PDF:
Date: 01/24/2020
Proceedings: Referral Letter filed.

Case Information

Judge:
JAMES H. PETERSON, III
Date Filed:
01/24/2020
Date Assignment:
01/24/2020
Last Docket Entry:
09/09/2020
Location:
Pensacola, Florida
District:
Northern
Agency:
ADOPTED IN PART OR MODIFIED
 

Counsels

Related Florida Statute(s) (1):