21-000706PL
Richard Corcoran, As Commissioner Of Education vs.
Jo Carty
Status: Closed
Recommended Order on Thursday, September 30, 2021.
Recommended Order on Thursday, September 30, 2021.
1S TATE OF F LORIDA
6D IVISION OF A DMINISTRATIVE H EARINGS
13R ICHARD C ORCORAN , A S C OMMISSIONER
21OF E DUCATION ,
24Petitioner ,
25Case No. 21 - 0706PL
30vs.
31J O C ARTY ,
35Respondent .
37/
38R ECOMM ENDED O RDER
43On June 11, 2021, a disputed - fact evidentiary hearing was held by Zoom
57conference before Administrative Law Judge Elizabeth W. McArthur of the
67Division of Administrative Hearings (DOAH).
72A PPEARANCES
74For Petitioner: Ron Weaver, Esquire
79Post Office Box 770088
83Ocala, Florida 34477 - 0088
88For Respondent: Peter Caldwell, Esquire
93Florida Education Association
96Legal Department
981516 East Hillcrest Street, Suite 109
104Orlando, Florida 32803
107S TATEMENT OF T HE I SSUE S
115The issues in this case are whether Respondent violated section
1251012.795(1)(j), Florida Statutes (2018), and Florida Administrative Code
133Rule 6A - 10.081(2)(a)1., as alleged in the Amended Administrative Complaint;
144and, if so, what discipline should be imposed.
152P RELIMINARY S TATEM ENT
157On October 14, 2020, Richard Corcoran, as Commissioner of Education
167(Petitioner), issued an Administrative Complaint against Jo Carty
175(Respondent). The Administrative Complaint alleged facts from the 2018 -
1852019 school year, which served as the predicat e for charg ing a violation of
200section 1012.795(1)(j) and rule 6A - 10.081(2)(a)1.
207Respondent timely filed an Election of Rights by which she requested a
219disputed - fact administrative hearing to contest the alleged facts and charges.
231The case was referred t o DOAH on February 19, 2021, for the assignment of
246an administrative law judge to conduct the requested hearing.
255Based on input from the parties, the hearing was scheduled for May 6,
2682021, by Zoom conference. On April 19, 2021, Respondent filed an Unoppo sed
281Motion to Continue Final Hearing, which was granted, and the Zoom hearing
293was rescheduled for June 11, 2021.
299On May 26, 2021, non - party , Orange County School Board (OCSB) , filed a
313Motion to Seal Documents Requested by Respondent Pursuant to Subpoena
323Duces Tecum. A Protective Order was issued on May 27, 2021, protecting
335certain subpoenaed documents from public disclosure and outlining the steps
345to be taken by the parties before, during, and after the hearing to maintain
359the confidentiality of those doc uments.
365Petitioner filed an Unopposed Motion to Amend Administrative
373Complaint on May 27, 2021, to which the proposed Amended Administrative
384Complaint was attached. The motion was granted.
391On May 28, 2021, Petitioner filed a Motion in Limine to Exclud e
404Character Evidence and Evidence Beyond the Amended Administrative
412Complaint. Respondent filed a response in opposition on June 4, 2021. The
424motion was denied, without prejudice to Petitioner asserting objections at the
435hearing to specific testimony and d ocumentary evidence.
443Prior to the hearing, the parties filed a Joint Pre - hearing Stipulation in
457which they stipulated to several facts. The stipulated facts are incorporated
468in the Findings of Fact below, to the extent relevant.
478On the morning of the hearing, Petitioner filed a Motion to Deem Facts
491Admitted, based on excerpts of Respondent's deposition testimony. The
500motion was denied, but Petitioner was permitted to offer into evidence the
512deposition excerpts and Respondent was permitted to offer any additional
522portions of the deposition needed for context. The parties agreed that the
534entire deposition should be admitted , and that it would be designated
545Petitioner's Exhibit 20. Petitioner agreed to file the complete deposition
555transcript a fter the hear ing.
561At the hearing, Petitioner presented the testimony of Kimberly Beckler ;
571students M.P., N.S., C.S., C.K., and K.S.; and student N.S.'s parent, J.S.
583Petitioner ' s Exhibits 2, 5 through 12, 16, 17 A through 17D , and 20 were
599admitted into evidence. 1
6031 Petitioner's proposed exhibits 2 and 7 through 12, as well as Respondent's proposed exhibits
6185 and 6, contained unredacted student names (or, in one instance, unredacted names of a
633student and the student's parent). These exhibits w ere conditionally admitted into evidence,
646subject to being redacted to obliterate the students' and parent's names, leaving only initials.
660The redacted versions of Petitioner's Exhibits 2 and 7 through 12, and Respondent's Exhibits
6745 and 6 were submitted b y both parties after the hearing, and they are included in the public
693record portion of the evidentiary record. Their unredacted counterparts are in a sealed
706envelope with a restrictive legend indicating the confidential nature of the contents.
718Re spondent testified on her own behalf and presented the testimony of
730Ja c queline Saccamano, Altamont Coley, and student B.M. Respondent's
740Exhibits 1 through 5, 2 and 9 through 11 3 were admitted.
752At the conclusion of the hearing, Respondent requested an exte nded 30 -
765day period after the hearing transcript filing date to file proposed
776recommended orders (PROs). Petitioner did not oppose the request, which
786was granted. 4
789The two - volume hearing Transcript was filed on July 16, 2021. Thereafter,
802each party filed one unopposed motion for an additional brief extension to the
815PRO filing deadline. Both motions were granted for good cause shown. The
827parties timely filed their PROs by the extended filing deadline, and they have
840been carefully considered in the preparati on of this Recommended Order.
851Unless otherwise noted, citations to Florida Statutes and Florida
860Administrative Code rules are to the 2018 codifications in effect at the time of
874the conduct alleged to warrant discipline. See McCloskey v. Dep't of Fin.
886Ser vs. , 115 So. 3d 441 , 444 (Fla. 5th DCA 2013).
8972 Port ions of Respondent's proposed exhibit 3 were not admitted. After the hearing,
911Respondent submitted a substitute Exhibit 3, pared down to contain only the admitted
924portion. Respondent's Exhibit 5 was acknowledged to be hearsay that would not be
937admissible in a c ivil action over objection, and therefore was admitted only for the limited
953purpose authorized for hearsay evidence. See § 120.57(1)(c), Fla. Stat., and Fla. Admin. Code
967R. 28 - 106.213(3).
9713 Respondent's Exhibits 10 and 11 are subject to the May 27, 2021, Protective Order, and are
988contained in a separate sealed envelope with a restrictive legend on the outside and a copy of
1005the Protective Order on the inside. The terms of that Protective Order control and restrict
1020the use of these confidential documents and dictate how they are to be disposed of upon the
1037completion of this proceeding, including any appeal. Both parties are bound by the Protective
1051Order and have been directed to comply with its requirements.
10614 By agreeing to an extended deadline for post - he aring submissions beyond ten days after the
1079filing of the transcript, the parties waived the 30 - day timeframe for issuance of the
1095Recommended Order. See Fla. Admin. Code R. 28 - 106.216 .
1106F INDINGS OF F ACT
1111Based on the demeanor and credibility of the witnesses, the documentary
1122evidence admitted at the hearing , and the parties' stipulations, the following
1133Findings of Fact are made:
11381. Petitioner is the agency head of the Florida Department of Education.
1150Petitioner is responsible for investigating allegations of misconduct against
1159individuals holding Florida educator certificates. Upon a finding of probable
1169cause, Petitioner is responsible for filing an administrative complaint, and
1179prosecuting the case in an administrative hearing pursuant to chapter 120,
1190Florida Statutes, if the educator disputes the allegations.
