20-000767PL Richard Corcoran, As Commissioner Of Education vs. Ivonne Ortiz
 Status: Closed
Recommended Order on Tuesday, January 19, 2021.


View Dockets  
Summary: Petitioner established by clear and convincing evidence that Respondent submitted a false workers' compensation claim and that her educator's certificate should be suspended.

1S TATE OF F LORIDA

6D IVISION OF A DMINISTRATIVE H EARINGS

13R ICHARD C ORCORAN , A S C OMMISSIONER

21OF E DUCATION ,

24Petitioner ,

25vs. Case No. 20 - 0767PL

31I VONNE O RTIZ ,

35Respondent .

37/

38R ECOMMENDED O RDER

42Pursuant to notice, a final hearing was conducted in this case on

54October 30 , 2020, via Zoom teleconference , before Lawrence P. Stevenson, a

65duly - design ated Administrative Law Judge (Ñ ALJ Ò ) of the Division of

80Administrative Hearings.

82A PP EARANCES

85For Petitioner: Ron Weaver, Esquire

90Post Office Box 770088

94Ocala, Florida 34477 - 0088

99For Respondent: Steve Rossi, Esquire

104Law Offices of Steve Rossi

109533 Northeast 3rd Avenue, Suite 2

115Fort Lauderdale, Florida 33301

119S TATEMENT OF T HE I SSUE S

127The issue s in this proceeding are whether Respondent should be subject to

140discipline as a result of the violations of section 1012.795 (1)(j) , Florida

152Statutes and Florida Administrative Code R ule 6A - 10.081(2)(c)1. and 8.,

164alleged in the Admi nistrative Complaint and, if so, what is the appropriate

177sanction for those violations.

181P RELIMINARY S TATEMENT

185On September 5, 2019, the Commissioner of Education issued a three -

197count Administrative Complaint against Respondent which alleged that:

205On or ab out October 24, 2018, Respondent engaged

214in inappropriate and deceitful conduct when she

221gave a false statement indicating that a student

229had rammed into her to push out her [sic] of the

240way during the workday, which resulted in her

248school filing a workerÔ s compensation claim.

255On September 19, 2019, Respondent , through her attorney , timely filed an

266Election of Rights in which she requested a formal hearing. On or about

279February 12, 2020, Respondent filed a Revised Election of Rights. On

290February 13, 2020, the matter was referred to the Division of Administrative

302Hearings for a formal evidentiary hearing.

308The case was scheduled for hearing on April 30, 2020. On March 19, 2020,

322Petitioner filed an unopposed motion to continue based on the GovernorÔs

333declarat ion of a state of emergency and closure of the public schools due to

348the spread of Covid - 19. The hearing was rescheduled for hearing via Zoom

362teleconference on September 30, 2020. On September 9, 2020, a joint motion

374to continue was filed based on Petition erÔs recent discovery of an additional

387school surveillance video of the incident in question. The continuance was

398granted and the hearing was rescheduled for October 30, 2020, on which date

411it was convened and completed. Prior to the hearing, the parties s ubmitted a

425Joint Pre - hearing Stipulation, which has been accepted and incorporated into

437the Findings of Fact in this Recommended Order.

445At the hearing, Petitioner presented the testimony of Brittany Brooks,

455A ssistant School Leader at KIPP Voice Academy (Ñ KIPP VoiceÒ) in

467Jacksonville; Leighton Roye, Jr., Campus Manager at KIPP Voice; Jessica

477Brown, Dean of School Operations at KIPP Voice ; and Dr. Melissa Fullmore,

489Chief Schools Officer at KIPP Jacksonville Schools (ÑKIPPÒ) . PetitionerÔs

499Exhibits 3, 7, 10, 1 2, 18 - A, and 18 - B were accepted into evidence. Respondent

517testified on her own behalf and offered no exhibits.

526The one - volume T ranscript of the hearing was filed at the Division of

541Administrative Hearings on December 2, 2020. By Order dated December 14,

5522 020, RespondentÔs unopposed motion to extend the time for filing p roposed

565r ecommended o rders was granted and the filing date was extended to

578December 28, 2020. The parties timely filed their Proposed Recommended

588Orders on December 28, 2020.

593The events a t issue in this proceeding occurred on October 24, 2018. This

607proceeding is governed by the law in effect at the time of the commission of

622the acts alleged to warrant discipline. See McCloskey v. DepÔt of Fin. Servs. ,

635115 So. 3d 441 (Fla. 5th DCA 2013). Ac cordingly, all statutory and regulatory

649references shall be to the 2018 versions, unless otherwise noted .

