20-000971PL Department Of Health, Board Of Osteopathic Medicine vs. Adam Patrick Hall, D.O.
 Status: Closed
Recommended Order on Thursday, October 15, 2020.


View Dockets  
Summary: Ohio Bd. permanently revoked R?s inactive certificate to practice osteopathic medicine after history of trouble ending in felony convictions for scheme to submit stored urine samples to evade monitoring and cover up trip. License should be revoked.

1S TATEMENT OF T HE I SSU ES

9The issues in this case are whether Respondent 's license or authority to

22practice osteopathic medicine was acted against by the licensing authority of

33another jurisdiction , in violation of section 45 9.015(1)(b), Florida Statutes

43(2016) 1 ; and, if so, what penalty should be imposed.

53P RELIMINARY S TATEMENT

57On August 9, 2018, the Department of Health ( Department or Petitioner)

69filed a Second Amended Administrative Complaint (Complaint) before the

78Board of Osteopathic Medicine (Board) against Adam Patrick Hall, D.O.

88(Respondent). The Complaint alleged that on or about December 14, 2016,

99the State Medical Board of Ohio (Ohio Board) permanently revoked

109Respondent's license to practice osteopathic medicine a nd surgery in the

120State of Ohio , in violation of section 459.015(1)(b) . R espondent elected a

133disputed - fact hearing and on February 20, 2020, the case was transmitted to

147DOAH for assignment of an administrative law judge to conduct the

158requested hearing.

160Th e he aring was initially set for May 4, 2020, but was rescheduled twice

175following joint motions for continuance that raised complications in hearing

185preparation due to the coronavirus pandemic . Th e hearing format was also

198c hanged from video teleconference a t two fixed hearing locations to Zoom

211c onference at Petitioner's request, which was not opposed by Respondent.

222Prior to the hearing, the parties filed an Amended Joint Pre - hearing

235Stipulation in which they stipulated to a number of facts. The relevant

247sti pulated facts have been incorporated in the findings below.

2571 References herein to substantive statutes and rules are to the 2016 versions, unless

271otherwise provided.

273At the final hearing, Respondent testified both for Petitioner in its case

285and on his own behalf in his case . Petitioner's Exhibits A through C and E

301through M were admitted without objection . Pet itioner's Exhibit D was

313admitted over Respondent's hearsay objection , but subject to the restrictions

323on using hearsay in section 120.57(1)(c) , Florida Statutes, and Florida

333Administrative Code Rule 28 - 106.213 ( 3). Respondent's Exhibits E and F were

347admitte d into evidence. 2

352At the conclusion of the hearing, the parties were informed of the ten - day

367deadline provided by rule for filing proposed recommended orders (PROs)

377after the final hearing transcript is filed with DOAH. Petitioner asked for an

390extended 3 0 - day deadline , with Respondent 's agree ment , which was allowed. 3

405The final hearing Transcript was filed on August 17, 2020. Petitioner and

417Respondent timely filed their PROs on September 16, 2020, and both PROs

429have been considered in the preparation of t his Recommended Order.

440F INDINGS OF F ACT

4451. The Department is the state agency charged with regulati ng the

457practice of osteopathic medicine and prosecuting disciplinary actions on the

467Board's behalf , pursuant to section 20.43 and chapters 456 and 459, Flo rida

480Statutes.

4812 Respondent's Exhibits A through D were also initially offered into evidence and admitted.

495However, during the hearing, the parties noted that Respondent's Exhibits A through D

508duplicated Petitioner's Exhibits A, B, J, and M, except that Petitioner's versions of these

522exhibits contained redactions. After the hearing, the parties filed a joint motion to allow

536Re spondent to adopt Petitioner's Exhibits A, B, J, and M and withdraw Respondent's

550Exhibits A through D. The joint motion was granted. Accordingly, the record does not include

565Respondent's withdrawn Exhibits A through D.

5713 By agreeing to an extended deadlin e of more than ten days after the filing of the transcript

590for filing PROs , the parties waived the 30 - day time period for issuing the Recommended

606Order. See Fla. Admin. Code R. 28 - 106.216.

6152 . Respondent is licensed to pr actice osteopathic medicine in Florida ,

627having been issued license number OS 10315 on or about March 4 , 2008.

640Although Respondent has been licensed to practice osteopathic medicine in

650F lorida since 2008, includ ing at all times relevant to the Complaint, he

664testified that he did not practice osteopathic medicine in Florida until

675sometime after December 14, 2016.

6803 . Currently, Respondent does not hold any other active licenses to

692practice osteop athic medicine in o ther states. Previously, he held licenses in

705Ohio, Missouri, and Kansas .

7104. The factual allegation in the Complaint that is the predicate for the

723charge against Respondent is as follows:

729On or about December 14, 2016, the State Medical

738Board of Ohio issued an Entry of Order

746permanently revoking the license of Respondent to practice osteopathic medicine and surgery in the State of Ohio. (C omplaint at 2, ¶ 5).

7695. The parties stipulated that t he Ohio Board is the licensing authority of

783the practice of osteopa thic medicine in the state of Ohio . T he parties also

799stipulated to the following:

803On December 14, 2016, in case number 16 - C R F -

8160055 and in accordance with chapter 119, Ohio Revised Code, the State Medical Board of Ohio entered an order which permanently rev oked

839Respondent's certificate to practice osteopathic medicine and surgery in Ohio . (Am ended J t. Pre -

856hrg . S tip. Part E (Stipulated Facts), ¶ 10) .

8676. Respondent disputed the Complaint's allegation quoted above ,

875notwithstanding the stipulation s , based on th e argument that the word

"887license" in the Complaint is different from the word "certificate" in the

899stipulation. Respondent attempted to argue that the "certificate" that was

909permanently revoked was not a form of authority to practice osteopathic

920medicine and surgery.

9237. Respondent offered various possibilities, such as that the permanently

933revoked "certificate" must have been the "training certificate" that he

943believed he was given in 2004 to participate in a training program before

956licensure, or that it w as some other kind of "certificate." R espondent's

969argument i s not credible , is inconsistent with the words following

"980certificate" — "to practice osteopathic medicine and surgery" — and is wholly

992unsupported by the evidence.

996Ohio L icensure H istory

10018 . In late D ecember 2003, Respondent applied for osteopathic medical

1013licensure in Ohio via an application for a Certificate to Practice Osteopathic M edicine and Surgery (Ohio Application) submitted to the Ohio Board.

10364 The

1038application was not deemed officially received for processing until

1047January 29, 2004, because Respondent 's initial submission was not

1057accompanied by the required $335.00 fee and he did not pay the fee until

1071January 29, 2004. See P et . Ex. 1, Bates p. 28 , 3, and 18.

10869 . The Ohio Application f orm asked w hether the applicant was, or

1100intended to be, in an accredited training program in Ohio. R espondent

1112answered that he intended to be in an accredited training program . He

1125identified the training program as Doctor's Hospital/Anesthesiology in

1133Columbus, Ohio, with a planned start date of June 30, 2004.

114410 . On January 30, 2004, the Ohio Board sent Respondent its

"1156Acknowledgement of Application for Certificate to Practice Medicine and

1165Surgery or Osteopathic Medicine and Surgery " (Acknowledgement), notifying

1173Respo ndent that his application for a certificate to practice osteopathic

1184medicine and surgery was received b y the Board on January 29, 2004. The

1198Acknowledgement also notified Respondent that he was authorized to

12074 Respondent's entire licensure file, certified as complete by th e Ohio Board, is in evidence,

1223with Bates page numbers added in red. It is apparent that the pages representing

1237Respondent's application for licensure to practice osteopathic medicine and surgery are not in order, perhaps because his initial submission in l ate December 2003 was incomplete and

1264supplemented with various revised answers and additional documentation between 2004 and early 2005.

1277participate in the training program identified i n his application: "Please be

1289advised that you are hereby authorized to begin participation in the training

1301program to which you have been appointed … while your application is being

1314processed. " (P et . Ex. 1, Bates p. 18) .

132411. Respondent claimed that the Ac knowledgement notified him that he

1335was granted a "training certificate" so he could participate in the residency

1347program while h is application for a license to practice osteopathic medicine

1359and surgery was being processed. The Acknowledgement says no such thing .