11982. Respondent holds Florida Educator's Certificate 631669, covering the
1207areas of Education al Leadership and Mathematics, which is valid through
1218June 30, 2025.
12213. Respondent has been a teacher for at least 25 y ears ; quite a few of
1237those years were in other states. She has not been previously disciplined by
1250the Education Practices Commission in conn ection with her Florida
1260certificate. No evidence was offered to show any prior discipline against
1271Respondent's educator license or certificate in another state. 5
12804. At the time of the allegations in the Amended Administrative
1291Complaint, Respondent was employ ed by the OCSB as a mathematics
1302teacher at Howard Middle School, part of the Orange County Public Schools
1314(OCPS) system. Respondent began working at Howard Middle School on
1324August 6, 2018, for the pre - planning week for teachers prior to the arrival of
1340stud ents for the start of the school year.
13495. Kimberly Beckler was the new principal for Howard Middle School
1360that year , although she had been employed by the OCSB since 2004, most
1373recently as a senior administrator in the District's office . She started work as
13875 R espondent was disciplined by th e OCSB for the incident at issue in t his proceeding,
1405receiving a written reprimand. It appears that this is the only disciplinary blemish on an
1420otherwise clean record during her 25 - year teaching career; no evidence was offered to prove
1436any other discipline imposed against Respondent.
1442p rincipal at Howard Middle School shortly before the teachers' pre - planning
1455week.
14566. The Amended Administrative Complaint at issue in this proceeding is
1467predicated on the following allegations of fact:
1474On or about September 6, 2018, during an active
1483assailant drill at Howard Middle School,
1489Respondent directed several of her students to
1496go into her classroom closet. Respondent went
1503into the closet with the students, turned the
1511closet light off, and closed the closet door.
1519Respondent's remaining students were le ft
1525inside the classroom for a period of time without
1534direct adult supervision. Some of the students
1541who remained in the classroom were confused
1548by what Respondent did, and at least one
1556student was "scared" because she did not know
1564what would happen if the drill were real and the
1574Respondent left her and the other students in
1582the classroom alone.
15857. The parties stipulated that on September 6, 2018, the Howard Middle
1597School administration conducted an active assailant drill.
16048. Before the drill, in August 2018, Re spondent and other teachers at
1617Howard Middle School were instructed to complete safety training regarding
1627how to proceed during a n active assailant drill. The training included two
1640online video modules and a six - question test. Teachers were reminded severa l
1654times in August that they were required to complete the training and certify
1667having done so before the end of August.
16759. Respondent testified she did not remember th is training or watching
1687th e videos , but is sure that if she was required to view them, she w ould have
1705done so.
170710. As a "reminder" of the instructions detailed in the training videos, a
1720written summary was provided to Howard Middle School teachers at some
1731point prior to the September 6, 2018, drill . Respondent acknowledged that
1743she received the sum mary written instructions prior to September 6, 2018,
1755when the first drill of the new school year was conducted. The same summary
1769information was provided on posters in each classroom.
177711. The summary instructions included various steps for teachers to take
1788in their classroom s . The step at issue in this case requires teachers to mov e
1805all class room occupants out of the line (s) of sight through windows.
181812. To comply with this "out of sight" instruction, teachers had to consider
1831the lines of sight through narrow windowpanes in the classroom doors. In
1843addition, for classrooms on the ground floor with exterior windows, lines of
1855sight from outside the building also had to be considered.
186513. Respondent taught different math classes in six or seven class periods ,
1877but all of her classes were held in the same classroom , which was not on the
1893ground floor. According to Principal Beckler, Respondent's classroom was on
1903the second floor. Respondent could not remember whether her classroom was
1914on the second or third floor. A ll wit nesses agreed that for purposes of
1929conducting an active assailant drill, the line of sight through the exterior
1941windows did not have to be considered, because classroom occupants coul d
1953not be seen through the exterior windows by someone outside the buildin g.
1966For Respondent, then, the only line of sight she had to address was through
1980the narrow window panel in the classroom door.
198814. Principal Beckler testified that instructions for a ctive assailant drills
1999were the subject of much discussion during the teac hers' pre - planning week
2013and at administrative meetings . Principal Beckler said that teachers were
2024instructed to identify the lines of sight applicable to their particular
2035classrooms and then identify areas in their classrooms where they could
2046safe ly move o ccupants out of the lines of sight.
205715. It would have made sense, as part of general teacher training in
2070preparation for lockdown active assailant drills , to provide those instructions
2080to teachers . At the hearing, Respondent heard Principal Beckler's testimon y;
2092she did not deny being given this instruction, nor was she asked about it.
2106T he re was no clear proof that the verbal instructions described by Principal
2120Beckler were provided to or discussed with Respondent as part of a group of
2134teachers in August 2018 . Nonetheless, even without such instruction ,
2144identifying line s of sight through windows into one's own classroom , so as to
2158know where to move classroom occupants so they are out of view , would have
2172been a reasonable, prudent step to prepare to apply the wri tten instructions
2185that were admittedly provided to Respondent . Stated differently, it would be
2197unreasonable for a teacher , knowing that he or she would be expected to act
2211quickly in an active assailant drill to move students out of the line s of sight of
2228wi ndows , to not prepare for that drill by identifying the reaches of that line of
2244sight for their own classroom.
224916. Respondent testified that the September 6, 2018, active assailant drill
2260was the first such drill ever conducted by OCPS. Her testimony was refu ted
2274by the more credible adamant testimony by Principal Beckler and by
2285Respondent's witness Altamont Coley, who was an administrative dean at
2295Howard Middle School in charge of the active assailant drill on September 6,
23082018. 6 Several student witnesses also confirmed that they had participated in
2320the same type of lockdown active assailant drill previously , although their
2331other teachers conducted the drills differently, not in a way that left students
2344feeling unprotected .
234717. Respondent's testimony reflected som e confusion on her part
2357regarding the various type of drills conducted by OCPS. For example, she
2369testified that she had participated in "lockdown" drills before at an OCPS
2381school, and that in at least some prior lockdown drills, the instructions were
23946 Princi pal Beckler's clear, credible testimony was elicited in the following question and
2408answer sequence: Q: "And the September 6, 2018, drill was the first ever active assailant
2423drill in Orange County Public Schools, correct?" A: "That is absolutely false." Q: "Okay. But it
2439was Ms. Carty's first, correct?" A: "No, that is false. Ms. Carty was employed by OCPS the
2456year prior." (Tr. 150 - 151). Equally clear and credible was Altamont Coley's testimony given
2471in the following question and answer sequence: Q: "And was the September 6, 2018, drill the
2487first ever active assailant drill in Orange County Public Schools?" A. "Oh. No, sir. No, sir. I
2504have participated in drills before that. Even at previous schools. On my previous school
2518before coming to Howard." Q: "Were the y specifically active assailant drills? The ones that
2533you're Ï the previous ones?" A: "Yes, sir." (Tr. 208 - 209).
2545to lock the door and "hide" in the classroom. She also testified that in some
"2560lockdown" drills, she only had to lock the door, did not have to hide, and
2575could continue teaching. Based on the evidence, Respondent confused
2584different types of drills and the req uirements for each type of drill . 7
259918. Contrary to Respondent's claim that the S eptember 6, 2018, drill was
2612a completely new procedure, the clear and credible evidence established that
2623the drill was a "lockdown" active assailant drill that was not new to OCPS ,
2637had been conducted in prior school years , and was not new to Respondent,
2650who had prior experience in "lockdown" drills in which she was required to
2663move the classroom occupants out of view through windows .