660F INDINGS OF F ACT

665Based on the evidence adduced at hearing, and the record as a whole, the

679following Findings of Fact are made:

6851. The Education Prac tices Commission is the state agency charged with

697the duty and responsibility to rev oke or suspend, or take other appropriate

710action with regard to teaching certificates as provided in sections 1012.795

721and 1 012.796 . § 1012.79(7), Fla. Stat.

7292. Petitioner , as Commissioner of Education, is charged with the duty to

741file and prosecute administrative complaints against individuals who hold

750Florida teaching certificates and who are alleged to have violated standards

761of teacher conduct. § 1012.796(6) , Fla. Stat.

7683. Respondent, Ivonne Ortiz, holds Florida EducatorÔs Certificate 1258585,

777covering the areas of Pre - kindergarten/Primary Education, which is valid

788through June 30, 2022.

7924. At the time of the allegations in the Administrative Complaint,

803Ms. Ortiz was em pl oyed as a third - grade teacher by KIPP , a charter school

820organization in Duval County. She was assigned to KIPP Voice, one of three

833academies operated by KIPP. Ms. Ortiz was employed at KIPP Voice from

845July 18, 2016 , through November 8, 2018.

8525. When a KI PP employee is injured on the job, the employee must notify

867his or her manager and complete an Employee Accident Report form. The

879form is an official K IPP document used to assist management and their

892insurance carrier in determining eligibility for workers Ô compensation

901benefits.

9026. On October 24, 2018, Ms. Ortiz reported to Assistant School Leader

914Brittany Brooks that she was injured when a student ÑrammedÒ into her , and

927that she needed to see a doctor. Ms. Brooks asked Ms. Ortiz to complete an

942Employee A ccident Report detailing the incident. The report would be

953forwarded to KIPPÔs Human Resources Department (Ñ HR Ò) for further

964consideration .

9667. In the Employee Accident Report that she completed on October 24,

9782018, Ms. Ortiz wrote that Ñ [Student M.S.] was throwing a tantrum. He ran

992down the stairs and rammed into me to push me out of his way. He then took

1009a snack from the bin and slammed it on the floor. I am in intense pain right

1026now.Ò

10278. Ms. Ortiz told Ms. Brooks that she was in a lot of pain due to the

1044interaction with the student and needed to see a doctor. After her discussion

1057with Ms. Brooks, Ms. Ortiz left school for the day.

10679. After receiving the written report from, and discussing the incident

1078with Ms. Ortiz , Ms. Brooks informed Dean of School Op erations

1089Jessica Brown about the incident as reported by Ms. Ortiz. Ms. Brooks

1101advised Ms. Brown that the student would have to be suspended for injuring

1114a teacher .

111710. Ms. Brown informed Ms. Brooks that she was a witness to the incident

1131and that it did n ot happen as Ms. Ortiz reported .

114311. On October 25, 2018, Ms. Brown submitted a written statement about

1155the incident . In her statement, Ms. Brown wrote that Ms. Ortiz came down

1169the stairs carrying a large black crate. M.S. came down the stairs behind her.

1183M.S. was visibly upset. Ms. Brown took M.S. aside and learned that he was

1197upset because Ms. Ortiz would not unlock the classroom to let him retrieve

1210his backpack and homework. M.S. had been in in - school suspension all day

1224and wanted to get his things so h is mother would not be upset with him.

1240Ms. Brown took M.S. upstairs to get his backpack.

124912. Ms. Brown wrote, ÑI was shocked when Brooks came to me because

1262Ortiz never made contact with the student [M.S.]. [M.S.] never hit her and

1275never touch her [sic] he was just upset that Ortiz would not allow him to get

1291his backpack so that he could do his homework.Ò

130013. Due to the discrepancy in the accounts of Ms. Ortiz and Ms. Brown ,

1314Ms. Brooks asked Campus Manager Leighton Roye to pull video footage of

1326the incident from the schoo l surveillance camera. Due to the technical

1338limitations of the schoolÔs surveillance system, Mr. Roye was forced to record

1350the footage with his cell phone and forward that recording to Ms. Brooks.

136314. The silent video footage was entered into evidence in two parts. The

1376first part was an eight second clip that shows Ms. Ortiz carrying a wheeled

1390crate down the stairs near the building entrance. At the bottom of the stairs,

1404she stopped and sat the crate on the ground. A table faced the stairs. On the

1420table was a crate containing snacks. As students passed between the stairs

1432and the table on their way out of the building, they could pick up a snack.

144815. Ms. Brown stood at the table. She was directly facing the stairs. Two

1462other teachers, Hannah Hug hes and Madelaine Riley , were at , or near , the

1475table but neither had the unobstructed, direct view of the stairs that

1487Ms. Brown had.