1371Respondent's argum ent to the contrary is rejected. No evidence was offered to

1384prove that a training certificate was ever issued to Respondent.

139412. R espondent's "training certificate" argument was part of his broader

1405attempt to argue that in Ohio, t he terms "certificate" and "license" refer to

1419distinct items, and that a "license" is the form of authority to practice

1432osteopathic medicine and surgery. Here too, Respondent's argument is contradicted by the record evidence and by Ohio law .

145113. Beginning with Respondent's initial submission, date - stamped by the

1462Ohio Board on December 23, 200 3 , it is clear that the specific phrase used to

1478describe the form of authority to practice osteopathic medicine and surgery in

1490Ohio was a "certificate to practice oste opathic medicine and surgery, "

1501although the umbrella term "l icense" was frequently used interchangeably

1511with "certificate . "

15145 The interchangeable use of "license" and "certificate,"

1522prefacing the phrase "to practice osteopathic medicine and surgery," is

1532rep lete throughout Respondent's Ohio licensure file. The interchangeable use

1542of these terms is evident perhaps nowhere more clearly than in the Ohio

1555Board's form "Affidavit and Release of Applicant [ - ] Medicine or Osteopathic

15685 Pursuant to the Ohio Administrative Procedure Act, just as under the Florida

1581Administrative Procedure Act, "license" is an umbrella term defined to mean "any license,

1594permit, certificate, commission, or charter issued by any agency." § 119.01(b), Ohio Rev.

1607Code; compare § 120.52(10), Fla. Stat. (defining "license" as "a franchise, permit,

1619certification, registration, ch arger, or similar form of authorization required by law[.]").

1632Medicine" 6 executed by Respondent and submitted as part of the Ohio

1644Application bearing t he Ohio Board's "received" stamp dated Dece mber 26,

16562003. By the executed affidavit, Respondent certified under oath :

1666that I am the person named in this application for

1676a license to practice medicine or osteopathic medicine in the State of Ohio … and that all

1693documents, forms or copies thereof furnished or to be furnished with respect to my application are strictly true in every respect. … I further understand that the issuance of a certificate to

1725prac tice medicine or osteopathic medicine in Ohio

1733will be considered based on the truth of the

1742statements and documents containe d herein or to

1750be furnished[.] (P et . Ex. 1, Bates p. 26, emphasis

1761added) .

17631 4 . Respondent's Ohio Application contained multiple def iciencies and

1774required several rounds of requests for o mitted information/documentation

1783followed by submissions that attempted to respond to the requests. T his

1795process, documented in Respondent's complete Ohio licensure file in evidence,

1805spanned from early 200 4 through early 200 5 .

18151 5 . On April 13, 2005, the Ohio Board gave Respondent notice that it

1830intended to determine whether to refuse to grant his certificate to practice

1842osteopathic medicine and surgery , for reasons set forth in a detailed three -

1855page let ter. T he gist of the reasons was that Respondent allegedly made false,

1870fraudulent, deceptive, or misleading statements to the Acting Director of Medical Education for Respondent's residency program in Missouri

1888pertaining to Respondent's failure to appear o r respond to pages when he was

1902on call. Respondent was informed of his right to a hearing .

19141 6 . Respondent requested a hearing, which was held before a hearing

1927examiner for the Ohio Board on August 24, 2005. The hearing e xaminer's

1940report and recommendation in evidence set s forth a summary of the evidence

19536 The title of this form is on two lines : t he first line is "Affidavit and Release of Applicant" ;

1974t he second line , immediately below the first, is "Medicine or Osteopathic Medicine." The dash

1989ha s been inserted to denote separation between the two lines of the title, for clarity.

2005(including Respondent's testimony at the hearing) , findings of fact, and

2015conclusions of law. (Pet. Ex. B, Bates p. 71 - 80).

20261 7 . The findings were that Respondent had failed to report to work when

2041he was sche duled to be the r esident on call , and failed to respond to several

2058pages from the emergency department . He met with the Acting Director, and

2071after the meeting, a determination was made to terminate Respondent from

2082the residency program for "grievous dereli ction of duty and subsequent

2093imminent risk to quality patient care." (P et . Ex. B, Ba t es p. 77). Respondent

2110appealed the termination. Shortly thereafter, upon questioning by the Acting

2120Director, Respondent falsely reported that he had been at the hospital, on

2132duty that night , and received no pages. Respondent said that he had been in

2146the hospital library and had used the computer. The Acting Director asked

2158Respondent t hree times if he had used the computer at the library, and

2172Respondent said yes. But the Act ing Director verified with library staff that

2185the computers had remained inactive during the time in question. Caught in

2197the lie, Respondent ultimately admitted to the Acting Director that he had

2209failed to report to duty . Instead, he had taken cold medicin e and slept the

2225entire night at home. Respondent "admitted that he had used very poor

2237judgment and had been dishonest." (P et . Ex. B , Bates p . 77). Respondent 's

2253termination from the residency program was upheld on appeal.

22621 8 . The hearing examiner con cluded that R espondent's conduct violated

2275section 4731.22( B )(5), Ohio Revised C ode (making false, fraudulent,

2286dece ptive, or mislea ding statements in relation to the practice of osteopathic

2299medicine and surgery ) , but did not demonstrate a current failure to prove

2312good moral character. The hearing examiner elaborated on these conclusions:

2322Dr. Hall issued a series of deceitful and self - serving

2333misstatements during the course of his practice.

2340Such conduct would justify permanent denial of his

2348certificate to pra ctice in this state. Nevertheless,

2356Dr. Hall admitted his misconduct and deceit within

2364a short time of their occurrence. Moreover, Dr. Hall

2373was forthcoming in his application for licensure in

2381Ohio . Therefore the evidence suggests that Dr. Hall

2390has learned f rom his mistakes and will be more

2400cautious and forthcoming in the future. (P et . Ex. B,

2411Bates p. 78 , emphasis added ).

241719 . Based on the hearing examiner's findings and conclusions, her

2428proposed order was that Respondent's application "for a certificate to p ractice

2440o steopathic medicine and surgery " in Ohio be granted, "provided that he

2452otherwise meets all statutory and regulatory requirements." If so, the

"2462certificate" should be issued on the effective date of the o rder. However, the

"2476certificate" should be i mmediately suspended for 30 days , then reinstated

2487subject to a number of probationary terms for a period of at least two years .

2503The hearing examiner's proposed order concluded with a provision addressing

2513when the order would become effective: "This Order s hall become effective

2525thirty days after mailing of notification of approval by the Board." (P et . Ex. B ,

2541Bates p. 78 - 80 , emphasis added ).

254920 . At a meeting of the Ohio Board on December 14, 2005, the hearing

2564examiner's proposed findings of fact, conclusions, and order were approved.

2574A letter dated December 14, 2005, notifying Respondent that the Ohio Board

2586had approved the hearing examiner's recommendations, bears a notation that

2596it was mailed December 16, 2005.

26022 1 . Respondent was required to update certai n components of his

2615licensure application . B y letter dated December 29, 2005, Respondent was

2627given notice as "a follow - up to your application for Ohio licensure " that he had

2643to update his resume of activities from July 2004 forward; updat e the listing

2657of l icensure activity in other states; and execute another notarized Affidavit

2669and Release of Applicant . (P et . Ex. A, B ates p. 89 , emphasis added ).

2686Respondent executed another Affidavit and Release on January 13, 2006; the

2697form appears unchanged from the one h e signed in 2003, continuing to u se

2712the terms "certificate" and "license" to practice osteopathic medicine and

2722surgery interchangeably (P et . Ex. A, Bates p. 25). Other updates to his

2736application also were submitted on or shortly after January 13, 2006 ,

2747inc luding a letter from Doctors Hospital verifying that Respondent was in the

2760anesthesia residency program, having begun February 2, 2004, and was

2770anticipated to complete the program February 1, 2007.

27782 2 . T he submission of the required update items on or shor tly after

2794January 13, 2006, resulte d in Respondent's certificate (a/k/a license) to

2805practice o steopathic medicine and surgery being issued on January 17, 2006,

2817two days after it otherwise co uld have been consistent with the provisions of

2831the hea ring examin er's proposed order.

