20-004323 Metro Treatment Of Florida, L.P. vs. Department Of Children And Families
 Status: Closed
Recommended Order on Wednesday, December 9, 2020.


View Dockets  
Summary: The tie-breaking procedures utilized by the Department for breaking a tie for the award of a Methadone Medication-Assisted Treatment license for Brevard County, did not constitute an unadopted rule.

1S TATEMENT OF T HE I SSUE

8Whether the procedure utilized by Respondent , Department of Children

17and Families (Department), for breaking a t ie for the award of a Methadone

31Medication - Assisted Treatment (MAT) license, pursuant to the “FY

412018/2019 Methadone Medication - Assisted Treatment Needs Assessment

49Notice of Intended Award for Brevard County, July 10, 2020,” (Notice) is an

63unadopted ru le under section 120 .52(16) and thus cannot form the basis for

77the Department’s decision to award a n MAT in Brevard County to Intervenor

90CF S ATC 7 d/b/a Central Florida Treatment Centers (Central Florida),

101pursuant to section 120.57(1)(e).

105P RELIMINARY S TATE MENT

110On July 10, 2020, the Department issued the Notice which, inter alia,

122stated that the Department “is awarding the opportunity to proceed to licensure to CFSATC dba Central Florida Treatment Centers for one (1)

144opioid treatment program based on the fac tors discussed below[]” in Brevard

156County, Florida.

158Metro, which was one of six MAT providers that submitted letters of

170intent/applications for the Brevard County MAT license, timely filed a

180Petition for Formal Administrative Hearing Involving Material Di sputed Facts (Petition) on July 31, 2020. The Department referred the Petition to the

202Division on September 29, 2020. Central Florida filed its Notice of

213Intervention on September 29, 2020.

218The undersigned noticed the final hearing in this matter for Nove mber 16

231through 17, 2020. The parties, in their Proposed Stipulated Facts, filed

242November 10, 2020, requested that this matter proceed upon stipulated facts,

253exhibits, and depositions, and agreed that live testimony was not necessary. The undersigned condu cted a telephonic status conference on November 10,

2752020, and clarified that the parties submit their exhibits, depositions, and

286proposed recommended orders no later than 5:00 p.m., on November 19,

2972020, and further clarified that Metro intended to proceed in this matter

309pursuant to section 120.57(1)(e). The undersigned, on November 13, 2020,

319entered an Order Canceling Hearing, that cancelled the final evidentiary

329hearing, and ordered the parties to submit exhibits, depositions, and

339proposed recommended ord ers as agreed at the November 10, 2020, telephonic status conference.

353The undersigned admitted Joint Exhibits 1 through 3 into evidence:

363(J.E. 1) the Notice; (J.E. 2) the Deposition of Ute Gazioch, the Director of

377Substance Abuse and Mental Health for th e Department; and (J.E. 3) Florida

390Administrative Code Rule 65D - 30.014.

396The parties timely filed proposed recommended orders, which the

405undersigned has considered in the preparation of this Recommended Order.

415All statutory references are to the 2019 codi fication of the Florida

427Statutes, unless otherwise indicated.

431F INDINGS OF F ACT

436The Parties

4381. Metro is a provider of specialized quality care for opioid disorder

450treatment and operates methadone medication treatment centers nationwide, including the state of Florida, and supports education and understanding of

469addiction as a disease, so that more patients and communities can find the

482care that is needed to address opioid addiction. Metro’s MAT counseling and

494medical services programs are customized to a pa tient’s needs, and services

506are delivered in a way that respects their dignity, value, and self - worth.

520Metro currently has 18 licensed MAT clinics and one satellite clinic in

532Florida.

5332. The Department is the agency with regulatory authority over the

544provi sion of substance abuse services. See § 397.321(1), Fla. Stat. These

556duties include, but are not limited to, the licensing and regulation of the

569delivery of substance abuse services, including clinical treatment and clinical

579treatment services such as “med ication - assisted treatment for opiate

590addiction.” §§ 397.321(1) and (6); 397.311(26)(a)7 . , Fla. Stat. The Department

601also promulgates rules governing substance abuse providers. See

609§ 397.321(1), Fla. Stat.

6133. Central Florida is a Florida corporation licen sed to operate MAT clinics

626within Florida. Central Florida currently operates numerous MAT clinics within Florida.

637Methadone Medication - Assisted Treatment

6424. MAT is the use of medications, in combination with counseling and

654behavioral therapies, to provide a whole - patient approach to the treatment of

667substance abuse. In Florida, MAT providers for opiate addiction may not be

679licensed unless they provide supportive rehabilitation programs such as

688counseling, therapy, and vocational rehabilitation. See § 397.4 27(1), Fla. Stat.