149016. The video shows that as Ms. Ortiz was placing her crate on the

1504ground, M.S. came down the stairs behind her. As M.S. p assed, Ms. Ortiz

1518appeared to recoil slightly with her right arm, but it is unclear whether this

1532movement was in response to a touch from M.S. or simply an adjustment of

1546her arm after releasing the weight of the crate.

155517. The angle of the video is to the s ide of the participants, making it

1571impossible for the viewer to state definitely whether or not M.S. made contact

1584with Ms. Ortiz. It is possible to state that any contact was minimal, no more

1599than a brushing as M.S. went past. Ms. Brown, who was directly f acing

1613Ms. Ortiz and M.S., credibly testified that M.S. did not touch Ms. Ortiz.

162618. The second part of the video was 81 seconds long. It began a second or

1642two before the end of the first video and showed what occurred in the

1656subsequent minute or so. M.S. p icked up a snack and started to go outside.

1671He dropped a portion of the snack, apparently without realizing it. An adult

1684stepped in to pick up the dropped snack as M.S. proceeded to the door. M.S.

1699stopped at the door and walked back into the building to an area out of

1714camera range. Ms. Brown followed him. As this was happening, Ms. Ortiz

1726remained standing at the bottom of the stairs with her crate at her feet. She

1741turned her head to see where Ms. Brown was going.

175119. A few seconds after Ms. Brown passed out of camera range, Ms. Ortiz

1765began to roll her crate toward the building entrance, then stopped and turned

1778around to hug another woman who walked into camera range. After the hug,

1791Ms. Ortiz rolled her crate out of the building.

180020. Roughly 45 seconds later , Ms. Brown and M.S. walked back into the

1813frame. Ms. Brown had her arm around the childÔs shoulder as they walked

1826back up the stairs. The second video ended as they walked up and out of the

1842frame.

184321. Mr. Roye testified that he first recorded the eight sec ond segment and

1857sent that to Ms. Brooks. After viewing the video, Ms. Brooks asked Mr. Roye

1871to go back and retrieve more footage to ensure that nothing was missed. 1

1885Mr. Roye was uncertain whether he provided the 81 - second video to

1898Ms. Brooks later the same day, but was certain that he provided it no later

1913than the next day.

191722. Ms. BrownÔs testimony was consistent with the videos. She was

1928looking directly at both Ms. Ortiz and M.S. as they were coming down the

1942stairs. Ms . Brown testified that M.S. did not t ouch Ms. Ortiz in any way when

1959he came down the stairs. M.S. ÑabsolutelyÒ never touched Ms. Ortiz. He never

1972came within six inches of her.

197823. Ms. Brown noted Ms. OrtizÔ s recoiling gesture as M.S. passed.

1990Ms. Brown believed that Ms. Ortiz gestured because she was Ñaggravated

2001with him.Ò

200324. Ms. Ortiz alleged that M.S. reached the bottom of the stairs, turned to

2017face her, and kicked the crate at her feet. Ms. Brown testified that this did

2032not happen. Ms. Brown wa s positive about it because ÑI was standing ri ght

2047there.Ò

204825. The videos do not show M.S. turning back to face Ms. Ortiz at the

2063bottom of the stairs.

206726. The other adult witnesses to the incident, Ms. Hughes and M s. Riley ,

2081provided written statements. Neither of these individuals was called as a

2092witn ess at the hearing. Their hearsay written statements were not offered

2104into evidence.

21061 The record is unclear whether Ms. Brooks directly asked Mr. Roye for the videos or whether

2123Ms. Brown acted as an intermediary. The diff erence is irrelevant because the record is clear

2139that Ms. Brooks was the initiator of the request.

214827. Ms. Ortiz testified that the incident occurred as follows:

2158MS came down the stairs. I went to the bottom of

2169the stairs. I never said that he pushed me. I never

2180said t hat he hit me. He came down. He was very

2192close to me. It was very quick. He came -- he took a

2205snack, threw it on the floor. He stood in front of me.

2217I felt the kick. It was like a ram kick. And that's

2229how I explained it. No one ever asked me to explain

2240wha t a ram kick was. But that's what I felt. He

2252went and got a second snack and then went

2261through the blue curtains where they receive -- the

2270packages that come in are received. I gasped for

2279air. I felt a little dizzy. I felt my body leaning

2290towards the left. I was trying as best I could to deal

2302with the pain because there were still students

2310there and, as a teacher you don't want the students

2320to see you weak. But I never said that he hit me. I

2333felt a ram kick as if to push me.

2342* * *

2345He turned and stood dire ctly in front of me, kicked

2356the crate that hit my foot, that sent the shock pain

2367up my leg to my thigh, my waist. Caused me to feel

2379dizzy. It caused me to feel I was losing my balance

2390and feel my body shifting to the left side.