28382 3 . Also in accordance with the hearing examiner's proposed order,

2850approved by the Ohio Board, Respondent's certificate to practice osteopathic

2860medicine and surgery was immediately suspended for 30 days, which

2870included the day that t he certificate was issued. T he 30 - day suspension ran

2886from January 17, 2006, through F ebruary 15, 2006. Respondent was

2897permitted to practice osteopathic medicine pursuant to his certificate beginning February 16, 2006, subject to the terms of probation for at least two years.

29212 4 . Less than six months after Respondent's first suspension was over ,

2934Respondent self - reported to the Ohio Board that he was terminated from the

2948anesthesia residency program for diverting a drug he had prescribed to a

2960patient for his o wn use. O ne month after the self - report, on August 30, 2006,

2978Respondent signed a Step I Consent Agreement (Step I Agreement) with the

2990Ohio Board. The Step I Agreement included the following sti p ulations and

3003admissions:

3004E. Dr. Hall admits that the Board ord ered him to

3015submit to a three - day examination at The Woods at

3026Parkside [Parkside], a Board - approved treatment

3033provider in Columbus Ohio, on or about July 31,

30422006, based upon his self - report that he was

3052terminated from his anesthesia residency program

3058with Doctors Hospital in Columbus, Ohio, because

3065he diverted for self - use Celestone, a corticosteroid,

3074that he prescribed for a patient; and that he had

3084diverted Kenalog, another corticosteroid, in the past. Dr. Hall further admits that during this

3098examination , he was diagnosed with substance

3104abuse and Bipolar Disorder with mixed anxiety and

3112that he entered Parkside for further treatment, including 28 - day residential treatment.

3125F. Dr. Hall further admits that due to his substance abuse he currently is impaired in his ability to

3144practice osteopathic medicine and surgery according to acceptable and prevailing standards of

3156care because of habitual or excessive use or abuse

3165of drugs, alcohol, or other substances that impair ability to practice and an inability to p ractice

3182according to acceptable and prevailing standards of care by reason of mental illness or physical illness,

3198including, but not limited to, physical deterioration

3205that adversely affects cognitive, motor, or perceptive skills, due to his Bipolar Disord er with mixed anxiety. (P et . Ex. B, Bates p. 57).

32302 5 . The Step I Agreement provided that, b ased on the stipulations and

3245admissions, Respondent's certificate to practice osteopathic medicine and

3253surgery was suspended indefinitely . A series of requirements and conditions

3264were imposed, which had to be met before the Ohio Board would "consider

3277reinstatement of Dr. Hall's certificate to practice osteopathic medicine and

3287surgery." (P et . Ex. B, Bates p. 60). The St ep I A gree ment took effect

3305September 13, 2006, w hen signed on behalf of the Ohio Board . (P et . Ex. B ,

3323Bates p. 63).

33262 6 . Six months later, o n March 14, 2007, Respondent and the Ohio Board

3342entered into the Step II Consent Agreement (Step II Agreement) . Pursuant to

3355the Step II Agreement, t he indefinite sus pension was lifted and Respondent's

3368certificate to practice osteopathic medicine and su rgery was conditionally

3378reinstated under new probationary terms set forth in the Step II Agreement .

33912 7 . The Step II Agreement contained additional stipulations and

3402admi ssions agreed to by Respondent, including:

3409C. Dr. Hall is applying for reinstatement of his

3418license to practice osteopathic medicine and surgery in the state of Ohio, which was indefinitely

3433suspended pursuant to the terms of the [ Step I

3443Agreement].

3444* * *

3447E. Dr. Hall admits that he initially entered

3455inpatient treatment for cortical steroid abuse, at the Woods at Parkside [Parkside], a Board -

3470approved treatment provider in Columbus, Ohio, on

3477or about July 31, 2006, that he transitioned to out -

3488patient tre atment on or about August 28, 2006, and

3498that he was subsequently discharged, treatment

3504complete, on or about September 5, 2006. Dr. Hall further admits that in addition to his abuse of

3522corticosteroids, in the past he also self - medicated

3531with Elavil and Ult ram, and excessively consumed

3539alcohol to the point of having blackout events.

3547Dr. Hall further admits that during his treatment

3555at Parkside, he received an additional diagnosis of Bi p olar Disorder for which he was prescribed

3572medication.

3573* * *

3576G. … Dr . Hall states … that Victoria Sanelli, M.D.,

3587a psychiatrist who was approved by the Board to provide an assessment of Dr. Hall, evaluated

3603Dr. Hall and submitted a report to the Board … in

3614which she stated that Dr. Hall's diagnoses include steroid dependenc e in early sustained remission, and that although Dr. Hall has been recently diagnosed with possible Bipolar Disorder, it was

3644Dr. Sanelli's opinion as an addiction psychiatrist

3651that it is extreme l y difficult to assign an Axis I

3663diagnosis to someone who has recently been

3670involved in substance abuse. … Dr. Sanelli further opined that Dr. Hall has a Mood Disorder, which

3687may be depressed mood or Bipolar Disorder, and

3695that Dr. Hall's ability to practice osteopathic medicine and surgery has been assessed, and he is capable of practicing according to acceptable and

3718prevailing standards of care so long as certain

3726treatment and monitoring requirements are in place.

37332 8 . The Step II A greement provided that reinstatement of Respondent's

3746license would be subject to a pr obationary term of at least five years from

3761March 14, 2007 , with numerous conditions and limitations imposed ,

3770including the treatment and monitoring requirements deemed necessary to

3779ensure Respondent remained capable of practicing according to acceptable

3788s tandards of care . The terms of Respondent's probation included random drug

3801and alcohol tests, evaluations, restrictions on travel outside the state , use of a

3814monitoring physician to monitor Respondent's practice of osteopathic

3822medicine and surgery, and sub mission of quarterly reports to the Ohio Board

3835in which Respondent attested under oath to full compliance with all conditions of the Step II Agreement.

38522 9 . Respondent testified that , at the beginning, he complied with the

3865probationary terms he agreed to . For example, with regard to the travel

3878restrictions, i n 2007, when Respondent decided on the spur of the moment to

3892travel to Alabama to visit a friend, he requested and obtained last - minute

3906permission from the Ohio Board for the trip with the proviso that he continue

3920t o be subject to random screening s and go to meetings there.

393330 . However, in or about September 2008, after the Step II Agreement

3946had been in place for only a year and a h alf, Respondent decided he could no

3963longer comply with the agreement he entered into. When his brothers, who lived in Florida, asked him to travel with them to Italy and Lebanon for a

3990v acation, for which the brothers would pay, Respondent agreed. The brothers

4002coordinated the travel dates to work with Respondent's schedule . Res pondent

4014testified that he could not recall how long the trip was, but it was more than

4030one week and possibly less than two weeks.

40383 1 . Even though this long er trip was planned , rather than spontaneous

4052like the Alabama trip for which Respondent had obtained Ohio Board

4063approval, this time Respondent did not request approval. This was no

4074accident. Instead, Re spondent schemed to leave "clean" urine samples and

4085slips filled out to submit with the samples to the lab, and left them behind

4100with an employee who kept the samples in a freezer and submitted one or

4114more samples while Respondent was out of the country. Respondent devised

4125this scheme to cover up his unauthorized travel , and to give the impression

4138that the samples were being given contemporaneously with thei r submission

4149to the lab. Instead, Respondent went unmonitored during his unauthorized

4159trip abroad. This was a blatant and devious affront to the terms of the Step II

4175Agreement Respondent promised to abide by.

41813 2 . At the hearing, Respondent attempted to exp lain several different

4194times why he carried out a scheme to circumvent the Step II Agreement's

4207monitoring requirements and cover up his unauthorized travel :

4216Because I had no control in my life. I was doing

4227everything that the board had asked; I had gone to

4237meeting s , two, three, sometimes four times a week

4246as required; I was doing random urine drug screens

4255for almost two years; and I had done everything that was asked, and I felt I had n o control of my

4277life. I wasn't getting anywhere with this board

4285program. I felt that they were completely inflexible

4293and had a total lack of understanding. And I

4302thought that the suspension — I'm sorry; the impairment diagnosis for basically prednisone,

4315which is an anti - inflammatory drug, was cruel. …

4325[W]hen the program in Ohio said that I had an

4335[impairment], based on the use of drug that in literature is used for inflammatory conditions, it blew my mind. I was still being required to test like

4362a drug addict for over two years and I was labeled a

4374drug addict for two - plus years a t that point, and

4386the board didn't want to listen to my protest or my concerns. And there was just a total lack of understanding on the part of the board. And I — and

4417I got — I got overwhelmed emotionally. And just

4426said I had enough of being controlled by some body who didn' t — who didn't have any of my interests at

4448heart. They only wanted to punish. (Tr. 135 - 136).