267319. Howard Middle School t eachers were informed be fore the drill that a
2687drill was going to take place sometime on September 6, 2018, but they were
2701not told specifically when during the school day. That would simulate the
"2713surprise" element of an actual active assailant situation.
272120. Respondent 's classroom w here she taught her math classes on
2733September 6, 2018, was large . It was one of the larger - sized classrooms at
2749Howard Middle School .
275321. Without knowing the class period during which the drill would occur,
2765Respondent could not know exactly the number of clas sroom occupants she
2777would have to move out of view , but she would know the approximate
2790number. For example, the geometry class Respondent was teaching when the
2801drill was held was capped by state law at 25 students. However, only 23
2815students were enrolled i n that class. And at least one student was confirmed
2829to have been ab sent that day.
28367 R espondent testified that "there's a difference between a lockdown and an assailant drill.
2851An assailant drill was, you know, first time for m e and I believe first time, you know, issued
2870in the school. So that's a completely different type of drill." (Tr. 225). Without delving into
2886confidential material, suffice it to say that the claim that a "lockdown" drill is different from
2902the active assail ant drill conducted on September 6, 2018, is contrary to the nomenclature
2917used by OCPS. See Respondent's Exhibits 10 (in effect since before September 6, 2018)
2931and 11 (similar to prior versions in effect since before September 6, 2018).
294422. The only window through which someone could see into Respondent's
2955classroom was a very narrow vertical windowpane , set into part of the upper
2968half of the classroom door. The door itself was recessed from the classroom
2981wall, with a little entry alcove formed by side walls that appear to be t en to
2998twelve inches in width . 8 The narrow width of the window combined with the
3013recessed design of the doorway left only a very restric ted line of sight into the
3029classroom fr om the hallway.
303423. Respondent's classroom was rectangular . The two long er walls were :
3047(1) t he exterior wall on the opposite side of the classroom from the door ; and
3063(2) the wall separating the classroom from the hallway (hallway wall) . The
3076long hallway wall was broken up by the recessed classroom door, with about
3089one - third of the hallway wall to the left of the door (f acing the door from
3107inside the class ) and about two - thirds of the hallway wall to the right of the
3125door. The two side walls appear to be somewhat shorter than the hallway and
3139exterior walls.
314124. For someone in the hallway peering into the classroom through the
3153classroom door window, the exterior wall across the classroom w ould most
3165likely be completely visible ; the two side walls w ould be partially visible
3178(those parts closest to the exterior wall ), a nd both parts of the hallway wall ,
3194on either side of the recessed door, w ould be completely hidden from sight.
3208Although Respondent did not say that she ever tried to identify the reaches of
3222the lines of sight through her classroom door window, she testified that she
3235believed o ne wall w as completely out of the line of sight, and the two side
3252walls w ere partially hidden from view through the door window Ð the parts of
3267t he side walls close r to the exterior wall would be within the line of sight.
328425. Respondent's classroom had an interior walk - in closet . The closet door
3298was off one of the side walls, c lose to the hallway wall. P rincipal Beckler
33148 Petitioner's Exh ibit 17B (Bates - stamped 022) shows one side wall forming the classroom
3330door's entry alcove. A landscape - oriented (horizontal) chart is hanging on the alcove side
3345wall, close to the top. The chart appears to be on standard letter - sized paper, with the 11 -
3365an d - one - half inch side easily fitting across the side wall.
3379testified credibly that she exa mined the line of sight through Respondent's
3391classroom window door, and the closet door could not be seen from the
3404hallway. The classroom pictures in evidence provide visual corroboration.
341326. A t the time of the drill, there were no more than 22 students in
3429Respondent 's class. Including Respondent, there wer e, at most , 23 occupant s .
344327. When the announcement was made over the public address system for
3455the drill, Respondent said she instructed her students to hide along the
3467longer part of the hallway wall (to the right of the door, from inside the class ,
3483facing the door). She had the students sit down in a single row along that
3498wall from the classroom door alcove, under the smart board, to the far corner.
3512She then quickly proceeded to turn off the classroom lights and computer
3524monitors.
352528. When Respondent finished these steps , she saw that approximately
3535five or six students had not yet found a place to hide. Respondent testified
3549that they were all standing directly in front of the classroom door window.
3562T hat w as the one spot in the classroom where the students could not be.
357829. Respondent testified that she did not think it was possible to hide
3591another five or six (or seven, including herself) people along the hallway wall.
3604She said the rest of the students were sittin g on the floor up against the
3620hallway wall under the smart board , and that to add any more people would
3634have required that they sit on top of each other.
364430. Respondent testified that she had never been unable to hide all of her
3658students in her classrooms be fore: "When we had lockdowns and things of
3671that nature, I never had that issue. So that, you know, it shocked me. That
3686was the ver y first time in my entire career that happened to me." (Tr. 248).
370231. Respondent decided the remaining students should hide insi de the
3713large walk - in closet. She gave this step some thought . First, s he thought that ,
3730to comply with the drill instructions , she would have to turn off the closet
3744light. Then her thought process continued beyond the drill instructions,
3754imagining that some one in the hallway might be able to see the open closet
3769door, and even if the closet light was out, that person might suspect from the
3784open closet door that there were people in the closet. Therefore, Respondent
3796decided that she would have to not only turn off the closet light , but also close
3812the closet door completely. But this decision gave rise to another line of
3825thought. Respondent testified she became concerned that if she left students
3836alone in the dark in a closed closet , they could act inappropriate ly , such as by
3852touching each other inappropriately, because there were both males and
3862females. To address this concern, she join ed the five or six students in the
3877closet, turned off the light, and closed the door.
388632. Respondent's concern for leaving five or six students in the closet
3898unsupervised apparently did not provoke a similar concern for the other 16 or
391117 students left unsupervised in the classroom. However, as Principal
3921Beckler credibly stated, a teacher's number one responsibility is to supervise
3932h er students. That means having eyes on all students in the classroom at all
3947times, because things can otherwise get out of control very quickly.
395833. Respondent acknowledged that as a classroom teacher , she was
3968responsible for supervising all her students . She understood "supervise" to
3979mean "observe and direct." Her duty to supervise the students in her
3991classroom did not stop during the lockdown active assailant drill.
400134. If Respondent had focused her thoughts on finding p laces in her large
4015classroom for a ll students to hide out of sight, rather than on th e
4030unreasonable solution she seized on to separate the class by hiding a few
4043students Ð then join ing the m Ð in the closet , she would have easily found a
4060reasonable solution that did not require leaving most of her class
4071unsupervised. Respondent had several reasonable options to meet the
4080requirements of the drill while also continuing to supervis e all her students.
409335. Respondent could have kept the closet door open or partially open so
4106that natural light would hav e kept the closet from being dark. The closet door
4121opened out into the classroom, with the door opening on the side a way from
4136the classroom door , towards the exterior windows . Accepting Principal
4146Beckler's testimony, borne out by the pictures, that the clo set door could not
4160be seen from the hallway through the narrow window in the recessed
4172classroom door , Respondent could have remained in the classroom while
4182being able to see the students in the closet and the students lined up along
4197the hallway wall under the smart board .