239928. Ms. Ortiz conceded that the video did not corroborate her testimony

2411that M.S. kicked her or the crate in front of her. She contended that the video

2427only shows Ñclips,Ò not the sequence of events as they actually occurred.

244029. Ms. Brown testified that the videos showed the sequen ce of events

2453exactly as they occurred. Mr. Roye testified that he had no ability to edit or

2468alter the surveillance footage. After repeated viewing s of the videos, the

2480undersigned accepts the testimony of Ms. Brown and Mr. Roye on this point.

2493While the vide os do not include time stamps that would definitively establish

2506their continuity, there is nothing about them that causes suspicion of

2517alteration or editing.

252030. Ms. OrtizÔs testimony is not credible. M.S. did not kick her crate. On

2534the video, Ms. Ortiz gi ves no outward indication that she is in pain. She hugs

2550the other woman and appears to easily roll her crate out the buildingÔs

2563entrance.

256431. As noted above, Ms. Ortiz stated in her Employee Accident Report that

2577Ñ[M.S.] ran down the stairs and rammed into me to push me out of his way. Ò

2594Based on all the evidence presented, it is found that Ms. Ortiz made a false

2609statement on the Employee Accident Report.

261532. Dr. Melissa Peoples - Fullmore is the Chief of Schools at KIPP,

2628functioning essentially as an assistant superintendent . After reviewing the

2638video s , Dr. Peoples - Fullmore a nd Ms. Brianna Odom, KIPPÔs HR A ssociate,

2653notified the workerÔs compensation c arrier that they did not think Ms. OrtizÔs

2666accident claim was legitimate.

267033. In consultation with KIPP attorne ys and the workers Ô compensation

2682carrier Ô s attorney, Dr. Peoples - Fullmore made the decision to deny Ms. OrtizÔs

2697claim .

269934. Dr. Peoples - Fullmore also made the decision to terminate Ms. OrtizÔs

2712employment because of the false statements in the Employee Accid ent

2723Report. Dr. Peoples - Fullmore testified that while the false report was

2735significant, it was not the most important factor in her termination decision.

2747Dr. Peoples - Fullmore was more concerned that Ms. Ortiz was willing to allow

2761her false report to cause M.S. to be wrongfully disciplined by the school.

2774ÑLying on a childÒ was the worst ethical infraction committed by Ms. Ortiz

2787and a firing offense in the opinion of Dr. Peoples - Fullmore.

279935. On November 7, 2018, Ms. Odom communicated with her HR superior

2811reg arding Ms. OrtizÔs continued em ployment. On the same day, a Notice of

2825Denial was issued on Ms. OrtizÔs worke rs Ô compensation claim. On

2837November 8, 2018, Ms. OrtizÔs employment with KIPP was terminated.

284736. At the hearing, Petitioner presented documentary evidence and

2856testimony regarding past workers Ô compensation claims filed by Ms. Ortiz.

2867There was no assertion that any of Ms. OrtizÔs prior claims were false or

2881fraudulent. Mere evidence of past claims has no bearing on whether

2892Ms. OrtizÔs claim in this ca se was credible and has played no part in the

2908findings of this Recommended Order.

291337. Petitioner has demonstrated, by clear and convincing evidence, that

2923Ms. Ortiz gave a false statement to her superiors, accusing a student of

2936actions that could have had s erious detrimental consequences for the student

2948and resulting in the filing of a false workers Ô compensation claim.

2960C ONCLUSIONS OF L AW

296538 . The Division of Administrative Hearings has jurisdiction of the subject

2977matter of and the parties to this proceeding . §§ 120.569 and 120.57(1), Fla.

2991Stat.

299239. The Education Practices Commission is the state agency charged with

3003the certification and regulation of Florida educators, pursuant to chapter

30131012.

301440. This is a proceeding in which Petitioner seeks to disciplin e Ms. OrtizÔs

3028educator certificate. Because disciplinary proceedings are considered to be

3037penal in nature, Petitioner is required to prove the allegations in the

3049Administrative Complaint by clear and convincing evidence. DepÔt of Banking

3059& Fin. v. Osborne Stern & Co., Inc. , 6 7 0 So. 2d 932 (Fla. 1996); Ferris v.

3077Turlington , 510 So. 2d 292 (Fla. 1987).

308441. Clear and convincing evidence Ñrequires more proof than a

3094Ópreponderance of the evidenceÔ but less than Óbeyond and to the exclusion of a

3108reasonable doubt. ÔÒ In re Graziano , 696 So. 2d 744, 753 (Fla. 1997). The

3122Florida Supreme Court further enunciated the standard:

3129This intermediate level of proof entails both a

3137qualitative and quantitative standard. The

3142evidence must be credible; the memories of the

3150witnes ses must be clear and without confusion; and

3159the sum total of the evidence must be of sufficient

3169weight to convince the trier of fact without

3177hesitancy.