6995. Generally, methadone treatment requires many patients seeking

707treatment to come to the clinic every day. During the initial induction period, the patient sees the clinic’s physician and is monitored so that the clinic’s

733medical profess ionals can ensure that the patient’s medication is level and

745stable. Thereafter, a patient comes to the clinic every day to receive a

758methadone dose until the patient is eligible, through negative urine screens,

769for a limited supply of take - home medication .

7796. The substance abuse regulatory scheme in Florida is designed to

790provide a statewide system of care for the prevention, treatment, and

801recovery of children and adults with serious substance abuse disorders.

811Substance abuse providers, which include MAT clinics, are subject to a strict

823statutory, regulatory, and licensing scheme, which provides direction for a

833continuum of community - based services including prevention, treatment, and

843detoxification services. See Ch. 394 and 397, Fla. Stat.

8527. The Departme nt is responsible for the licensure and oversight of all

865substance abuse providers, and administers and maintains a comprehensive

874regulatory process for this purpose. Chapter 397 , Florida Statutes, and

884Florida Administrative c hapter 65D - 30 govern and regul ate this process.

8978. The Department’s duties include the licensing and regulation of the

908delivery of substance abuse services pursuant to chapter 397.

9179. The licensed services include “medication - assisted treatment for opiate

928use disorders.” § 397.311(26)( a)7., Fla. Stat.

93510. The Department is tasked with determining the need for establishing

946MAT providers for opiate addiction. There is currently an unmet need for

958opioid treatment in Florida.

96211. Generally, providers of MAT services for opiate addiction may only be

974established in response to the Department’s determination and publication

983for additional medication treatment services. See § 397.427, Fla. Stat.

99312. The primary reason for the Department’s annual determination of

1003need requirement is to make sure clinics are located where people need them, as timely access to treatment is a recognized public health strategy for addressing substance abuse.

1031Florida Administrative Code Rule 65D - 30.014

103813. Rule 65D - 30.014 (Rule) specifies the “Standards for Medication and

1050Methadone Maintenance Treatment” in Florida. Rule 65D - 30.014(3) 1 requires

1061that the following application procedures be followed:

10681 The undersigned notes that the Department has amended the Rule since con ducting the

1083determination of need and evaluations pertinent to this matter; however, the undersigned

1095will refer to the version of the Rule (amended 6 - 15 - 19) that was promulgated and in effect at

1116that time.

1118(3) Determination of Need.

1122(a) The Department shall annually perform the

1129assessment detailed in the “Methodology of Dete rmination of Need Methadone Medication -

1142Assisted Treatment,” CF - MH 4038, May 2019,

1151incorporated by reference and available at

1157http://www.flrules.org/Gateway/reference.asp?No=Ref -

116010669 . The Department shall publish the results of

1169the assessment in the Florid a Administrative

1176Register by June 30. Facilities owned and operated

1184by the Florida Department of Corrections are exempt from the needs assessment process.

1197However, these facilities must apply for a license to

1206deliver this service.

1209(b) The publication shal l direct interested parties to

1218submit a letter of intent to apply for licensure to

1228provide medication - assisted treatment for opioid

1235use disorders to the Regional Office of Substance Abuse and Mental Health where need has been

1251demonstrated.

12521. The publicat ion shall provide a closing date for

1262submission of letters of intent.

12672. Interested parties must identify the fiscal year of

1276the needs assessment to which they are responding

1284and the number of awards they are applying for per county identified in the asse ssment in their letter

1303of intent.

1305(c) Within seven (7) business days of the closing

1314date, the Regional Office shall notify parties who submitted a letter of intent on how to proceed.

13311. If the number of letters of intent equals or is less

1343than the determ ined need, parties shall be awarded

1352the opportunity to proceed to licensure by completing an “Application for Licensure to Provide Substance Abuse Services” form, C&F - SA Form

13744024, May 2019, incorporated by reference and

1381available at http://www.flrules.org /Gateway/

1385reference.asp?No=Ref - 10668 .

13902. If the number of letters of intent exceeds the

1400determined need, parties shall be invited to submit a “Methadone Medication - Assisted Treatment

1414(MAT) Application to Proceed to Licensure Application” form, CF - MH 4041, May 2019,

1428incorporated by reference and available at

1434http://www.flrules.org/Gateway/reference.asp?No=Ref -

143710671 . Applications may not be rolled over for

1446consideration in response to a needs assessment

1453published in a different year and may only be submitted for a current fiscal year needs

1469assessment.