420536. Rather than resorting to hiding students in the closet, though,
4216Respondent had several clear options within the classroom itself. T here was
4228ample room in the classroom for all 22 students and Respondent to have sat
4242on the floor out of vi ew of the classroom door window. T he line of sight
4259through the door window w ould have been a co ne - shaped area , narrow at the
4276window and widening out to the exterior wall. T hat left substantial portions
4289of the classroom's floor space hidden from view.
429737. Inex plicably, Respondent apparently only considered having students
4306sit on the floor in a single row , with their backs against the hallway wall
4321under the smart board to the corner, with possibly a few students sitting in
4335the space around the corner against par t of the side wall. These 16 or 17
4351students apparently sat shoulder - to - shoulder against those walls. It would
4364have been very easy for the remaining five or six students, plus Respondent,
4377to sit on the floor in a second row facing the row of students sittin g against
4394the wall. It is clear from the pictures in evidence that there was ample floor
4409space to allow students to sit two - deep along the smart - board wall and, if
4426necessary, around the corner along the side wall.
443438. The re was more space still in the area a long the hallway wall on the
4451other side of the classroom door , and around the c orner to the partial side
4466wall where the closet door is located. Respondent could have directed the five
4479or six students standing in front of the classroom door to sit on the fl oor along
4496the hallway wall to the left of the door, and around the corner to the closet
4512door.
451339. Respondent could have had all the students sit on the floor in a
4527triangular area (fitting for a geometry class), with two sides formed by the
4540smart - board hallway w all where she said most of them were sitting and the
4556part of the side wall furthest from the classroom door, filling in the floor
4570space outward from both of those walls.
457740. Any number of different configurations were not only possible, but
4588were obvious an d clearly reasonable. There was more than enough floor space
4601in Respondent's large classroom for 23 occupants (including Respondent) to
4611hide out of the limited line of sight through that very narrow windowpane in
4625the recessed classroom door.
462941. Respondent's claim that she could not hide a maximum of 23
4641occupants out of the limited sight line through the door window somewhere
4653in her large classroom is simply not credible. Respondent's claim is
4664contradicted by the visual evidence. It is also contradicted by the credible
4676testimony of Principal Beckler, who said that although Respondent's
4685classroom was one of the larger classrooms, no other teacher has had to hide
4699students in classroom closets; no other teacher has ever had a problem
4711mov ing all classroom occupants to places within the classroom itself that
4723were not within the lines of sight of windows. Finally, Respondent's claim is
4736contradicted by Respondent's own testimony. When she was asked in her
4747deposition how many students were in her class during the drill, she gave
4760this candid response: "It had to have been a large class for us not to fit in the
4778two sides of the classroom. Maybe 28 to 30. I'm not certain. But they should
4793have that record at the school, I would think." (Pet. Ex. 20 at 34). As it turns
4810out, t hough, there were no more than 22 students in the class. Respondent's
4824testimony stands as an admission that she could have (and therefore should
4836have) fit the smaller number of students out of window view in her classroom.
485042. The drill lasted for approxim ately five minutes Ð including several
4862minutes after Respondent secreted herself away with five or six students in
4874the closet. Respondent could not see the 16 or 17 students in the classroom
4888for at least several minutes. In fact, Respondent acknowledged that she could
4900not even see the five or six students in the closet with her, because they were
4916not near her and it was completely dark. Respondent claimed that she would
4929be able to hear any noise made by the 16 or 17 students in the classroom but
4946admitted that she heard nothing. C.K. , one of the students who went into the
4960closet with Respondent because she thought it was safer than staying out in
4973the classroom, testified that they could not hear what students outside in the
4986classroom were saying through the clo sed closet door. C.K.' s testimony was
4999more credible than Respondent's contrary testimony. Respondent did not
5008offer any basis for her belief that she could hear through the closed closet
5022door (such as if she reported having closed herself in the closet to t est
5037whether sounds made in the classroom would be audible). For a t least several
5051minutes, the 16 or 17 students in the classroom were completely
5062unsupervised.
506343. After the public address a nnouncement that the drill was completed,
5075Respondent and her students returned to regular classroom activities. No
5085student voiced concern at the time regarding how the drill was conducted.
509744. Although not expressed directly to Respondent that day, several
5107students did, in fact, have concerns. Since this was an active assailant drill,
5120when the class was supposed to practice what to do i n an actual active
5135assailant situation, Respondent's separation of the students , leaving three -
5145quarters of the class unsupervised in the classroom , left several students
5156confused and apprehensive.
515945. On the day of the drill, one student, N.S., went home upset, told
5173parent J.S. about the drill , and expressed confusion and fear. As N.S.
5185explained:
5186[Ms. Carty] left the rest of the class out in the
5197classroom while she was in the closet. She did not
5207tell the class where to go or hide during the drill. I
5219was very confused and did not know where to go. I
5230was also scared because I did not know what would
5240happen if the lockdown was real and if Ms. Carty
5250would leave us alone in a real lockdown. (Tr. 51 - 52;
5262P et. Ex. 8). [ 9 ]
526946. Other students who testified at the hearing expressed at least some of
5282the same confusion and concern with the unusual procedure employed by
5293Respondent to separate the class and leave most of the class alone in the
5307classroom. Student M.P. testified to having felt "a little unprotected" being
5318left out in the classroom. M.P. explained feeling unprotected this way:
"5329[A]ccording to my other teachers I've been with, they've done it a lot
5342differently, which is supposed to better protect the stude nts and I felt like she
5357did it a little differently." (Tr. 34). S tudent C .S. , one of the students in the
5374closet, credibly testified: "I was feeling a little afraid for my classmates if this
5388was a real active assailant. After the drill we came out of the cl oset.
5403Everything went kind of back to normal. Most of the students that were left
5417outside didn't seem upset, but I could kind of tell they were." (Tr. 69 - 70).
543347. Prior to giving the all - clear announcement, several administrators
5444checked all hallways to make sure they were empty and checked all
5456classroom doors to make sure they were locked. There was no classroom - by -
5471classroom assessment to determine how each teacher fared in carrying out
5482the drill instructions within each classroom Ð that would have taken a very
5495long time. Immediately after the drill, Dean Coley sent an email to all staff
55099 Counsel for Respondent attempted to un dermine N.S.'s testimony about being scared , but
5523he did not succeed . He suggested that N.S. was afraid because it felt like an actual assailant
5541situation. N .S. disagreed: "No. Because I've done active shooter drills before." Counsel then
5555tried to get N.S. to agree that the fear was only of the idea of an active assailant in the
5575building, but N.S. made it clear that the fear was also caused by the way Ms. Cart y carried
5594out the drill, leaving N.S. and others alone in the classroom. Ultimately, in the following
5609exchange, counsel conceded that N.S. was actually harmed by being scared from the way the
5624drill was conducted : Q: "Okay. So apart from being scared , you w ere not actually harmed by
5642the active assailant drill on September 6, 2018, correct?" A: "Correct." Q: "And you did not Ï
5659a nd did you quickly recover from being scared on September 6, 2018?" A: "I guess, yeah."
5676(Tr. 56, emphasis added). Respondent's PRO m ischaracterized N.S.'s testimony, claiming
5687N.S. admitted to suffering no actual harm. N.S. answered the question as posed, agreeing
5701that "apart from being scared," N.S. was not actually harmed.
5711pronouncing the drill a success , while providing teachers with another
"5721reminder , " repeating the summary instructions for active assailant drills.