3178Clear and convincing evidence requires that the

3185evidence must be found to be credible; the facts to

3195wh ich the witnesses testify must be distinctly

3203remembered; the testimony must be precise and

3210lacking in confusion as to the facts in issue. The

3220evidence must be of such a weight that it produces

3230in the mind of the trier of fact a firm belief or

3242conviction, w ithout hesitancy, as to the truth of the

3252allegations sought to be established.

3257In re Davey , 645 So. 2d 398, 404 (Fla. 1994) (quoting Slomowitz v. Walker ,

3271429 So. 2d 797, 800 (Fla. 4th DCA 1983)). ÑAlthough this standard of proof

3285may be met where the evide nce is in conflict, it seems to preclude evidence

3300that is ambiguous.Ò Westinghouse Elec. Corp. v. Shuler Bros., 590 So. 2d 989

3313(Fla. 1st DCA 1991).

331742. Section 1012.795 and rule 6A - 10.081 are penal in nature and must be

3332strictly construed, with any ambigui ty construed against Petitioner. Penal

3342statutes must be construed in terms of their literal meaning, and words used

3355by the Legislature may not be expanded to broaden the application of such

3368statutes. Beckett v. DepÔt of Fin. Servs. , 982 So. 2d 94, 100 (Fla . 1st DCA

33842008); Latham v. Fla. CommÔn on Ethics, 694 So. 2d 83 (Fla. 1st DCA 1997).

339943. The allegations set forth in the Administrative Complaint are those

3410upon which this proceeding is predicated. Trevisani v. DepÔt of Health , 908 So.

34232d 1108, 1109 (Fla. 1st DCA 2005); Cottrill v. DepÔt of Ins. , 685 So. 2d 1371,

34391372 (Fla. 1st DCA 1996). Due process prohibits Petitioner from taking

3450disciplinary action against a licensee based on matters not specifically alleged

3461in the charging instruments, unless those ma tters have been tried by

3473consent. See Shore Vill. Prop. OwnerÔs AssÔn v. DepÔt of Envtl. Prot. , 824 So. 2d

3488208, 210 (Fla. 4th DCA 2002); Delk v. DepÔt of ProfÔl Reg. , 595 So. 2d 966, 967

3505(Fla. 5th DCA 1992).

350944. Count 1 of the Administrative C omplaint seek s to discipline Ms. Ortiz

3523on charges that she violated section 1012.795(1)(j), which states:

3532(1) The Education Practices Commission may

3538suspend the educator certificate of any person as

3546defined in s. 1012.01(2) or (3) for up to 5 years,

3557thereby denying th at person the right to teach or

3567otherwise be employed by a district school board or

3576public school in any capacity requiring direct

3583contact with students for that period of time, after

3592which the holder may return to teaching as

3600provided in subsection (4); m ay revoke the educator

3609certificate of any person, thereby denying that

3616person the right to teach or otherwise be employed

3625by a district school board or public school in any

3635capacity requiring direct contact with students for

3642up to 10 years, with reinstatem ent subject to the

3652provisions of subsection (4); may revoke

3658permanently the educator certificate of any person

3665thereby denying that person the right to teach or

3674otherwise be employed by a district school board or

3683public school in any capacity requiring dir ect

3691contact with students; may suspend the educator

3698certificate, upon an order of the court or notice by

3708the Department of Revenue relating to the

3715payment of child support; or may impose any other

3724penalty provided by law, if the person:

3731* * *

3734(j) Has vi olated the Principles of Professional

3742Conduct for the Education Profession prescribed by

3749State Board of Education rules.

375445. Count 1 cannot constitute an independent violation, but rather is

3765dependent upon a correspo nding violation of the Principle s of Pr ofessional

3778Conduct , codified at rule 6A - 10.081 .

378646. Count 2 of the Administrative Complaint seeks to discipline Ms. Ortiz

3798for violating rule 6A - 10.081(2)(c)1. Count 3 of the Administrative Complaint

3810seeks to discipline Ms. Ortiz for violating rule 6A - 10.0 81(2)(c)8. The cited

3824provisions of the Principles of Professional Conduct state as follows:

3834(2) Florida educators shall comply with the

3841following disciplinary principles. Violation of any of

3848these principles shall subject the individual to

3855revocation or su spension of the individual

3862educatorÔs certificate, or the other penalties as

3869provided by law.

3872* * *

3875(c) Obligation to the profession of education

3882requires that the individual:

38861. Shall maintain honesty in all professional

3893dealings.

3894* * *

38978. Shall not submit fraudulent information on any

3905document in connection with professional activities.