1470a. The Department shall utilize an evaluation team

1478made up of industry experts to conduct a formal rating of applications as stipulated in the “Methadone Medication - Assisted Treatment (MAT)

1500Application Evaluati on” form, CF - MH 4040, May

15092019, incorporated by reference and available at

1516http://www.flrules.org/Gateway/reference.asp?No=Ref -

151910670 . The evaluation team members shall not be

1528affiliated with the Department, current methadone

1534medication - assisted treatment p roviders operating

1541in Florida, or the applicants.

1546b. The selection of a provider shall be based on the following criteria:

1559(I) Capability to Serve Selected Area(s) of Need and

1568Priority Populations. Area(s) of Need are the counties identified as having a need for additional clinics. Priority Populations are pregnant women,

1589women with young children, and individuals with

1596financial hardships;

1598(II) Patient Safety and Quality Assurance/

1604Improvement;

1605(III) Scope of Methadone Medication - Assisted

1612Treatment Serv ices;

1615(IV) Capability and Experience; and

1620(V) Revenue Sources.

1623c. Applicants with the highest - scored applications

1631in each county shall be awarded the opportunity to

1640apply for licensure for the number of programs

1648specified in their letter of intent to m eet the need of

1660that county. If there is unmet need, the next

1669highest scored applicant(s) will receive an award(s) based on the remaining need and the number of

1685programs specified in their letter of intent. This

1693process will continue until the stated need is met. Regional offices shall inform the highest - scoring

1710applicant(s) in writing of the award.

1716d. All awarded applicants must submit a letter of

1725intent to apply for licensure to the appropriate regional office within 30 calendar days after the award. If an applicant declines an award or fails to submit the letter of intent within the specified

1759time, the Department shall rescind the award.

1766After the Department rescinds the original award

1773for that selected area of need, the applicant with the next highest s core shall receive the award.

1791(d) Awarded applicants must receive at least a probationary license within two (2) years of the published needs assessment connected to their application. See rule 65D - 30.0036, F.A.C. for

1821licensure application requirements. A pplicants may

1827submit a request to the State Authority and Substance Abuse and Mental Health Program Office for an exception if unable to meet timeframes due to a natural disaster that causes physical

1858damage to the applicant’s building(s). Proof of

1865natural disaster and impact on physical property

1872must accompany the request. Upon receipt of the request for exception and accompanying proof,

1886a one - time extension shall be granted for six (6)

1897months. Providers who are delayed for a reason

1905other than a natural di saster may petition the

1914Department for a rule waiver pursuant to section 120.542, F.S.

192414 . Rule 65D - 30.014(3)(c)2.a . through c . are the portions of the Rule that

1941address the application process of how providers will be selected to apply for

1954licensure, a nd are applicable to this proceeding.

196215. The Rule cites section 397.321(5) as rulemaking authority, and cites

1973sections 397.311(26), 397.321, 397.410, and 397.427 as the laws implemented.

198316. Rule 65D - 30.014(3)(c)2.a., requires that applicants for a partic ular

1995clinic be evaluated by industry experts who are independent of the

2006Department, and not Department personnel.

201117. Rule 65D - 30.014(3)(c)2.b., further provides that industry experts

2021would select the best - suited applicant for each county pursuant to the p rocess

2036set forth in the Rule.

204118. The Rule limited the evaluation team to the following five criteria:

2053(a) Capability to Serve Selected Area(s) of Need and

2062Prior Populations. Area(s) of Need are the counties

2070identified as having a need for additional cli nics.

2079Priority Populations are pregnant women, women

2085with young children, and individuals with financial hardships;

2093(b) Patient Safety and Quality

2098Assurance/Improvement;

2099(c) Scope of Methadone Medication - Assisted

2106Treatment Services;

2108(d) Capability and E xperience; and

2114(e) Revenue Sources.

211719. Pursuant to the Rule, the applicants with the highest - rated score in

2131each county shall be awarded the opportunity to apply for licensure for the

2144number of programs specified in the applicant’s letter of intent to meet the

2157need of that county.

216120. Neither chapter 397, nor the Rule, contain a procedure to break a tie

2175score between applicants.

2178FY 2018/2019 Needs Assessment

218221. The Department conducted a n MAT needs assessment for fiscal year

21942018/2019, and determined t hat 42 new MAT clinics were needed in Florida,

2207including one in Brevard County.