573048. Re spondent did not report a ny concerns to the administration about
5743how the drill was carried out in her classroom , either immediately after the
5756drill or at any subsequent point . She did not report that she had been
"5771shocked" to discover there was not enough space in her large classr oom to
5785move all occupants out of the line of sight through the classroom door
5798window. She did not request assistance from an administrator to help plan
5810for future drills by identifying the window's sight line so as to identify all the
5825space within the clas sroom out of the window's line of sight. Instead, as of the
5841hearing in June 2021, Respondent testified that she would like Principal
5852Beckler to show her where in the classroom she could have hidden everyone.
5865It is troubling that, if Respondent had been tru ly "shocked" on September 6,
58792018, by an inability to hide everyone in the classroom as she claimed, she
5893did not immediately bring this shocking discovery to the administration's
5903attention and worked to address the problem.
591049. Shortly after student N.S. t old parent J.S. about being scared by how
5924Respondent carried out the drill in her classroom, J.S. sent an email to the
5938administration voicing their concern.
594250. Upon receiving this email, the administration at Howard Middle
5952School launched an investigation in to the incident .
596151. The students who were in Respondent's class during the incident were
5973asked to write brief statements about the incident. Several of those students
5985testified at the hearing. Respondent also wrote a brief statement , which she
5997signed and dat ed on September 24, 2018. Her statement was as follows:
6010During the last drill where we had to hide and turn
6021of f the lights. I stayed in the closet with several
6032students because I told them I cannot turn on the
6042lights. The other students hid under a desk in the
6052main classroom with the lights off. They did have
6061sunlight from the windows. I asked them to remain
6070quiet during the drill. When the drill was over we
6080all took our seats and resumed class. No one
6089indicated being frightened to me.
6094Respondent made no m ention in her written statement of her "shocking"
6106discovery during the drill that there was not enough space within the
6118classroom to hide all students out of sight.
612652. On October 22, 2018, after the investigation was completed and a
6138predetermination meeting was held, Respondent was given a disciplinary
6147letter of reprimand for misconduct by failing to properly supervise her
6158students during the September 6, 2018, drill . She was also given non -
6172disciplinary written directives to : (1) establish a safe, caring, and nurturing
6184environment conducive to learning and the physical and psychological well -
6195being of students; and (2) maintain proper supervision of her students at all
6208times ; students are not to be left alone unsupervised. R espondent refused to
6221sign either docu ment , despite the statement in both documents that "[m]y
6233signature indicates only that I have received a copy of this
6244[reprimand/directive]." A t the hearing, Respondent did not deny having
6254received the letter of reprimand and the directives.
626253. In December 2 018 , R espondent requested a transfer to another OCPS
6275school . Respondent 's request was granted, and she taught at Memorial
6287Middle School in Orange County during the spring 2020 semester. At the end
6300of the spring 2020 semester at Memorial Middle School, Resp ondent was
6312informed that her teaching contract was not going to be renewed for the
6325upcoming school year . No explanation was given for the nonrenewal .
633754. Respondent testified that she is having trouble finding another
6347regular teaching position, but is working as a substitute teacher. She
6358speculated that the reason why she is having difficulty finding a regular
6370position is the pendency of this disciplinary proceeding, but had no non -
6383hearsay evidence on which to base her speculation. It would be fair to say,
6397how ever, that Respondent's ability to work in her chosen career and in the
6411job of her choice may be impacted by th e outcome of this proceeding, although
6426the opposite may also be true once the outcome is no longer an uncertainty.
644055. Respondent raised as an "affi rmative defense" to the Amended
6451Administrative Complaint "that the allegations in this case underlie anti -
6462black racism and/or animus directed against her as an African - American
6474teacher." See Answer With Affirmative Defenses at 2, ¶ 2. However,
6485Respondent o ffered no evidence to prove that any non - African American
6498teachers acted similarly during an active assailant drill but were not charged
6510with the violation alleged in this case. Instead, the unrefuted testimony by
6522Principal Beckler was that no other teache r ever had a problem hiding all
6536students within the classroom, and no other teacher ever separated his or her
6549class to hide with some students in the closet while leaving other students
6562unsupervised in the classroom. The allegations and charge at issue her e are
6575narrowly focused on Respondent's admitted conduct during the September 6,
65852018, lockdown active assailant drill. The claim of racism as a defense to the
6599allegations and charge at issue in this proceeding is wholly unwarranted .
6611Ultimate Findings of Fa ct
661656. Respondent failed to make reasonable effort to protect her students
6627from conditions harmful to learning and/or to their physical health, mental
6638health and/or safety. She could not see three - quarters of her class for at least
6654several minutes during an a ctive assailant drill when she was in the closet
6668with five or six students. Indeed, she could not see the five or six students
6683who were in the closet with her. Nor could Respondent hear the unsupervised
6696students out in the classroom from behind the closed closet door.
670757. Several students Ð most notably N.S. who went home upset that day to
6721report what happened to parent J .S. Ð reasonably were concerned about what
6734would happen if an active assailant actually entered the school, and whether
6746they and their classmate s would be protected. While there was no evidence of
6760significant or lasting effects on the students' mental health and no student
6772were physically harmed, the conditions created by Respondent during the
6782drill were harmful to students' mental health in the s hort - term , and to
6797students' safe ty .
680158. Indeed, the whole point of the active assailant drill is to appropriately
6814prepare everyone in the school for an active assailant situation so that if they
6828ever had to respond to an actual active assailant, they would h ave practiced
6842and could respond automatically, knowing exactly what they needed to do to
6854take the appropriate precautions for their safet y and their physical and
6866mental health . Respondent failed to make reasonable effort to protect her
6878students by supervis ing and leading all her students through the proper drill
6891steps. Instead, she undermined the goal of creating conditions to protect
6902students, by leaving most of her students to fend for themselves Ð
6914unsupervised, unprotected, and anxious about what would ha ppen in an
6925actual active assailant situation.
6929C ONCLUSIONS OF L AW
693459. The Division of Administrative Hearings has jurisdiction over the
6944parties and the subject matter of this proceeding, pursuant to sections
6955120.569 , 120.57(1), and 1012.796, Florida Statute s (2021).
696360. In this proceeding, Petitioner seeks to impose discipline against
6973Respondent's educator's certificate, which is a form of license. § 120.52(10),
6984Fla. Stat. A proceeding to suspend, revoke, or impose other discipline upon a
6997license is penal in na ture due the potential for loss of livelihood. State ex rel.
7013Vining v. Fla. Real Estate Comm'n , 281 So. 2d 487, 491 (Fla. 1973); Ferris v.
7028Turlington , 510 So. 2d 292, 295 (Fla. 1987). Accordingly, to impose such
7040discipline, Petitioner must prove the allega tions in the Amended
7050Administrative Complaint by clear and convincing evidence. Dep ' t of Banking
7062& Fin., Div. of Sec. & Inv. Prot. v . Osborne Stern & Co. , 670 So. 2d 932,
7080933 - 34 (Fla. 1996); Ferris , 510 So. 2d at 294 - 95.
709361. As stated by the Supreme Court of Florida:
7102Clear and convincing evidence requires that the
7109evidence must be found to be credible; the facts to
7119which the witnesses testify must be distinctly
7126remembered; the testimony must be precise and
7133lacking in confusion as to the facts at issue. The
7143evidence must be of such a weight that it produces
7153in the mind of the trier of fact a firm belief or
7165conviction, without hesitancy, as to the truth of the
7174allegations sought to be established.