391147. Rule 6A - 10.081(2)(c)1 . does not define the term Ñhonesty.Ò If a term is

3927not defined in rule or statute, its common ordinary meaning applies. Cole

3939Vision Corp. v. Dep't of Bus. & Prof'l Reg ., 688 So. 2d 404, 410 (Fla. 1st DCA

39571997) . It is appropriate to refer to dictionary definitions when construing

3969statutes in order to ascertain the plain and ordinary meaning of the words

3982used therein. Sch. Bd. of Palm Beach Cty. v. Survivors Charter Sch . , Inc. ,

39963 So. 3d 1220, 1233 (Fla. 2009). Merriam WebsterÔs online dictionary defines

4008ÑhonestyÒ as Ñadherence to the facts; fairness and straightforwardness of

4018conduct.Ò It cites the following terms as synonyms: integrity, probity,

4028truthfulness, veracity, and verity. See https://www.merriam -

4035webster.com/dictionary/honesty ( l ast visited January 9, 2021) .

404448. The evidence established that Ms. Ortiz submitted a false Employee

4055Accident Report that wrongfully accused a student of actions that could have

4067led to that studentÔs suspension from school. Ms. OrtizÔs false report also led

4080to the submission of a false workers Ô compensation claim. It has been

4093established that Ms. Ortiz failed to maintain honesty in her professional

4104dealings and th erefore committed the violation alleged in Count 2.

411549. Rule 6A - 10.081(2)(c)8 . does not define the term Ñfraudulent.Ò Merriam

4128WebsterÔs online dictionary defines ÑfraudulentÒ as Ñ done to trick someone for

4140the purpose of getting something valuable. Ò See h ttp://www.merriam -

4151webster.com/dictionary/fraudulent (last visited January 9, 2021) . Thus,

4159Ñf raudulent information Ò would not simply be false or incorrect information;

4171it must be information offered with the intent to mislead the recipient.

418350. This definit ion is consistent with the elements of common law fraud.

4196Ñ The essential elements of a fraud claim are: (1) a false statement concerning

4210a specific material fact; (2) the maker Ô s knowledge that the representation is

4224false; (3) an intention that the represen tation induces another Ô s reliance; and

4238(4) consequent injury by the other party acting in reliance on the

4250interpretation. Ò Ward v. Atlantic Sec. Bank , 777 So. 2d 1144, 1146 (Fla. 3d

4264DCA 2001).

426651. Ms. OrtizÔs submission of a false report meets the definit ion of a

4280fraudulent act. Her statement s on the Employee Accident Report were

4291dishonest and intended to deceive in order to obtain undeserved workers Ô

4303compensation benefits. School administrators relied on the information

4311provided by Ms. Ortiz. The process to suspend the student was commenced

4323and the workers Ô compensation claim process was initiated. The school likely

4335would have continued to act in reliance on Ms. OrtizÔs false claim if not for

4350the coincidence that the main witness, Ms. Brown, also happened to be in the

4364chain of command for processing the claim and in a position to stop the

4378process before it went any farther.

438452. It has been established that Ms. Ortiz submitted fraudulent

4394information on a document in connection with her professional activitie s and

4406therefore committed the violation alleged in Count 3.

441453. By establishing the specific violations alleged in Counts 2 and 3,

4426Petitioner has established the general violation of the Principles of

4436Professional Conduct alleged in Count 1.

444254. Florida Ad ministrative Code R ule 6B - 11.007(2) establishes the range

4455of penalties for violations of section 1012.795(1) (j) and rule 6A - 10.081(2)(a)1.

4468The version of the rule in effect at the time of Ms. OrtizÔs offenses provided as

4484follows: 2

4486(2) The following discipl inary guidelines shall apply

4494to violations of the below listed statutory and rule

4503violations and to the described actions which may

4511be basis for determining violations of particular

4518statutory or rule provisions. Each of the following

4526disciplinary guideline s shall be interpreted to

4533include Ñprobation,Ò ÑRecovery Network Program,Ò

4540Ñrestrict scope of practice,Ò Ñfine,Ò and

4548Ñadministrative fees and/or costsÒ with applicable

4554terms thereof as additional penalty provisions in

4561each case in which neither a suspensio n or

4570revocation is imposed, the penalty shall include a

4578letter of reprimand. The terms ÑsuspensionÒ and

4585ÑrevocationÒ shall mean any length of suspension or

4593revocation, including permanent revocation,

4597permitted by statute, and shall include comparable

4604denia l of an application for an educatorÔs

4612certificate.

4613* * *

4616(j) Violating the Principles of Professional Conduct

4623in violation of Section 1012.795(1)(j), F.S., by:

4630* * *

463315. Failing to maintain honesty in all professional

4641dealings. [subparagraph 6A - 10.081 (2)(c)1., F.A.C.]