221222. Six providers, including Metro and Central Florida, submitted letters

2222of intent/applications for Brevard County, which is the subject of the Notice.

223423. As described in the Rule — specifically, rule 65D - 30.014(3)(c)2.a. — a

2248team of external evaluators received and scored the applications received for

2259Brevard County.

226124. The evaluators’ scoring of applications for Brevard County resulted in

2272a tie for the highest score between Met ro and Central Florida.

228425. The individual scores from the evaluators varied; however, the

2294combined scores for both Metro and Central Florida totaled 641 points each.

2306The individual scoring, as reflected within the Notice, provides as follows:

2317Brevard Cou nty Team 1 Evaluation Scores

2324Applicant by County Academic Medical Public Total

2331Policy

2332CFSATC dba Central 215 211 215 641

2339Florida Treatment Centers

2342Metro Treatment of Florida, 205 218 218 641

2350LP

2351CRC Health Treatment 214 187 212 613

2358Clinics, LLC

2360Maric H ealthcare, LLC 200 205 198 503

2368Psychological Addiction 143 177 149 469

2374Services, LLC

2376Treatment Centers of 156 120 167 443

2383America

2384The Tiebreaker

238626. The Notice further provides the following concerning the tie scores

2397between Metro and Central Florida:

2402The evaluator scoring of applications for Brevard

2409County resulted in a tie for the highest score between Metro Treatment of Florida (Metro

2424Treatment) and Central Florida Treatment Centers

2430(Central Florida). The individual scores from the evaluators varied ; however, the combined scores

2443totaled 614 [sic] points each.

2448[ 2 ]

2451There is no tie breaking procedure set forth in rule

246165D - 30.014, F.A.C., or other rules in the Florida

2471Administrative Code. To resolve the tie in this circumstance, the Department reviewed a variety

2485of possible factors in order to recommend an award.

2494These factors included performance indicators,

2499corporate status, and Florida operations as follows:

2506An average score for licensure inspections over the past three years

2517Data from the Department ’s Central Registry System from 10/1/2019 to 5/1/2020. Methadone medication - assisted treatment providers are

2536required to register and participate in a Department - approved electronic registry system by

2550rule 65D - 30.014(4)(f), F.A.C. The data points

2558considere d were:

2561o Percentage of a provider’s failure to enter required demographic information

2572o Percentage of a provider’s failure to enter required photographs

2582o Percentage of a provider’s failure to enter required

2591dosing information

2593Whether the provider operates exclusively in Florida

2600Involvement of women in senior management positions

26072 The parties do not dispute that the total combin ed score should reflect 641, and not 614.

262527. The Notice further provided:

2630Award Recommendation Criteria

2633(Top Score Highlighted in Bold Italics)

2639Provider Inspection % Missing % Missing % Missing

2647Average Demographics Photograph Dosing

2651Central

2652Florida 96.6% 1.6% 3.71% 2.33%

2657Treatment

2658Centers

2659Metro 93.6% 11.31% 1.62% 9.75%

2664Treatment of

2666Florida

266728. Additionally, the Notice stated:

2672Based on the four performance - based measures,

2680Central Florida demonstrated a higher l evel of

2688adherence to licensure requirements and entering

2694data into the Central Registry System. In addition,

2702Central Florida operates exclusively in Florida and has a woman as the Chief Executive Officer of the corporation. Based on these factors, the Depa rtment recommends award of the opportunity

2732for licensure in Brevard County to Central Florida.

274029. Metro challenges the agency statements in the Notice — as quoted in

2753paragraphs 27 and 28 above — that set forth the Department’s tiebreaking

2765procedure, as const ituting an unadopted rule.

27723

277330. Ms. Gazioch testified that, after receiving the scoring for Brevard

2784County from the evaluation team, which was a tie, “the Department made

2796the final decision of who to award to.” She stated that the Rule did not

2811address what the Department should do in the event of a tie. After consulting

2825with officials within the Department, she testified as to the decision the Department ultimately made:

28403 The Petition only challenges the tie breaking criteria the Department utilized as an

2854unadopted rule upon which agency action cannot be based, pursuant to section 120.57(1)(e),

2867and does not challenge any other asp ect of the Department’s handling of the evaluation of

2883the letters of intent for the Brevard County license.

2892[T]he course of action that the Department took

2900was to award the opportunity to apply f or licensure

2910in Brevard County to Central Florida Treatment

2917Centers. And that was based on looking at the

2926average inspection scores, licensing inspection scores, looking at data entered into the central registry and compliance with certain items, such as m issing demographics, as well as missing

2954photographs in the central registry system, and also missing dosing in the central registry system.