7179In re Henson , 913 So. 2d 579, 590 (Fla. 2005) (quoting Slomow itz v. Walker ,
7194429 So. 2d 797, 800 (Fla. 4th DCA 1983)). This burden of proof may be met
7210where the evidence is in conflict; however, " it seems to preclude evidence that
7223is ambiguous. " Westinghouse Elec. Corp. v. Shuler Bros., Inc. , 590 So. 2d 986,
7236988 (Fla . 1st DCA 1991).
724262. Section 1012.796, Florida Statutes, sets forth the disciplinary process
7252for educators, and provides in pertinent part:
7259(6) Upon the finding of probable cause, the
7267commissioner shall file a formal complaint and
7274prosecute the complaint purs uant to the provisions
7282of chapter 120. An administrative law judge shall
7290be assigned by the Division of Administrative
7297Hearings of the Department of Management
7303Services to hear the complaint if there are disputed
7312issues of material fact. The administrative law
7319judge shall make recommendations in accordance
7325with the provisions of subsection (7) to the
7333appropriate Education Practices Commission panel
7338which shall conduct a formal review of such
7346recommendations and other pertinent information
7351and issue a final order. The commission shall
7359consult with its legal counsel prior to the issuance
7368of a final order.
7372(7) A panel of the commission shall enter a final
7382order either dismissing the complaint or imposing
7389one or more of the following penalties:
7396(a) Denial of an a pplication for a certificate or for
7407an administrative or supervisory endorsement on a
7414teaching certificate. The denial may provide that
7421the applicant may not reapply for certification, and
7429that the department may refuse to consider that
7437applicant's applica tion, for a specified period of
7445time or permanently.
7448(b) Revocation or suspension of a certificate.
7455(c) Imposition of an administrative fine not to
7463exceed $2,000 for each count or separate offense.
7472(d) Placement of the teacher, administrator, or
7479supervisor on proba tion for a period of time and
7489subject to such conditions as the commission may
7497specify, including requiring the certified teacher,
7503administrator, or supervisor to complete additional
7509appropriate college courses or work with another
7516certified educator, with the administrative costs of
7523monitoring the probation assessed to the educator
7530placed on probation. È
7534(e) Restriction of the authorized scope of practice
7542of the teacher, administrator or supervisor.
7548(f) Reprimand of the teacher, administrator, or
7555supervisor in w riting, with a copy to be placed in
7566the certification file of such person.
7572(g) Imposition of an administrative sanction, upon
7579a person whose teaching certificate has expired, for
7587an act or acts committed while that person
7595possessed a teaching certificate or a n expired
7603certificate subject to late renewal, which sanction
7610bars that person from applying for a new certificate
7619for a period of 10 years or less, or permanently.
7629(h) Refer the teacher, administrator, or supervisor
7636to the recovery network program provided i n
7644s. 1012.798 under such terms and conditions as the
7653commission may specify.
765663. Penal statutes and rules authorizing discipline against a professional
7666license must be strictly construed, with any ambiguity resolved in favor of the
7679licensee. Elmari ah v. Dep't of Prof 'l Reg., Bd. of Med. , 574 So. 2d 164, 165
7696(Fla. 1st DCA 1990).
770064. In addition, disciplinary action must be predicated on facts alleged
7711and charges set forth in an administrative complaint. See § 120.60(5), Fla.
7723Stat.; Trevisani v. Dep't o f Health , 908 So. 2d 1108, 1109 (Fla 1st DCA 2005);
7739Cottrill v. Dep't of Ins. , 685 So. 2d 1371, 1372 (Fla. 1st DCA 1996).
775365. The factual allegations on which the charges against Respondent are
7764predicated were clearly set forth in the Amended Administrative C omplaint .
777666. Count 1 of the Amended Administrative Complaint charges
7785Respondent with a violation of section 1012.795(1)(j) for having "violated the
7796Principles of Professional Conduct for the Education Profession prescribed by
7806State Board of Education rules. " This count does not charge an independent
7818violation, but rather, is dependent upon a corresponding violation of the rule
7830prescribing the Principles of Professional Conduct for the Education
7839Profession in Florida.
784267. Count 2 of the Amended Administrative Co mplaint charges
7852Respondent with violating rule 6A - 10.081(2)(a)1., which provid es :
7863(2) Florida educators shall comply with the
7870following disciplinary principles. Violation of any of
7877these principles shall subject the individual to
7884revocation or suspension o f the individual
7891educator's certificate, or the other penalties as
7898provided by law.
7901(a ) Obligation to the student requires that the
7910individual:
79111. Shall make reasonable effort to protect the
7919student from conditions harmful to learning and/or
7926to the stude nt's mental and/or physical health
7934and/or safety.
793668. Teachers stand in loco parentis , "in the place of a parent , " with respect
7950to students in their classrooms who m the y must supervise and control.
7963Morris v. State , 228 So. 3d 670, 672 (Fla. 1st DCA 2017) (ci ting State v.
7979Lanier , 979 So. 2d 365, 369 (Fla. 4th DCA 2008)). Accordingly, teachers owe
"7992a general duty of supervision to the students placed within [their] care È
8005based on the school employee standing partially in place of the student's
8017parent È [and ar e responsible] to protect children during school activity."
8029Morris , 228 So. 3d at 673 (quoting Rupp v. Bryant , 417 So. 2d 658, 666 (Fla.
80451982)). The specific Principle of Professional Conduct under which
8054Respondent has been charged codifies this standard: teachers have a duty to
8066protect the students in t heir charge , which they carry out through their duty
8080to supervise and control the students in their classrooms .
809069. Whether particular conduct constitutes a violation of the applicable
8100statutes and rules is a f actual question to be decided in the context of the
8116alleged violation. Langston v. Jamerson , 653 So. 2d 489, 491 (Fla. 1st DCA
81291995). Whether specific conduct constitutes a deviation from the required
8139standard is an ultimate finding of fact within the real m of the administrative
8153law judge's fact - finding discretion . Holmes v. Turlington , 480 So. 2d 150,
81671 53 (Fla. 1st DCA 1985). 10
817470. Based on the Findings of Fact above, Petitioner proved by clear and
8187convincing evidence that Respondent violated rule 6A - 10.081(2) (a)1.
819771. Respondent admitted to leaving most of her students in the classroom
8209for the duration of the lockdown active assailant drill , while going into the
8222closet with five or six students, turning off the light in the closet, and closing
8237the closet door. For at least several minutes when she was in the dark closet,
8252she was unable to see or hear the students left alone in the classroom, and
826710 Respondent's PRO relies on a series of inapposite cases to argue that expert testimony was
8283necessary to prove both the standard of conduct and deviation from that standard. No case
8298sets an absolute rule that expert testimony is always required. Nor do the contexts in which
8314expert testimony was addressed in the cases discussed in Respondent's PR O bear any
8328resemblance to this case. Respondent's argument that expert testimony was necessary in this
8341case was unpersuasive.
8344she was unable to see the students in the closet with her. She failed to
8359adequately supervise her students.
836372. In the c ontext of a lockdown active assailant drill, Respondent was
8376required to lead her students through the procedures and ensure they were
8388moved to a place in the classroom that was out of the limited line of sight
8404through the narrow classroom door window. Resp ondent's claim that she
8415could not accomplish this for 22 students, plus herself, within the classroom
8427is contrary to the evidence.
843273. The whole point of conducting the drill is to practice the appropriate
8445steps so that if there ever is an actual active assa ilant situation, Respondent
8459and her students move quickly through the practiced steps without having to
8471think about what to do or where to go. The drill steps serve to create
8486conditions protective of students' safety. Practicing the steps in a drill
8497situat ion serves to create conditions protective of students' mental health, in
8509that they are not fearful of what they need to do in an actual assailant
8524situation. Respondent failed to make reasonable effort to protect her students
8535from conditions harmful to the ir mental health and safety.