4458* * *

4461I was put in a vice like a grape and crushed.

4472(Tr. 142).

4474* * *

4477I don't know that I thought it was okay [to

4487circumvent the Step Two Agr eement] . … At the

4497time, like I said, I was under the impairment agreement; I was hoping there would be some benefits to asking for help for mental health issues,

4523and like I said, rolling in the drug portion. But as

4534time went on, there was no positive affec t on my

4545life. I couldn't travel to see family. Family is important. Family is who we turn to in times of stress. I couldn't see them without the board's

4572approval. I couldn't find work because of the scarlet

4581letter that was on me. I couldn't find work becau se

4592I didn't finish the residency. You know, I think when we tell patients by the way, we have a

4611treatment for your problem, but it's going to kill

4620you, most people would say, well, screw that, I'm not going to do it. And you know, I don't think any

4641of the downside was anticipated by me. (Tr. 144).

4650I didn't foresee all of the negative repercussions

4658that would come through in my life. And I was — I

4670was adhering to everything they that they asked of

4679me, meetings, urine drug screens. This — you know,

4688when you have to do a urine drug screen, you have

4699to basically strip for them and someone has to look at you. And it's intrusive. And I was doing that. I was more than willing to work within their system, and do back flips and front flips. If they said, you

4740know, stand on one leg, I would have said yes, sir,

4751for how long, sir? But at the same time, you could

4762only get beaten and put into a corner for so long and say what in the hell is this program designed to do except excommunicate people from a

4790profession? … And so I broke. After a certain

4799amount of time, I broke. It was too much. I — I know

4812I did something stupid. I know I did. And I regret it every day of my life. And I look at it and kick

4836myself and wish I would have never done it. But all

4847I can say is I'm sorry. … So , you know, that's all I can say. I know I screwed up and I took the

4871punishment for it, and I'm here today to say, I am

4882not that person from 12 years ago. (Tr. 14 5 - 146).

4894* * *

4897In 2008, like I said, I had been compliant with the board's ruling since '06, since August of '06. I think it was August of '06. And now we're looking at two years later and despite having done everything the

4937board asked, I'm gettin g — I'm getting nowhere. I'm

4947just feeling like I'm spinning my wheels and there's

4956no end in sight t o thi s — to this situation. And so I

4971threw my hands up. (Tr . 1 49).

49793 3 . No evidence was offered to substantiate Respondent's dramatic claims

4991that t he Ohio Board showed inflexibility, a lack of understanding, or an

5004unwillingness to consider any protests or co ncerns submitted by Respondent.

5015No evidence was offered to show that the Ohio Board ever denied a request

5029by Respondent to travel; the only evidence was that Respondent's single last -

5042minute request was granted and Respondent was allowed to meet his

5053monitor ing and treatment requirements while traveling.

50603 4 . A s Respondent acknowledged, the Step II Agreement that he signed

5074was for a minimum of five years , beginning M arch 200 7. Before March 2007,

5089Respondent was subject to the Step I Agreement, which he also s igned . These

5104agreements included stipulations and admissions agreed to by Respondent ,

5113and imposed terms and conditions th at he accepted. Respondent's

5123characterization at the hearing of the terms he had agreed to as cruel, and

5137his explanation at the hearing that he could not abide by the Step II

5151Agreement because he decided he needed to take back control, after less than

5164one - third of the five - year minimum term had passed , are very troubling

5179current - day admissions.

51833 5 . Respondent attempted to refute his admis sions in the Step I and

5198Step II Agreements, di sputing the substance abuse characterizations and

5208claiming that he admitted to them as a means to have his license reinstated .

5223Without any evidentiary basis to contradict his own admissions in the Step I

5236and St ep II Agreements, it is sufficient for purposes of this proceeding to

5250simply point out that Respondent's admissions speak for themselves, an d

5261Respondent is not painted in a favorable light , whether he admitted to facts

5274he did not believe as a means to the end of having his suspended license

5289reinstate d or whether he admitted to facts that were true .

53013 6 . Respondent's claims of oppression and torture ( i.e., being put in a vice

5317like a grape and crushed) to explain the backdrop to the Ohio Board's action

5331permane ntly revoking his certificate to practice osteopathic medicine cause

5341concern. Respondent overly dramatize s the simple fact that he chose to enter

5354into the Step I and Step II A greements , regardless of his rationalizations for

5368having done so .

537237. Also of con cern is that for all of his dramatic expressions at the

5387hearing, Respondent ignored a troubling series of admissions . In the Step II

5400Agreement, Respondent admitted to diverting the hospital's prescription

5408medication that he had prescribed for a patient for his own use , and he also

5423admitt ed to having diverted other medication for his own use in the past . His

5439diversion of hospital medication that he p rescribed for a patient for his own

5453use instead was essentially theft , resulting in his terminat ion from the

5465h ospital's residency program. Respondent admitted to drug diversion on more

5476than one occasion, in addition to self - medicating, and th ose admission s w ere

5492p redicate s for the conditions imposed by the Step II Agreement. At the

5506hearing, Respondent never addr ess ed this dishonest conduct. That makes

5517Respondent's attempted explanation for why he could no longer abide by the

5529Step II Agreement , with three and a half years left to the agreement he

5543entered into , wholly unsatisfactory. Respondent seemingly has not recog nized

5553that th ese underlying dishonest dealings in medication played a part in hi s

5567being "painted with a scarlet letter." Whether he recognized it or not, he

5580certainly expressed no remorse.

55843 8 . Respondent's scheme to violate the Step II Agreement and cover up his

5599violation succeeded, initially , and for several years thereafter. Respondent

5608made it to the end of his five - year probation, falsely representing under oath

5623to the Ohio Board in quarterly reports that he complied with the terms the

5637entire time. Resp ondent's probation was lifted under false presences, based

5648on the false impression given by Respondent to the Ohio Board that as of

5662March 14, 2012, he had complied with the Step II Agreement for the five - year

5678probationary term . F rom then until April 1, 201 3 , Respondent's certificate to

5692practice was active and unrestricted for the first time since it was issued .

570639. Respondent's scheme came to light after Respondent fired an employee

5717and reported to police that the employee was discovered forging prescriptio ns

5729to obtain prescription drugs. The employee reciprocated by reporting to the

5740Ohio Board that Respondent had falsified his urine samples to cover up an

5753unauthorized jaunt abroad , during which he evaded the required monitoring .

576440 . Once again, Respondent's c ertificate to practice osteopathic medicine

5775in Ohio was immediately and indefinitely suspended by the Ohio Board on

5787April 1, 201 3 . Criminal charges were brought against Respondent in the fall

5801of 2014 , based on his scheme to have an employee submit "clean " urine

5814samples that were kept in a freezer, with slips Respondent filled out ahead of

5828time , to give the appearance that he was providing those samples while he

5841was on his overseas trip .

584741 . Respondent's Ohio certificate to practice osteopathic medicine wa s still

5859under indefinite suspension when it came up for biennial renewal in 2014 .

5872Resp ondent chose not to renew the li cense, so the license became inactive on

5887October 1, 2014 , but remained under suspension . Respondent did not

5898surrender his license/certific ate to practice osteopathic medicine in 2014 or at

5910any time thereafter.

591342 . On March 2, 2016, Respondent pled guilty to, and was found guilty of,

5928two felonies: attempted tampering with evidence , a fourth degree felony; and

5939possession of criminal tools, a f ifth degree felony.

59484 3 . After the felony convictions, on April 13, 2016, the Ohio Board both

5963vacated the summary suspension of his certificate and initiated the

5973disciplinary action against Respondent's certificate , d esignated case number

598216 - CRF - 0055, notwi thstanding that Respondent's certificate was inactive.