4648Reprimand -- Revocation .

4652* * *

46552 The rule was amended to its current form on December 10, 2019, subsequent to the events

4672at issue in this proceeding. The range of penalties for Ms. OrtizÔs offenses did not change.

468822. Submitting fraudulent information on any

4694document in connection with professional activities.

4700[subparagraph 6A - 10.081(2)(c)8., F.A.C.]

4705Suspension -- Revocation .

470955. Petitioner recommends that Ms. Ort izÔs e ducatorÔs certificate be

4720suspended fo r two years from the date of the f inal o rder ; that she be placed

4738on probation for a period of two years after her suspension , with conditions to

4752be determined by the Education Practices Commiss ion ; that Ms. Ortiz be

4764required to take a college level course in professional ethics for educators ; and

4777that she pay a $750.00 fine.

478356. The undersigned agrees with all aspects of the recommendation except

4794for the fine, which the undersigned concludes would be needlessly pun itive in

4807light of the severity of the other penalties.

4815R ECOMMENDATION

4817Based on the foregoing Findings of Fact and Conclusions of Law, the

4829undersigned hereby R ECOMMENDS that the Education Practices Commission

4838enter a final order finding that : Respondent vi olated the statutes and rules

4852listed above; RespondentÔs educatorÔs certificate be suspended for a period of

4863two years from the date of the f inal o rder; Respondent be placed on probation

4879for a period of two years after her suspension, with conditions to be

4892determined by the Education Practices Commission ; and prior to the

4902reinstatement of her educatorÔs certificate , Respondent be required to take a

4913college level course in professional ethics for educators .

4922D ONE A ND E NTERED this 19th day of January , 2021 , in Tallahassee, Leon

4937County, Florida.

4939S

4940L AWRENCE P. S TEVENSON

4945Administrative Law Judge

4948Division of Administrative Hearings

4952The DeSoto Building

49551230 Apalachee Parkway

4958Tallahassee, Florida 32399 - 3060

4963(850) 488 - 9675

4967Fax Filing (850) 921 - 6847

4973www.doah.stat e.fl.us

4975Filed with the Clerk of the

4981Division of Administrative Hearings

4985this 19th day of January , 2021 .

4992C OPIES F URNISHED :

4997Steve Rossi, Esquire

5000Law Offices of Steve Rossi

5005Suite 2

5007533 Northeast 3rd Avenue

5011Fort Lauderdale, Florida 33301

5015(eServed)

5016Ron We aver, Esquire

5020Post Office Box 770088

5024Ocala, Florida 34477 - 0088

5029(eServed)

5030Lisa M. Forbess, Interim Executive Director

5036Education Practices Commission

5039Department of Education

5042Turlington Building, Suite 316

5046325 West Gaines Street

5050Tallahassee, Florida 32399 - 0400

5055(eServed)

5056Matthew Mears, General Counsel

5060Department of Education

5063Turlington Building, Suite 1244

5067325 West Gaines Street

5071Tallahassee, Florida 32399 - 0400

5076(eServed)

5077Randy Kosec, Jr., Chief

5081Office of Professional Practices Services

5086Department of Educ ation

5090Turlington Building, Suite 224 - E

5096325 West Gaines Street

5100Tallahassee, Florida 32399 - 0400

5105(eServed)

5106N OTICE OF R IGHT T O S UBMIT E XCEPTIONS

5117All parties have the right to submit written exceptions within 15 days from

5130the date of this Recommended Order. Any exceptions to this Recommended

5141Order should be filed with the agency that will issue the Final Order in this

5156case.