296931. Ms. Gazioch further testified as to the reason the Department

2980considered these particular tie - breaking factors:

2987Because they were factors that are equally – that

2996could be equally measured across, really, any licensed methadone opioid treatment provider. The

3009inspection average obviously speaks to compliance

3015with rule and statue in terms of implementing an opioid tr eatment program.

3028And then, obviously, the documentation that is

3035entered into the registry is very, very important to

3044make sure that, you know, as clients move through

3053the system and they move from one provider to another, or in the event of a hurricane wh ere somebody might have to get a guest dose, it’s

3081always very important to have the information

3088accurate and updated in the central registry system. So that’s another quality indicator that we felt was important to look at compliance with the information i n that system.

311732. Ms. Gazioch also testified that as a result of the tie, the Department

3131was concerned that it might not be able to open a clinic in Brevard County,

3146even though “the need was clear based on the needs assessment. So we felt

3160that we were in a position that we had to move forward with a tiebreaker to

3176at least be able to establish one clinic that was needed in that county.”

319033. The Department’s decision to award the opportunity to apply for

3201licensure in Brevard County to Central Florida was b ased on the tiebreaking

3214factors contained in the Notice and listed in paragraph 26 above. Obviously,

3226these tiebreaking factors are not found in the Rule.

323534. There is no evidence in the record that establishes whether the

3247Department had time to initiate ru lemaking to adopt a tiebreaking procedure

3259for the Rule.

326235. There is no evidence in the record that establishes whether

3273rulemaking (to establish a tiebreaking procedure) was feasible or practicable.

328336. There is no evidence in the record that establishes w hether the

3296Department would have utilized a different tiebreaking procedure in another

3306county, if one had occurred. However, if a tie happened involving an

3318applicant that did not currently operate in Florida, or only recently began

3330operating in Florida, ma ny of the tiebreaking criteria utilized by the

3342Department for Brevard County would be inapplicable.

334937, Although the Department developed and utilized the tiebreaking

3358procedures in arriving at its decision to award the opportunity to apply for

3371licensure in Brevard County to Central Florida, the external evaluators

3381scored the applications pursuant to the Rule, and the Department did not

3393change the scores from the external evaluators in arriving at its decision to

3406award the opportunity to apply for licensure in Brevard County to Central

3418Florida.

3419C ONCLUSIONS OF L AW

342438. The Division has jurisdiction over the subject matter and the parties

3436to this proceeding in accordance with sections 120.569 and 120.57(1 ) .

3448Standing

344939. Standing under chapter 120 is guided by t he two - pronged test

3463established in Agrico Chemical Corporation v. Department of Environmental

3472Regulation, 406 So. 2d 478 (Fla. 2d DCA 1981). Specifically, the court held:

3485We believe that before one can be considered to

3494have a substantial interest in the o utcome of the

3504proceeding, he must show 1) that he will suffer an

3514injury in fact which is of sufficient immediacy to

3523entitle him to a section 120.57 hearing, and 2) that his substantial injury is of a type or nature which the proceeding is designed to prote ct. The first

3552aspect of the test deals with the degree of the

3562injury. The second deals with the nature of the

3571injury.

3572Id. at 482.

357540. Although the parties stipulated that Metro and Central Florida have

3586standing to participate in this proceeding, the under signed finds that Metro,

3598as a competing applicant to Central Florida, has standing as the

3609Department’s decision to award the opportunity to proceed to licensure in

3620Brevard County will cause Metro to suffer an injury - in - fact. Additionally,

3634Central Florida h as standing to participate as its substantial interests will be

3647affected in the event Metro prevails.

3653Nature of the Proceeding

365741. Section 120.57(1)(e) provides, in pertinent part, as follows:

3666(e)1. An agency or an administrative law judge may

3675not base ag ency action that determines the

3683substantial interests of a party on an unadopted rule or a rule that is an invalid exercise of delegated legislative authority. This subparagraph

3706does not preclude application of valid adopted rules

3714and applicable provisions of law to the facts.

37222. In a matter initiated as a result of agency action proposing to determine the substantial interests of

3740a party, the party’s timely petition for hearing may

3749challenge the proposed agency action based on a rule that is an invalid ex ercise of delegated

3766legislative authority or based on an alleged unadopted rule. For challenges brought under this

3780subparagraph:

3781* * *

3784c. Section 120.56(4)(c) applies to a challenge

3791alleging an unadopted rule.