59944 4 . The notice mailed to Respondent on April 14, 2016, informed

6007Respondent that the Ohio Board "intends to determine whether or not to

6019limit, revoke, permanently revoke, suspend, refuse to register or reinstate

6029your certificate to practice osteopathic medicine and surgery, or to reprimand

6040you or place you on probation" for reason s enumerated in the notice . The

6055reasons included the two felony convictions , Respondent's falsification of his

6065quarterly repor ts to the Ohio Board attesting to full compliance with the Step

6079II Agreement , and Respondent's violations of the limits placed on his

6090certificate to practice pursuant to the terms of the Step II Agreement .

6103Respondent was informed of his right to a hearing.

61124 5 . Respondent asked for a hearing regarding the proposed disciplinary

6124action against his certificate to practice osteopathic medicine and surgery in

6135Ohio . Respondent testified at the hearing in this case that he pursued a

6149hearing before the Ohio Board in the hope that he and his attorneys could

6163persuade the Ohio Board to reinstate his inactive license. In his view, he had

6177been punished enough and deserved something less tha n the most draconian

6189punishment of permanent revocation. He believed that reinstati ng his

6199license, likely subject to more conditions, was a possible outcome of the

6211proceeding.

62124 6 . Instead, the decision following an evidentiary hearing was to

6224p ermanently revoke Respondent's certificate to practice osteopathic medicine

6233and surgery in Ohio . The written decision reflect s that the basis for the

6248permanent revocation was, in part, Respondent's lack of remorse,

6257downplaying his past crimes for which he pled guilty, and dishonesty

6268displayed at the hearing.

62724 7 . After setting forth proposed findings of fact and conclusions of law, the

6287hearing examiner provided a summary to explain why the proposed order

6298recommended permanent revocation :

6302Dr. Hall was dismissed from a residency program

6310at the University of Health Sciences in Independence, Missouri, for sleeping through a shift, then lied about his whereabouts in an effort to regain his position. Before this Board, he

6340testified that he learned his lesson and had come to

6350understand the importance of te l ling the truth. Yet

6360while working at Doctors Hospital in Columbus, Ohio, he created a false patient record in order to

6377obtain corticosteroids to treat his own pain. Then,

6385in 2008, Dr. Hall devised and employed a scheme to deceive the Board that he remained in Ohio when

6404in fact he was abroad, because he feared his

6413request to travel might be refused. He caused

6421specimens, provided in different times than he had

6429indicated, to be submitted for drug testing, as part

6438of that scheme. He has been under Board supervision his entire tenure in Ohio, up to 2012.

6455It is ind eed true that several years have passed

6465since the 2008 conduct at issue in this hearing, and

6475that there have been no proven instances of misconduct or non - compliance with monitoring for

6491the five years between 2008 and 2013, when Dr. Hall's license was summ arily suspended, or

6507since early 2016 when Dr. Hall resumed practice in

6516Florida. But his career up to that point in 2008 had consisted of a nearly unbroken cha i n of deceitful

6537conduct , and for four of the five following years,

6546Dr. Hall had remained under Boa rd supervision on

6555pain of revocation of his license. So the question now is whether Dr. Hall's pattern of lying "under pressure" was situational, caused by pain,

6579depression, and perhaps frustration, the causes of

6586which are largely in his past, or whether t his

6596conduct reflects an ingrained character trait.

6602Given his history, if Dr. Hall wished to regain the

6612Board's "trust" and demonstrate a character trait for truthfulness, it was incumbent upon Dr. Hall to

6628testify with complete candor in the proceedings

6635bef ore this Hearing Examiner. This Hearing

6642Examiner did not, however, find Dr. Hall's testimony to be particularly credible as a general

6657matter, based on his demeanor and testimony.

6664Three factors stand out in particular:

6670Dr. Hall attempted to minimize his de ceit to [the

6680Acting Director of his Missouri residency

6686program] … . But the Board's prior finding was

6695that Dr. Hall's lie was premeditated; …

6702Dr. Hall repeatedly attempted to minimize the character of his scheme to conceal from the Board his travel outsi de Ohio, and to submit urine

6727speci mens not given at the times indicated … .

6737… Dr. Hall repeatedly resorted to pat phrases to describe, and in all likelihood exaggerate, the level of discomfort he experienced … .

6760The evidence that Dr. Hall's persistent la ck of

6769candor is merely a result of past causes, no longer at play in his life, is less than convincing.

6788Accordingly, this Hearing Examiner does not

6794believe that the record reflects mitigating

6800circumstances sufficient to support providing a pathway for Dr. Hall to regain licensure by this

6815Board.

6816[ 7 ] (P et . Ex. B, Bates p. 27 - 28).

68297 The hearing examiner's observation regarding whether mitigating circumstances supported

6839providing a pathway for Respondent to regain licensure confirms Respondent's te stimony

6851that the reason he invested time and resources in this hearing was in the hope that the Ohio

6869Board would consider mit igating circumstances, with the possibility of having his license

6882reinstated subject to conditions. This would have been similar to the approach of the Step I

6898and Step II Agreements, whereby in Step I, Respondent's certificate to practice was suspended, and would be considered for reinstatement only after Respondent complied with

6923a series of requirements , followed by Step II, which wa s treated as an application for

6939reinstatement , and was granted subject to limitations and conditions. This time, Respondent

6951failed to convince the hearing examiner or the Ohio B oard to allow another similar pathway.

696748 . T he Ohio Board entered an Order on December 14, 2016, attaching

6981and incorporating the hearing examiner's report and r ecommendation and

6991o rdering as follows : "The certificate of A dam Patrick Hall, D.O., to practice

7006osteopathic medicine and surgery in the State of Ohio shall be permanently

7018revoked." (P et . Ex. B, Bates p. 3).

702749 . Just as Respondent's candor was found lacking in the Ohio proceeding,

7040s o, too, at the hearing in this cas e, Respondent was not credible , based on his

7057demeanor and testimony . Instead, he was evasive, dramatizing his personal

7068tribulations to which he attributed his past mistakes, while downplaying the extent and significance of his past wrongdoing.

70865 0 . Several months after the Ohio Board permanent ly revoked

7098Respondent's certificate to practice osteopathic medicine, Respondent's

7105counsel, who ha d represented him since the Ohio pro ceedings in 2016 , and

7119worked with local Ohio counsel in the 2016 disciplinary procee ding, wrote the

7132following on his behalf as a "self - report" to the Department on April 3, 2017 :

7149Please be advised that Adam Hall is represented by

7158Chapman Law Group before the Florida

7164Department of Health ("Department") and Board of Osteopathic Medicine (" Board"). … In November

71812016, Dr. Hall submitted his response to the Department's Administrative Complaint. Subsequently, the Ohio Board of Osteopathic Medicine took action against his license .

7205To wit, on December 15, 2016, by an order of the Board, Dr. Halls' [sic] Osteopathic medical license

7223was permanently revoked . Such an order was based

7232on convictions in the Court of Common Pleas of Lawrence County, Ohio in which Dr. Hall pled guilty to Attempted Tampering of Evidence, a fourth degree felony and Poss ession of Criminal

7264Tools, a fifth degree felony. …

7270Dr. Hall knows that pursuant to Florida Statute, his Ohio Board action constitutes grounds for disciplinary action , as specified in s. 456.072(2). To

7293wit s. 456.015 [sic; 459.015(1)(b)] reads that:

7300Having a license or the authority to

7307practice osteopathic medicine revoked,

7311suspended, or otherwise acted against,

7316including the denial of licensure, by the

7323licensing authority of any jurisdiction ,

7328including its agencies or subdivisions. The licensing authority' s acceptance of a

7340physician's relinquishment of license, stipulation, consent order, or other settlement offered in response to or in anticipation of the filing of administrative charges against the physician shall be

7368construed as action against the physic ian's license.

7376Chapman Law Group respectfully submits that no action is needed on the part of either the

7392Department or Board, because Dr. Hall reported

7399this incident to the Department as required by law.

7408(P et . Ex. E, emphasis added).

7415The letter was submi tted on Respondent's behalf by attorneys Steven D.

7427Brownlee and Ronald W. Chapman for the firm .