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 04/30/2021
Proceedings: Agency Final Order filed.
PDF:
Date: 04/12/2021
Proceedings: Agency Final Order
PDF:
Date: 01/19/2021
Proceedings: Recommended Order
PDF:
Date: 01/19/2021
Proceedings: DOAH Final Order
PDF:
Date: 01/19/2021
Proceedings: Recommended Order (hearing held October 30, 2020). CASE CLOSED.
PDF:
Date: 01/19/2021
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 12/28/2020
Proceedings: Petitioner's Proposed Recommended Order filed.
PDF:
Date: 12/28/2020
Proceedings: Respondent's Proposed Recommended Order filed.
PDF:
Date: 12/14/2020
Proceedings: Order Granting Extension of Time.
PDF:
Date: 12/14/2020
Proceedings: Respondent's Unopposed Motion for Extension of Time to File her Proposed Order on the Final Hearing filed.
PDF:
Date: 12/02/2020
Proceedings: Notice of Filing Transcript.
Date: 12/02/2020
Proceedings: Transcript of Proceedings (not available for viewing) filed.
Date: 10/30/2020
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 09/24/2020
Proceedings: Order Rescheduling Hearing by Zoom Conference (hearing set for October 30, 2020; 9:00 a.m., Eastern Time; Jacksonville).
PDF:
Date: 09/23/2020
Proceedings: Unopposed Motion to Reset Final Hearing Date filed.
PDF:
Date: 09/21/2020
Proceedings: Notice of Unavailability filed.
PDF:
Date: 09/16/2020
Proceedings: Petitioner's Second Notice of Taking Deposition via Zoom (Ivonne Ortiz) filed.
Date: 09/11/2020
Proceedings: Petitioner's Proposed Exhibits filed (exhibits not available for viewing).
PDF:
Date: 09/10/2020
Proceedings: Order Granting Continuance and Rescheduling Hearing by Zoom Conference (hearing set for October 27, 2020; 9:00 a.m.; Jacksonville).
PDF:
Date: 09/09/2020
Proceedings: Second Notice of Taking Depositions filed.
PDF:
Date: 09/09/2020
Proceedings: Notice of Canceling Depositions filed.
PDF:
Date: 09/09/2020
Proceedings: Petitioner's Amended Notice of Taking Deposition via Zoom (Ivonne Ortiz) filed.
PDF:
Date: 09/09/2020
Proceedings: Joint Motion to Continue Final Hearing filed.
PDF:
Date: 09/08/2020
Proceedings: Joint Pre-Hearing Stipulation filed.
PDF:
Date: 09/08/2020
Proceedings: Petitioner's Notice of Filing Proposed Exhibits filed.
PDF:
Date: 09/08/2020
Proceedings: Petitioner's Second Amended Exhibit List filed.
PDF:
Date: 09/08/2020
Proceedings: Petitioner's Notice of Taking Deposition via Zoom (Ivonne Ortiz) filed.
PDF:
Date: 09/03/2020
Proceedings: Notice of Issuance of Subpoenas filed.
PDF:
Date: 09/03/2020
Proceedings: Notice of Taking Depositions filed.
PDF:
Date: 09/03/2020
Proceedings: Petitioner's Amended Witness List filed.
PDF:
Date: 09/02/2020
Proceedings: Petitioner's Amended Exhibit List filed.
PDF:
Date: 08/28/2020
Proceedings: Petitioner's Notice of Filing Responses to Respondent's Request to Produce and Interrogatories filed.
PDF:
Date: 08/28/2020
Proceedings: Petitioner's Exhibit List filed.
PDF:
Date: 08/28/2020
Proceedings: Petitioner's Witness List filed.
PDF:
Date: 08/18/2020
Proceedings: Respondent's Witness and Exhibit List filed.
PDF:
Date: 08/17/2020
Proceedings: Amended Notice of Hearing by Zoom Conference (hearing set for September 15, 2020; 9:00 a.m.; Jacksonville; amended as to Type of Hearing).
PDF:
Date: 07/28/2020
Proceedings: Certificate of Service of Discovery filed.
PDF:
Date: 07/10/2020
Proceedings: Certificate of Service of Responses to Discovery Requests filed.
PDF:
Date: 05/28/2020
Proceedings: Certificate of Service of Discovery filed.
PDF:
Date: 04/30/2020
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 04/30/2020
Proceedings: Notice of Hearing (hearing set for September 15, 2020; 9:00 a.m.; Jacksonville).
PDF:
Date: 04/24/2020
Proceedings: Joint Case Status Report filed.
PDF:
Date: 04/10/2020
Proceedings: Order Granting Continuance (parties to advise status by April 24, 2020).
PDF:
Date: 03/19/2020
Proceedings: Unopposed Motion to Continue Final Hearing filed.
PDF:
Date: 02/28/2020
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 02/28/2020
Proceedings: Notice of Hearing (hearing set for April 30, 2020; 9:00 a.m.; Jacksonville).
PDF:
Date: 02/21/2020
Proceedings: Petitioner's Response to Initial Order filed.
PDF:
Date: 02/13/2020
Proceedings: Initial Order.
PDF:
Date: 02/13/2020
Proceedings: Administrative Complaint filed.
PDF:
Date: 02/13/2020
Proceedings: Revised Election of Rights filed.
PDF:
Date: 02/13/2020
Proceedings: Agency referral filed.

Case Information

Judge:
LAWRENCE P. STEVENSON
Date Filed:
02/13/2020
Date Assignment:
02/13/2020
Last Docket Entry:
04/30/2021
Location:
Jacksonville, Florida
District:
Northern
Agency:
ADOPTED IN TOTO
Suffix:
PL
 

Counsels

Related Florida Statute(s) (7):