3795* * *

37983. Notwithstanding subparagraph 1., if an agency

3805demonstrates that the statute being implemented

3811directs it to adopt rules, that the agency has not had time to adopt those rules because the requirement was so recently enacted, and that the agency has initiated rulemaking and is proceeding

3844ex peditiously and in good faith to adopt the

3853required rules, then the agency’s action may be

3861based upon those unadopted rules if the administrative law judge determines that rulemaking is neither feasible nor practicable and

3880the unadopted rules would not con stitute an invalid

3889exercise of legislative authority if adopted as rules.

389742. Metro has the burden of proof to establish, by a preponderance of the

3911evidence, that the Department’s tiebreaking procedure contained in the

3920Notice was an unadopted rule. See § 120.57(1)(e) and (j), Fla. Stat.; Ag. for

3934Pers. with Disab. v. C.B., 130 So. 3d 713, 717 (Fla. 1st DCA 2013).

394843. Section 120.52(16) defines a rule, in pertinent part, as:

3958[E]ach agency statement of general applicability that implements, interprets, or pr escribes law or

3972policy or describes the procedure or practice requirements of an agency and includes any form which imposes any requirement or solicits any information not specifically required by statute or by an existing rule. The term also includes the

4010amendment or repeal of a rule.

40164 4 . An unadopted rule is “an agency statement that meets the definition

4030of the term ‘rule,’ but that has not been adopted pursuant to the

4044requirements of s. 120.54.” § 120.52(20), Fla. Stat.

40524 5 . In the instant matter, the is sue is whether the tiebreaking procedures

4067found in the Notice are an unadopted rule. And, more specifically, whether

4079the tiebreaking procedures are of “general applicability” to meet the

4089definition of a rule.

40934 6 . In determining whether the tiebreaking proc edures are an unadopted

4106rule, the undersigned must consider its effect. “An agency statement that either requires compliance, creates certain rights while adversely affecting others, or otherwise has the direct and consistent effect of law is a rule.” Dep’ t

4142of Rev. v. Vanjaria Enterprises, Inc., 675 So. 2d 252, 255 (Fla. 5th DCA 1996)

4157(citing Dep’t of Transp. v. Blackhawk Quarry Co., 528 So. 2d 447, 450 (Fla.

41715th DCA 1988)).

41744 7 . In Department of Highway Safety and Motor Vehicles v. Schluter , 705

4188So. 2d 81 ( Fla. 1st DCA 1997), the First District held that certain policies of

4204the Florida Highway Patrol that were applied “in certain circumstances” did

4215not constitute rules, holding “[t]hey cannot be considered statements of

4225general applicability because the reco rd establishes that each was to apply

4237only under ‘certain circumstances.’” Id. at 82. The court further held that

4249these policies were not “‘ intended by their own effect to create rights, or to

4264require compliance, or otherwise to have the direct and consist ent effect of

4277law.’” Id. (quoting McDonald v. Dep’t of Banking & Fin. , 346 So. 2d 569, 581

4292(Fla. 1st DCA 1977) (emphasis added)).

42984 8 . In Florida League of Cities, Inc. v. Administration Commission , 586

4311So. 2d 397 (Fla. 1st DCA 1991), the First District hel d that a policy that

4327imposes sanctions against municipalities who submitted comprehensive

4334plans that were late, or not in compliance, was not an unadopted rule. The court held:

4350With regard to the provisions of section 120.52(16), the policy isn’t one of “ general applicability” as it

4368applies only to municipalities who are late or not in compliance in submitting their comprehensive

4383plans. Every municipality in the state subject to

4391the requirements of the Growth Management Act is potentially subject to the po licy, but only those

4408which fail to comply with the statutory and rule

4417requirements will actually be considered for application of the policy. The policy has been applied, for the first time, to the first municipalities to ever come before the Administratio n Commission

4448for “nonsubmission.” On the record before this

4455court, the “noncompliance” portion of the policy has never been applied to any one at all. The sanctions policy is also not one of “general applicability” because it is not intended by its own eff ect to create

4493rights or to require compliance.

4498Id. at 406.