7436Other Relevant Facts

743951 . Respondent had a license to practice osteopathic medicine in Missouri

7451at one time. He testified that " Missouri followed the action of O hio, and I lost

7467my license to practice in Missouri." (Tr. 148). Respondent did not provide

7479specific details regarding the basis for the Missouri action to take away

7491Respondent's license to practice in Missouri.

749752 . Respondent had a license to practice os teopathic medicine in Kansas

7510at one time. Respondent did not provide details regarding what happened to

7522the Kansas license he held at one time.

753053 . Respondent's Ohio licensure file contains a Kansas license verification

7541form submitted as part of Respondent 's application for a license (certificate)

7553to practice osteopathic medicine and surgery in Ohio. The Kansas license

7564v erification form dated April 15, 2004, reports that Respondent's "original

7575license date" was April 26, 2003 ; and the "expiration date" was September 30,

75882003. The license status was reported as "cancelled." (P et . Ex. A , Bates p. 31).

7604No other evidence was offered regarding Respondent's Kansas licensure

7613history, the reason for the short duration of his license, or why his license

7627was "cancelle d."

763054 . As previously noted, Respondent has also been licensed to practice

7642osteopathic medicine in Florida since 2008. However, he testified that he did

7654not begin practicing in Florida until after the Ohio proceedings concluded with the Ohio Board's o rder of permanent revocat ion. There is no evidence of

7680any blemishes on his track record practicing in Florida, but the tenure has

7693been relatively short — three and a half years at the time of the hearing .

77098

771055 . Respondent is married, with three children. At the t ime of his hearing

7725in Ohio that resulted in permanent revocation of his certificate to practice

7737osteopathic medicine, his now - wife was his fiancé e and they had a one -

7753month - old child. Respondent testified that his wife is a lawyer . He credited

7768her with comi ng up with the argument that the permanent revocation of his

"7782certificate" to practice osteopathic medicine in Ohio was arguably s omething

7793different than a permanent revocation of a "license" to practice osteopathic medicine in Ohio. Respondent noted that she raised this question before the

7816Ohio disciplinary hearing, but the argument was not pursued there.

7826C ONCLUSIONS OF L AW

783156 . DOAH has jurisdiction over the subject matter of this proceeding and

7844the parties thereto . §§ 120.569 and 120.57(1), F la. Stat. (2019).

785657 . By its Complaint, Petitioner charged Respondent with violating

7866section 459.015(1)(b), which provid es :

78728 Respondent's PRO offered the followi ng proposed finding: "Respondent has been practicing

7885in Florida since 2008 and has never had his Florida licensed disciplined. (Tr. 136 - 137)." R esp .

7904PRO at 7, ¶ 31. That proposed finding is contrary to the evidence. The testimony on the cited

7922pages was tha t Respondent has been licensed (not practicing) in Florida since 2008, with no

7938other disciplinary complaints besides this one. Earlier in the hearing, Respondent testified

7950that he has not been practicing in Florida since 2008; he said that he did not start practicing

7968in Florida until 2016, after his Ohio certificate was revoked. (Tr. 16).

7980(1) The following acts constitute grounds for denial

7988of a license or disciplinary action, as specified in

7997s. 456.072(2):

7999* * *

8002(b) H avi ng a license or the authority to practice

8013osteopathic medicine revoked, suspended, or otherwise acted against, including the denial of licensure, by the licensing authority of any jurisdiction, including its agencies or subdivisions.

8038The licensing authorit y's acceptance of a physician's

8046relinquishment of license, stipulation, consent order, or other settlement offered in response to or in anticipation of the filing of administrative charges against the physician shall be construed as action against the phys ician's license.

808158 . A proceeding to suspend or revoke a license, or to impose other

8095discipline upon a licensee, is penal in nature. State ex rel. Vining v. Fla. Real

8110Estate Comm'n , 281 So. 2d 487, 491 (Fla. 1973). Petitioner therefore bears

8122the burden of proving the charges against Respondent by clear and

8133convincing evidence, as the parties acknowledged at the outset of the hearing.

8145Fox v. Dep't of Health , 994 So. 2d 416, 418 (Fla. 1st DCA 2008) (citing Dep't of

8162Banking & Fin. v. Osborne Stern & Co. , 670 So. 2d 932 (Fla. 1996)).

817659 . As stated by the Florida Supreme Court:

8185Clear and convincing evidence requires that the

8192evidence must be found to be credible; the facts to which the witnesses testify must be distinctly remembered; the testimony must be preci se and

8217explicit and the witnesses must be lacking in confusion as to the facts in issue. The evidence must

8235be of such weight that it produces in the mind of the trier of fact a firm belief or conviction, without hesitancy, as to the truth of the allegation s sought

8266to be established.

8269In re Henson , 913 So. 2d 579, 590 (Fla. 2005) (quoting Slomowitz v. Walker ,

8283492 So. 2d 797, 800 (Fla. 4th DCA 1983)). This burden of proof may be met

8299where the evidence is in conflict; however, "it seems to preclude evidence th at

8313is ambiguous." Westinghouse Elec. Corp. v. Shuler Bros. , Inc. , 590 So. 2d 986,

8326988 (Fla. 1st DCA 1991).

833160 . Disciplinary statutes and rules "must be construed strictly, in favor of

8344the one against whom the penalty would be imposed." Griffis v. Fish &

8357W ildlife Conser. Comm'n , 57 So. 3d 929, 931 (Fla. 1st DCA 2011); Munch v.

8372Dep't of Prof'l Reg., Div. of Real Estate , 592 So. 2d 1136, 1143 (Fla. 1st DCA

83881992); McClung v. Crim. Just. Stds. & Training Comm'n , 458 So. 2d 887, 888

8402(Fla. 5th DCA 1984).

840661 . Res pondent may not be found guilty of an offense that was not charged

8422in the Complaint. See, e.g. , Trevisani v. Dep't of Health , 908 So. 2d 1108 (Fla.

84371st DCA 2005) (administrative complaint charged physician with a failure to create medical records; proof of a failure to retain medical records cannot

8460support a finding of guilt). Furthermore, due process prohibits the

8470Department from taking disciplinary action against a licensee based on

8480matters not specifically alleged in the charging instrument, unless those

8490matters have been tried by consent. See Delk v. Dep't of Prof'l Reg. , 595 So.

85052d 966, 967 (Fla. 5th DCA 1992).

851262 . In this case, the Department proved by clear and convincing evidence

8525that Respondent violated section 459.015(1)(b) when his l icense to pra ctice

8537osteopathic medicine was permanent ly revoked by the licensing authority in

8548Ohio in December 2016 . Indeed, th is proof was largely provided by the

8562following stipulation of fact:

8566On December 14, 2016, in case number 16 - CRF -

85770055 and in accordance with ch apter 119, Ohio

8586Revised Code, the State Medical Board of Ohio

8594entered an order which permanently revoked

8600Respondent's certificate to practice osteopathic medicine and surgery in Ohio. (Amended J t. Pre -

8615hrg. Stip . , Part E ( Stipulated Fact s), ¶ 10).

862663 . Desp ite this stipulation, Respondent argued that he could not have

8639had his license to practice osteopathic medi cine permanent ly revoked because

8651he had let his license to practice osteopathic medicine lapse while it was

8664suspended in 2014 .

866864 . Respondent argued that the "certificate to practice osteopathic

8678medicine and surgery" that was permanently revoked was something different than a license to practice osteopathic medicine and surgery. Respondent sought to make something out of the fact that the words

"8709certi ficate" and "license" are different. Respondent attempted to

8718manufacture uncertainty by arguing that perhaps the Ohio Board only

8728revoked his training certificate, or some other kind of certificate, even though

8740the Ohio Board's Order permanently revoked Res pondent's certificate "to

8750practice osteopathic medicine and surgery," and not a training certificate or

8761any other kind of certificate. Respondent cannot so easily evade the language

8773of the Ohio Board's O rder or the parties' stipulation , to which he is boun d .

87906 5 . Respondent's attempted word game is contrived and disingenuous.