854574. Respondent argued that the undersigned should take into account, in
8556determining whether there is a violation at all, the fact that imposing any
8569sanction for a violation would count for purposes of the three - violation
8582statutor y provision in section 1012.795( 6 ) (b) and implementing rule . This
8596statute and rule require t hat the third time an educator is found to have
8611committed a violation for which sanctions are imposed by the Education
8622Practices Commission, the required discipline is permanent revocation of the
8632educator's certificate.
863475. Respondent characterizes this statutory provision as a draconian
8643punishment, while acknowledging it has been in place for over a decade.
8655Respondent argues that if a violation is found here, it is a m inor one, and
8671minor violations should not lead to permanent revocation of an educator's
8682certificate. Respondent's argument is one of policy to be addressed to the
8694Legislature. The Legislature could have written its statute in a way to
8706discount or not count minor violations, but it did not. The undersigned cannot
8719accept Respondent's argument that this statutory provision should affect the
8729undersigned's determination of whether there is a violation here. The level of
8741penalty for a disciplinable violation is a separate matter from whether there
8753is a violation. The appropriate penalty must be determined from the
8764disciplinary guidelines.
876676. Respondent argued: "Even if Ms. Carty could have complied with the
8778district's Active Assailant Drill rules without hiding stud ents in the closet,
8790this should not lead to the permanent revocation of her Florida Educator
8802Certificate, as mandated by [ section 1012.795(6)(b) and implementing rule]."
8812Resp. PRO at 22. However, in this case, the evidence established that
8824Respondent has b een a teacher for at least 25 years and has never been
8839previously sanctioned by the Education Practices Commission. Thus,
8847contrary to Respondent's argument , Respondent is not facing permanent
8856revocation of her educator's certificate by reason of the three - violation
8868statute. That statute does not apply in this case.
887777. Instead, as the Legislature intended, the first violation should serve
8888as a lesson learned and a warning that Respondent should take care not to
8902commit future violations , as she was able to acco mplish for such a lengthy
8916span of her career . A refresher in the professional standards for educators
8929might be helpful to reinforce the standards that govern Respondent's
8939profession, with which she must comply.
894578. At the time of Respondent's conduct, the di sciplinary guidelines,
8956codified in Florida Administrative Code Rule 6B - 11.007, provided that the
8968normal penalty for the violation found here broadly ranged from reprimand
8979to revocation. Fla. Admin. Code R. 6B - 11.007(2)(j)1., effective May 29, 2018.
899279. Rule 6 B - 11.007(3) provided that a penalty outside the normal range is
9007permitted when warranted by consideration of mitigating and aggravating
9016circumstances. Consideration of the applicable mitigating and aggravating
9024circumstances do not support imposition of no penalty. Instead, the factors
9035embodied in the codified mitigating and aggravating circumstances are more
9045appropriately considered and balanced to determine the appropriate penalty
9054within th e broad range provided in the guidelines rule .
906580. As for mitigating c ircumstances, Respondent has been an educator for
9077at least 25 years and has never been sanctioned by the Education Practices
9090Commission. Teaching is and has been Respondent's chosen career ; any
9100penalty that would take her out of the classroom would harm he r pursuit of
9115her livelihood. See Fla. Admin. Code R. 6B - 11.007(3)(c), (e), (f) , and (i) .
913081. Respondent attempted to prove her contributions as an educator
9140during her 25 - year career. The evidence offered on this subject was very
9154limited. It showed that at th ree different points during Respondent 's 25 - year
9169career, observation reports or evaluations indicate d Respondent's satisfactory
9178performance as a teacher: on September 30, 2010, in Clarke County (in a
9191state other than Florida); during the 2012 - 2013 school y ear in Polk County,
9206Florida; and during the 2017 - 2018 school year in Orange County, Florida. 11
922082. From this very limited evaluative evidence, the only conclusion that
9231can be drawn i s that Respondent was considered a satisfactory teacher at
9244some point in three different teaching years in three different schools over
9256her 2 5 - year career. While no negative inferences are drawn from the many
9271years for which no evaluative information was provided, the undersigned also
928211 The specific evidence provided by Respondent was: (1) one classroom observation form
9295reporti ng satisfactory performance during a 20 - minute observation of Respondent's
9307classroom in Clarke County (in a state other than Florida) on September 30, 2010;
9321(2) a partial (Stage 1) evaluation for school year 2012 - 2013 in Polk County, Florida, showing
9338that Respondent needed improvement in managing classroom procedures, but otherwise was
9349mostly "effective" with a few "highly effective" ratings for the partial Stage 1 evaluation (the
9364Stage 2 evaluation was not provided, which would be necessary to determine he r overall final
9380evaluation for that school year); (3) an observation report addressing "Domain 4" from
9393several days' observation in Respondent's classroom at Dr. Phillips High in December 2017,
9406rating Respondent's performance as "applying" four of five cri teria, but "developing" in one of
9421the five categories; and (4) a single Final Evaluation document for the 2017 - 2018 school year
9438at Dr. Phillips High, which included the Domain 4 observation report (i.e., the Domain 4
9453report Ð item (3) Ð is considered part of t his Final Evaluation). Respondent's overall
9468evaluation score was within the "effective" range, slightly below the midpoint Ð closer to
9482needs improvement than to the highly effective category.
9490cannot conclude that Respondent has proven that her c ontributions as an
9502educator during her 2 5 - year career warrant consideration in mitigation of the
9516appropriate penalty for her violation.
952183. Additional f actors such as the severity of the offense, the number of
9535repetitions of offenses, and the actual dama ge, physical or otherwise, caused
9547by the violation weigh in favor of a penalty at the low er end of the
9563permissible range. See Fla. Admin. Code R. 6B - 11.007(3)(a), (c), and (g).
9576Respondent's violation must be considered relatively minor in nature, owing
9586in large part to the fact that this was a drill and not an actual assailant
9602situation with potentially catastrophic results. No evidence was offered to
9612show that Respondent has repeated the offense; one would hope and expect
9624that Respondent has learned her l esson and there would be no repetition of
9638this sort of violation. Although Respondent's actions caused actual harm to at
9650least one student, no long - lasting harm to any of the unsupervised students
9664resulted from the violation.
966884. Respondent also argues for l eniency based on her claim that she did
9682her best under the press ure of carrying out the first ever active assailant
9696drill. Respondent's claim that this was the first active assailant drill of its
9709kind is contradicted by the evidence (including Respondent's own testimony),
9719as found above. As for the particular instruction that led to Respondent's
9731violation Ð that she had to move all classroom occupants out of the line of
9746sight of the narrow classroom door window Ð Respondent admitted prior
9757experience with lockdo wn drills with the same instructions to hide in the
9770classroom. She could have taken steps to prepare for the drill by identifying
9783the window's line of sight and the areas of the classroom not within that
9797limited line of sight, but she did not. And, even th ough she acted under the
9813pressure of the ongoing drill, her choice to split up her class and secure
9827herself with five or six students in a dark closet with the door closed was not
9843a reasonable choice. There were multiple obvious ways in which Respondent
9854co uld have complied with both the drill instructions and her ongoing duty to
9868supervise all students in her classroom.