45014 9 . The undersigned concludes that the tiebreaking procedures found in

4513the Notice do not meet the definition of a “rule,” as they cannot be considered

4529a statement of “general applicability” that i mplements, interprets, or

4539prescribes law or policy. The tiebreaking procedures in the Notice contain the

4551following qualifier: “[t]o resolve the tie in this circumstance . . . . ” The record

4567in this proceeding reveals that the Department used these tiebreaki ng

4578procedures in only one of the 42 reviews of applications for MAT licensure in

4592Florida, and there is no evidence that the Department would, or could, use

4605these tiebreaking procedures in any other Florida county if a tie were to occur in an application fo r MAT licensure (as the Rule does not require applicants

4633to be current MAT providers, it is possible that the Department would resort

4646to different tiebreaking procedures if a tie occurred involving a “new”

4657applicant). Because the tiebreaking procedures app ly in

4665this “certain circumstance” and do not otherwise have the “consistent effect”

4676of law, the undersigned concludes that they are not an unadopted rule. 4

468950 . Metro also raises the questions of whether the tiebreaking procedures

4701are (a) arbitrary or cap ricious, or (b) enlarge, modify, or contravene the

4714specific provisions of law implemented. These are not legal considerations for

4725an unadopted rule challenge under section 120.57(1)(e). The only relevant

4735inquiry for the undersigned in this matter is whethe r the tiebreaking

4747procedures in the Notice constitute an unadopted rule.

4755R ECOMMENDATION

4757Based upon the foregoing Findings of Fact and Conclusions of Law, the

4769undersigned hereby R ECOMMEND S that the Department of Children and

4780Families enter a final order di smissing the Petition for Formal

4791Administrative Hearing Involving Material Disputed Facts of Metro

4799Treatment of Florida, L.P., and awarding the MAT license in Brevard County

4811to CFSATC d/b/a Central Florida Treatment Centers.

48184 The undersigned also finds instructive the administrative law judge’s determination that a

4831“coin toss” tie - breaking procedure in a competitive pr ocurement that was not supported by

4847the applicable statute or rule was not an unadopted rule because the procedure was “not a

4863statement of general applicability because it was, in essence, an ad hoc decision, for obscure

4878reasons, by which the Department el ected to break the tie purportedly involved in the case at

4895hand, solely applicable to these two applicants.” T.S. v. Dep’t of Educ., Div. of Blind Servs., Case No. 05 - 1695BID, RO at p. 29 - 30 (DOAH Oct. 7, 2005), rejected in part, Case No. DOE -

49332005 - 1076 (Fl a. DOE Nov. 23, 2005). The undersigned notes that the Department of

4949Education, in its final order, rejected the administrative law judge’s findings and conclusions

4962as “immaterial, irrelevant, and unnecessary” on this issue because it determined that there

4975was in fact no tie between the applicants.

4983D ONE A ND E NTERED this 9th day of December, 2020 , in Tallahassee, Leon

4998County, Florida.

5000R OBERT J. T ELFER III

5006Administrative Law Judge

5009Division of Administrative Hearings

5013The DeSoto Building

50161230 Apalachee Parkway

5019Tallahassee, Florida 32399 - 3060

5024(850) 488 - 9675

5028Fax Filing (850) 921 - 6847

5034www.doah.state.fl.us

5035Filed with the Clerk of the

5041Division of Administrative Hearings

5045this 9th day of December, 2020 .

5052C OPIES F URNISHED :

5057Daniel Ryan Russell, Esquire

5061Dean Mead

5063Post Office Box 351

5067Tallahassee, Florida 32302

5070(eServed)

5071John L. Wharto n, Esquire

5076Dean, Mead & Dunbar

5080Suite 815

5082215 South Monroe Street

5086Tallahassee, Florida 32301

5089(eServed)

5090Maureen McCarthy Daughton, Esquire

5094Maureen McCarthy Daughton, LLC

5098Suite 3 - 231

51021400 Village Square Boulevard

5106Tallahassee, Florida 32312

5109(eServed)

5110Will iam D. Hall, Esquire

5115Dean Mead

5117Suite 130

5119215 South Monroe Street

5123Tallahassee, Florida 32301

5126(eServed)

5127Mia L. McKown, Esquire

5131Holland & Knight LLP

5135Suite 600

5137315 South Calhoun Street

5141Tallahassee, Florida 32301

5144(eServed)

5145Lacey Kantor, Agency Clerk

5149Departm ent of Children and Families

5155Building 2, Room 204Z

51591317 Winewood Boulevard

5162Tallahasee, Florida 32399 - 0700

5167(eServed)

5168Javier Enriquez, General Counsel

5172Department of Children and Families

5177Building 2, Room 204F

51811317 Winewood Boulevard

5184Tallahasee, Florida 32 399 - 0700

5190(eServed)

5191Chad Poppell, Secretary

5194Department of Children and Families

5199Building 1 , Room 202

52031317 Winewood Boulevard

5206Tallahasee, Florida 32399 - 0700

5211(eServed)

5212N OTICE OF R IGHT T O S UBMIT E XCEPTIONS

5223All parties have the right to submit written exce ptions within 15 days from

5237the date of this Recommended Order. Any exceptions to this Recommended

5248Order should be filed with the agency that will issue the Final Order in this

5263case.