8801Like Florida's Administrative Procedure Act, the Ohio Administrative

8809Procedure Act defines "license" as an umbrella term that mean s "any license,

8822permit, certificate, commission, or ch arter issued by any agency." § 119.01(B),

8834Ohio Rev. Code; compare § 120.52(10), Fla. Stat. (defining "license" as "a

8846franchise, permit, certification, registration, charter, or similar form of authorization required by law[.]"). Thus, as a matter of law, in the context

8869presented, the words "certificate" and "license" are interchangeable.

88776 6 . Where Respondent's argument goes wrong is by focusing exclusively

8889on the word "certificate," ignoring completely the words t hat follow in the

8902Ohio Board's O rder and in the parties' stipulation — "to practice osteopathic

8915medicine and surgery." The Ohio Board permanently revoked Respondent's

8924certificate (i.e., his license) to practice osteopathic medicine and surgery.

89346 7 . Respondent's argument is also refuted by an entire l icensure file full of

8950documents demonstrating, as found above, that the form of authority to

8961practice osteopathic medicine and surgery is referred to as either and both a

"8974license" and "certificate." Those terms were used interchangeably by the

8984Ohio Board and by Respondent himself in their communications.

89936 8 . R espondent argues in this proceeding that his license (a/k/a certificate)

9007to practice osteopathic medicine c ould not be permanently revoked under

9018Ohio law because it was inactive. However , he did not make that argument in

9032the proceedings leading up to the permanent revocation O rder, nor did he

9045appeal that O rder to argue that the Ohio Board lacked authority to

9058permanent ly revoke his license to practice osteopathic medicine and surgery.

90696 9 . Indeed, such an argument could not have been fairly made under Ohio

9084law , which is very clear on this point . The statute authorizing disciplinary

9097actions under which the Ohio Board expressly acted to revoke Respondent's license to practice osteopathic medicine and surg ery provides :

9118Failure by an individual to renew a license or

9127certificate to practice in accordance with this

9134chapter … shall not remove or limit the board's

9143jurisdiction to take any disciplinary action under

9150this section against the individual.

9155§ 4731.22 ( M)(3), Ohio Rev. Code.

91629

916370 . T aking a different tack , Respondent's PRO argued that because

9175Respondent's license in Ohio was inactive, it was essentially a worthless

9186piece of paper that was permanently revoked by the Ohio Board . From there,

9200Respondent assert s that it was not the Florida Legislature's intent "to

9212discipline physicians for revocation of a worthless piece of paper. It is to

9225protect the public. T here is no danger presented to the public by a physician

9240having disciplinary action taken against him i n a jurisdiction where he had

9253no authority to practice in the first place." ( R esp . PRO at 13 ) .

92709 For ease of reference, the above quote is from the current version available through

9285Westlaw and other legal research tools. However, researching prior versions of the s tatute on

9300Westlaw shows that essentially the same provision ha s been in section 4731.22(M)(3)

9313throughout th e entire time that Respondent had a certificate to practice osteopathic medicine

9327in Ohio .

93307 1 . Respondent's policy argument has been rejected in Florida cases

9342considering whether Florida professional boards have a legitimate interest in

9352taking discipli nary action a gainst non - practicing physician s with inactive

9365license s . T he response to this policy argument is as follows :

9379[T]o suggest that physicians should be able to

9387immunize themselves from prosecution by simply

9393going inactive suggests a form of self - regulation of

9403the medical profession which was obviously rejected by the Legislature when it chose to enact Chapter 458, Florida Statutes. To permit a licensee

9426to indefinitely hide behind an inactive status while evidence is lost, witnesses disappear and m emory is

9443eradicated serves no useful public purpose.

9449Boedy v. Dep't of Prof ' l Reg. , 433 S o. 2d 544 (Fla. 1st DCA 1983).

946610

94677 2 . Finally, Respondent's argument that section 459.015(1)(b) r equires

9478that the action taken in another jurisdiction must be against an active license

9491to practice osteopathic medicine is refuted by the statute itself, which

9502imposes no such requirement. Indeed, section 459.015(1)(b) authorizes

9510disciplinary action when another jurisdiction 's action against one's authority

9520to practice oste opathic medicine is by " denial of licensure . " This co nclusively

9534demonstrates that an active current license is not a required element of this

9547statute. O ne can have " a license or the authority to practice osteopathic

9560medicine revoked, suspended, or otherwis e acted against, including the

9570denial of licensure, by the licensing authority of any jurisdiction " without

9581holding an active license to practice osteopathic medicine.

958973 . As applied to the circumstances here, it is plain that the Ohio Board

9604pursued action against Respondent's authority to practice osteopathic

9612medicine in Ohio to impos e the emphatic sanction of permanent revocation.

962410 In Boedy , the court also considered whether the Florida B oard of Medicine had jurisdiction

9640to take disciplinary action against a physician with an inactive license, and concluded that it

9655did have jurisdiction. Here, there is no question that the Ohio Board had jurisdiction to take disciplinary action against Res pondent after he chose to let his license lapse, because that

9686authority is expressly provided in the disciplinary action statute, section 4731.22(M)(3), Ohio

9698Revised Code.

9700T he Ohio Board exercised its authority to impose severe dis ciplinary

9712consequences for Respondent's violations. The Ohio Board had every right to

9723do so, and Respondent accepted the consequences by not appealing the o rder

9736of permanent revocation. The Ohio Board's permanent revocation of

9745Respondent's certificate to practice osteopathic medicine in Ohio is grounds to

9756discipline Respo ndent under section 459.015(1)(b).

9762Appropriate Penalty

97647 4 . Florida Administrative Code Rule 64B 15 - 19.002 sets forth disciplin ary

9779guidelines and directs that the Board "shall impose a penalty within the range corresponding to" specific violations. Rule 64 B15 - 19.002(2) provides the

9803penalty range for a violation of section 459.015(1)(b). For a first offense, as

9816here, the low end of the penalty range is:

9825Imposition of discipline comparable to discipline

9831that would have been imposed in Florida if the substant ive violation occurred in Florida to

9847suspension or denial of the license until the license

9856is unencumbered in the jurisdiction in which disciplinary action was original taken, and an

9870administrative fine ranging from $1,000.00 to

9877$5,000.00. (emphasis added) .

9882The high end of the penalty range for a first offense is:

9894Imposition of discipline comparable to discipline

9900that would have been imposed in Florida if the

9909substantive violation occurred in Florida to revocation or denial of the license until the licens e

9925is unencumbered in the jurisdiction in which

9932disciplinary action was originally taken, and an administrative fine ranging from $5,000.00 to

9946$10,000.00. (emphasis added).

995075 . The disciplinary action taken by the Ohio Board was predicated on

9963violati ng con ditions of limitation placed by the Ohio Board on Respondent's

9976certificate to practice (via the Step II Agreement); submitting false,

9986fraudulent, and deceptive statements to the Ohio Board relati ng to the

9998practice of osteopathic medicine (quarterly reports falsely attesting to full

10008compliance with the Step II A greement) ; and committing felonies to evad e

10021the Step II Agreement's terms and monitoring requirements . These violations

10032found by the Ohio Board were comparable to at least the following grounds

10045for di scipline : section 459.015(1)(c) (being found guilty of a crime directly

10058related to the practice or ability to practice osteopathic medicine) ; and section

10070459.015(1)(bb) (violation of an order) or section 459.015(1)( pp) (violation of a

10082provision of chapter 456 or 459, or rules adopted pursuant to those chapters) .

1009676 . Discipline that would have been imposed in Florida if these

10108substantive violations occurred here most likely would have been license

10118revocation , considering the context in which the violations o ccurred, as laid

10130out in the Ohio Board hearing examiner's report and recommendation .

1014177 . Using the alternative measure in the penalty guidelines for a first

10154offense also supports revocation as the appropriate penalty .

1016378 . I n addition to revocation, the pe nalty guidelines rule dictates a fine

10178ranging from $1,000.00 to $10,000.00.

1018579 . Rule 64B15 - 19.003 allows for consideration of aggravating or

10197mitigating circumstances that are proved by clear and convincing evidence , to

10208deviate from the penalty guidelines . Mitigating factors relevant to this case

10220are: (2) The length of time since the violations; (3) The number of times the

10235licensee has been previously disciplined by the Board ; and (7) The effect of

10248the penalty upon the licensee's livelihood. Relevant aggrava ting factors

10258include: (9) The actual knowledge of the licensee pertaining to the violation;

10270(10) Attempts by the licensee to correct or stop violations or refusal by the

10284licensee to correct or stop violations; and (11) Related violations against the

10296licens ee in another state .