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 03/12/2021
Proceedings: Agency Final Order
PDF:
Date: 03/12/2021
Proceedings: Agency Amended Final Order filed.
PDF:
Date: 03/03/2021
Proceedings: Agency Final Order
PDF:
Date: 03/03/2021
Proceedings: Intervenor's Response to Exceptions to Recommended Order filed.
PDF:
Date: 03/03/2021
Proceedings: Department's Response to Petitioner's Written Exceptions to Recommended Order filed.
PDF:
Date: 03/03/2021
Proceedings: Metro Treatment of Florida, L.P.'s Exceptions to Recommended Order filed.
PDF:
Date: 03/03/2021
Proceedings: Agency Final Order filed.
PDF:
Date: 12/09/2020
Proceedings: Recommended Order
PDF:
Date: 12/09/2020
Proceedings: Recommended Order. CASE CLOSED.
PDF:
Date: 12/09/2020
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 11/19/2020
Proceedings: Petitioner's Proposed Recommended Order filed.
PDF:
Date: 11/19/2020
Proceedings: Intervenor's Proposed Recommended Order filed.
PDF:
Date: 11/19/2020
Proceedings: Department's Proposed Recommended Order filed.
PDF:
Date: 11/19/2020
Proceedings: Notice of Filing Exhibits filed.
PDF:
Date: 11/19/2020
Proceedings: Joint Designation of Relevant Portions of Deposition Transcript filed.
Date: 11/19/2020
Proceedings: Respondent's Proposed Exhibits filed (exhibits not available for viewing).
PDF:
Date: 11/13/2020
Proceedings: Order Canceling Hearing (parties to advise status by November 19, 2020).
Date: 11/10/2020
Proceedings: CASE STATUS: Status Conference Held.
PDF:
Date: 11/10/2020
Proceedings: Notice of Telephonic Status Conference (status conference set for November 10, 2020; 4:00 p.m., Eastern Time).
PDF:
Date: 11/10/2020
Proceedings: Proposed Stipulated Facts filed.
PDF:
Date: 11/09/2020
Proceedings: Order Granting Unopposed Motion for Extension of Time in Which to File Prehearing Stipulation.
PDF:
Date: 11/06/2020
Proceedings: Unopposed Motion for Extension of Time in which to File Prehearing Stipulation filed.
PDF:
Date: 10/26/2020
Proceedings: Petitioner's Notice of Taking Deposition Duces Tecum (Witness: Ute Gazioch) filed.
PDF:
Date: 10/12/2020
Proceedings: Amended Notice of Intervention and Appearance filed.
PDF:
Date: 10/09/2020
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 10/09/2020
Proceedings: Notice of Hearing by Zoom Conference (hearing set for November 16 and 17, 2020; 9:00 a.m., Eastern Time).
PDF:
Date: 10/08/2020
Proceedings: Notice of Appearance (William Hall) filed.
PDF:
Date: 10/07/2020
Proceedings: Joint Response to Initial Order filed.
PDF:
Date: 10/05/2020
Proceedings: Notice of Appearance by a Named Party (Maureen Daughton) filed.
PDF:
Date: 09/30/2020
Proceedings: Initial Order.
PDF:
Date: 09/30/2020
Proceedings: Notice of Appearance (John Wharton) filed.
PDF:
Date: 09/30/2020
Proceedings: Notice of Appearance (Daniel Russell) filed.
PDF:
Date: 09/29/2020
Proceedings: Notice of Intervention and Appearance (Maureen McCarthy Daughton) filed.
PDF:
Date: 09/29/2020
Proceedings: Agency action letter filed.
PDF:
Date: 09/29/2020
Proceedings: Petition for Formal Administrative Hearing Involving Material Disputed Facts filed.
PDF:
Date: 09/29/2020
Proceedings: Notice (of Agency referral) filed.

Case Information

Judge:
ROBERT J. TELFER III
Date Filed:
09/29/2020
Date Assignment:
09/29/2020
Last Docket Entry:
03/12/2021
Location:
Tallahassee, Florida
District:
Northern
Agency:
ADOPTED IN PART OR MODIFIED
 

Counsels

Related Florida Statute(s) (9):