1030280 . The undersigned concludes that c onsider ation of the aggravating and

10315mitigating factors with regard to the appropriate penalty against

10324Respondent's license does not support deviation from the penalty range to

10335impose a sanction less than revocation. If anything, the aggravating

10345circumstances outwei gh the mitigating circumstances.

1035181. However, with revocation as the undersigned's recommended penalty,

10360consideration of the impact on the licensee's livelihood mitigates against also

10371impos ing a monetary fine as the p enalty guidelines rule provides, and to that

10386extent, a deviation is warranted. That is particularly so because there is no

10399discretion in requiring an assessment of the costs in investigating and

10410prosecuting this action. § 456. 07 2(4) , Fla. Stat .

10420R ECOMMENDATION

10422Based on the foregoing Findings of Fact and Conclusions of Law, it is

10435R ECOMMENDED that the Department of Health, Board of Osteopathic

10445Medicine , enter a final order revoking Respondent, Adam Patrick Hall,

10455D.O.'s , license t o practice osteopathic medicine and assessing costs against

10466him for the investigation and prosecution of this matter.

10475D ONE A ND E NTERED this 15th day of October , 2020 , in Tallahassee, Leon

10490County, Florida.

10492E LIZABETH W. M CARTHUR

10497Administrative Law Judge

10500D ivision of Administrative Hearings

10505The DeSoto Building

105081230 Apalachee Parkway

10511Tallahassee, Florida 32399 - 3060

10516(850) 488 - 9675

10520Fax Filing (850) 921 - 6847

10526www.doah.state.fl.us

10527Filed with the Clerk of the

10533Division of Administrative Hearings

10537this 15th day of O ctober , 2020 .

10545C OPIES F URNISHED :

10550Michael Jovane Williams, Esquire

10554Department of Health

105574052 Bald Cypress Way , Bin C - 65

10565Tallahassee, Florida 32399

10568(eServed)

10569Ronald W. Chapman, Esquire

10573Chapman Law Group

105766841 Energy Court

10579Sarasota, Florida 34240

10582(eServe d)

10584Lauren Ashley Leikam, Esquire

10588Chapman Law Group

105916841 Energy Court

10594Sarasota, Florida 34240

10597(eServed)

10598Jamal Burk, Esquire

10601Department of Health

10604Prosecution Services Unit

106074052 Bald Cypress Way , Bin C - 65

10615Tallahassee, Florida 32399 - 3265

10620(eServed)

10621Kama Mo nroe, Exec utive Director

10627Board of Osteopathic Medicine

10631Department of Health

10634Bin C - 06

106384052 Bald Cypress Way

10642Tallahassee, Florida 32399 - 3257

10647(eServed)

10648Louise St. Laurent, Gen eral Counsel

10654Department of Health

10657Bin C - 65

106614052 Bald Cypress Way

10665Tallahassee, Flor ida 32399 - 3265

10671(eServed)

10672N OTICE OF R IGHT T O S UBMIT E XCEPTIONS

10683All parties have the right to submit written exceptions within 15 days from

10696the date of this Recommended Order. Any exceptions to this Recommended

10707Order should be filed with the agency that will issue the Final Order in this

10722case.

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 03/19/2021
Proceedings: Agency Final Order filed.
PDF:
Date: 03/12/2021
Proceedings: Agency Final Order
PDF:
Date: 10/19/2020
Proceedings: Transmittal letter from Loretta Sloan forwarding Respondent's Proposed Exhibits to Respondent.
PDF:
Date: 10/15/2020
Proceedings: Recommended Order
PDF:
Date: 10/15/2020
Proceedings: Recommended Order (hearing held August 4, 2020). CASE CLOSED.
PDF:
Date: 10/15/2020
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 10/07/2020
Proceedings: Notice of Substitution of Counsel (Ronald Chapman) filed.
PDF:
Date: 09/15/2020
Proceedings: Petitioner's Proposed Recommended Order filed.
PDF:
Date: 09/15/2020
Proceedings: Respondent's Proposed Recommended Order filed.
PDF:
Date: 09/11/2020
Proceedings: Order Granting Joint Motion to Allow Respondent to Adopt Petitioner's Exhibits A, B, J, and M.
PDF:
Date: 09/09/2020
Proceedings: Joint Motion to Allow Respondent to Adopt Petitioner's Exhibits A, B, J, and M filed.
PDF:
Date: 08/18/2020
Proceedings: Notice of Filing Transcript.
Date: 08/17/2020
Proceedings: Transcript of Proceedings (not available for viewing) filed.
Date: 08/04/2020
Proceedings: CASE STATUS: Hearing Held.
Date: 07/28/2020
Proceedings: Petitioner's Proposed Exhibits filed (exhibits not available for viewing).
PDF:
Date: 07/28/2020
Proceedings: Petitioner's Notice of Filing Proposed Exhibits filed.
PDF:
Date: 07/28/2020
Proceedings: Amended Joint Pre-Hearing Stipulation filed.
PDF:
Date: 07/28/2020
Proceedings: Joint Pre-Hearing Stipulation filed (Filed in error).
PDF:
Date: 07/27/2020
Proceedings: Amended Notice of Hearing by Zoom Conference (hearing set for August 4, 2020; 9:30 a.m.; Tallahassee; amended as to hearing type).
Date: 07/27/2020
Proceedings: CASE STATUS: Pre-Hearing Conference Held.
Date: 07/27/2020
Proceedings: Respondent's Notice of Filing Proposed Exhibits filed (exhibits not available for viewing).
PDF:
Date: 07/24/2020
Proceedings: Respondent's Notice of Filing Proposed Exhibits filed.
PDF:
Date: 07/23/2020
Proceedings: Notice of Telephonic Pre-hearing Conference (set for July 27, 2020; 11:00 a.m.).
PDF:
Date: 06/25/2020
Proceedings: Notice of Taking Deposition Duces Tecum (Adam Patrick Hall, M.D) filed.
PDF:
Date: 06/01/2020
Proceedings: Notice of Court Reporter filed.
PDF:
Date: 05/29/2020
Proceedings: Order Granting Continuance and Rescheduling Hearing by Video Teleconference (hearing set for August 4, 2020; 9:30 a.m.; Sarasota and Tallahassee, FL).
PDF:
Date: 05/22/2020
Proceedings: Second Joint Motion for Continuance filed.
PDF:
Date: 03/23/2020
Proceedings: Order Granting Continuance and Rescheduling Hearing by Video Teleconference (hearing set for June 18, 2020; 1:00 p.m.; Sarasota and Tallahassee, FL).
PDF:
Date: 03/19/2020
Proceedings: Joint Motion for Continuance filed.
PDF:
Date: 03/06/2020
Proceedings: Notice of Serving Petitioner's First Request for Admissions to Respondent filed.
PDF:
Date: 03/02/2020
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 03/02/2020
Proceedings: Notice of Hearing by Video Teleconference (hearing set for April 20, 2020; 1:00 p.m.; Sarasota and Tallahassee, FL).
PDF:
Date: 03/02/2020
Proceedings: Notice of Transfer.
PDF:
Date: 02/28/2020
Proceedings: Joint Response to Initial Order filed.
PDF:
Date: 02/27/2020
Proceedings: Notice of Appearance (Jamal Burk) filed.
PDF:
Date: 02/21/2020
Proceedings: Initial Order.
PDF:
Date: 02/20/2020
Proceedings: Petitioner's Notice of Appearance (Michael J. Williams).
PDF:
Date: 02/20/2020
Proceedings: Election of Rights filed.
PDF:
Date: 02/20/2020
Proceedings: Second Amended Administrative Complaint filed.
PDF:
Date: 02/20/2020
Proceedings: Agency referral filed.

Case Information

Judge:
ELIZABETH W. MCARTHUR
Date Filed:
02/20/2020
Date Assignment:
03/02/2020
Last Docket Entry:
03/19/2021
Location:
Tallahassee, Florida
District:
Northern
Agency:
ADOPTED IN TOTO
Suffix:
PL
 

Counsels

Related Florida Statute(s) (8):