987485. Making this same point somewhat differently, Respondent argues that
9884she should not be punished at all because the drill functioned as it w as
9899supposed to, as a practice exercise to "get the k inks out." This argument is
9914undercut by Respondent 's failure to take any steps to correct the "kink" that
9928she claimed to have been "shocked" to identify during the drill. Following
9940Respondent's professed "shock" that she could not move all of the occupants
9952to a place in the classroom out of the door window's line of sight , Respondent
9967failed to report this huge "kink" to the administration or seek assistance from
9980the administration to plan to "get the kinks out" for future drills or worse, for
9995an actual active assailant situation . Her failure to take any corrective step s
10009renders her claim somewhat suspect. Taking corrective measures to address
10019the "shocking" discovery would have made Respondent's claim that she tried
10030to hide all the students within the classroom, using the closet only as a last
10045resort, more credible. Corrective or rehabilitative measures would have also
10055served as mitigating circumstances. Instead, her failure to take corrective or
10066rehabilitat ive steps is an aggravating circumstance. See Fla. Admin. Code
10077R. 6B - 11.007(3)(j) and (m).
1008386. As for the appropriate penalty, Respondent offered no suggestion
10093other than to argue that no penalty be imposed, or that no violation be found
"10108[e]ven if Ms. Carty could have complied with the district's Active Assailant
10120Drill rules without hiding students in the closet," because of the "draconian"
10132penalty that could result if Respondent commits two additional violations and
10143is sanctioned twice more. Responden t's argument cannot be accepted to
10154impact the outcome of this proceeding, as previously determined.
1016387. Petitioner proposed in its PRO that Respondent's certificate should be
10174suspended for one year, but did not explain why. The evidence does not
10187support impos ition of a penalty that would remove Respondent from the
10199classroom. However, a relatively short (six - month) period of probation on
10211terms set by the Education Practices Commission, including a required
10221Continuing Education course in professional standards f or educators, plus a
10232letter of reprimand, are warranted as appropriate discipline for Respondent's
10242violation that was established by the record evidence.
10250R ECOMMENDATION
10252Based on the foregoing Findings of Fact and Conclusions of Law, it is
10265R ECOMMENDED tha t the Education Practices Commission issue a final order
10277finding Respondent guilty of violating section 1012.795(1)(j), Florida Statutes
10286(2018), through a violation of Florida Administrative Code Rule 6A -
1029710.081(2)(a)1 . , imposing a six - month probation on te rms established by the
10311Education Practices Commission, including a required Continuing Education
10319course in professional standards for Educators, and issuing a letter of
10330reprimand to Respondent as discipline for her violation.
10338D ONE A ND E NTERED this 30th d ay of September , 2021 , in Tallahassee,
10353Leon County, Florida.
10356S
10357E LIZABETH W. M CARTHUR
10362Administrative Law Judge
103651230 Apalachee Parkway
10368Tallahassee, Florida 32399 - 3060
10373(850) 488 - 9675
10377www.doah.state.fl.us
10378Filed with the Clerk of the
10384Division of Administrat ive Hearings
10389this 30th day of September , 2021 .
10396C OPIES F URNISHED :
10401Peter Caldwell, Esquire Lisa M. Forbess, Executive Director
10409Florida Education Association Education Practices Comm ission
10416Legal Department Department of Education
104211516 E ast Hillcrest Street, Suite 109 Turlington Building, Suite 316
10432Orlando, Florida 32803 325 West Gaines Street
10439Tallahassee, Florida 32399
10442Ron Weaver, Esquire
10445Post Office Box 770088 Anastasios Kamoutsas, General Counsel
10453Ocala, Flor ida 34477 - 0088 Department of Education
10462Turlington Building, Suite 1244
10466Randy Kosec, Jr., Chief 325 West Gaines Street
10474Office of Professional Practices Services Tallahassee, Florida 3239 9 - 0400
10485Department of Education
10488Turlington Building, Suite 224 - E
10494325 West Gaines Street
10498Tallahassee, Florida 32399 - 0400
10503N OTICE OF R IGHT T O S UBMIT E XCEPTIONS
10514All parties have the right to submit written exceptions within 15 days from
10527the date of this Recommended Order. Any exceptions to this Recommended
10538Order should be filed with the agency that will issue the Fina l Order in this
10554case.
- Date
- Proceedings
- PDF:
- Date: 09/30/2021
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- PDF:
- Date: 08/23/2021
- Proceedings: Petitioner's Unopposed Motion for Additional Time to File Proposed Recommended Orders filed.
- PDF:
- Date: 08/18/2021
- Proceedings: Notice of Filing Deposition Transcript of Respondent (Petitioner's Exhibit #20) filed.
- PDF:
- Date: 07/21/2021
- Proceedings: Respondent's Unopposed Motion for Extension of Time to File Proposed Recommended Orders filed.
- PDF:
- Date: 06/10/2021
- Proceedings: Respondent's Objection to Petitioner's Exhibit 18 and Respondent's Supplemental Pre-Hearing Statement filed.
- PDF:
- Date: 06/03/2021
- Proceedings: Respondent's Unopposed Motion to Extend Time to Respond to Plaintiff's Motion in Limine filed.
- PDF:
- Date: 06/02/2021
- Proceedings: Respondent's Request For Official Recognition Of Orange County Public Schools School Board Emergency Procedures Manual And Orange County Public Schools School Board Safety And Emergency Management Department Standards filed.
- PDF:
- Date: 05/28/2021
- Proceedings: Petitioner's Motion in Limine to Exclude Character Evidence and Evidence beyond the Amended Administrative Complaint filed.
- PDF:
- Date: 05/27/2021
- Proceedings: Petitioner's Unopposed Motion to Amend Administrative Complaint filed.
- PDF:
- Date: 05/26/2021
- Proceedings: Respondent's Response to Non-Party, Orange County School Board's Motion to Seal Documents Requested by Respondent Pursuant to Subpoena Duces Tecum filed.
- Date: 05/26/2021
- Proceedings: Non-Party Orange County School Board's Motion to Seal Documents Requested by Respondent Pursuant to Subpoena Duces Tecum filed (not availble for viewing). DUPLICATE Confidential document; not available for viewing.
- Date: 05/26/2021
- Proceedings: Non-Party, Orange County School Board's Motio to Seal Documents Requested by Respondent Puirsuant to Subpoena Duces Tecum filed (not available for viewing). Confidential document; not available for viewing.
- PDF:
- Date: 05/21/2021
- Proceedings: Respondent's Request for Official Recognition of Orange County Public Schools School Board Policy filed.
- PDF:
- Date: 04/20/2021
- Proceedings: Order Granting Continuance and Rescheduling Hearing by Zoom Conference (hearing set for June 11, 2021; 9:30 a.m., Eastern Time).
- PDF:
- Date: 04/19/2021
- Proceedings: Notice of Service of Respondent's First Interrogatories and Request for Production filed.
- PDF:
- Date: 03/24/2021
- Proceedings: Notice of Service of Respondent's Answers to Petitioner's First Interrogatories and Response to Petitioner's First Request for Production of Documents filed.
- PDF:
- Date: 03/24/2021
- Proceedings: Notice of Service of Respondent's Response to Petitioner's Request for Admissions filed.
Case Information
- Judge:
- ELIZABETH W. MCARTHUR
- Date Filed:
- 02/19/2021
- Date Assignment:
- 02/19/2021
- Last Docket Entry:
- 01/31/2022
- Location:
- Sanford, Florida
- District:
- Middle
- Agency:
- ADOPTED IN TOTO
- Suffix:
- PL
Counsels
-
Peter Caldwell, Esquire
Suite 109
1516 East Hillcrest Street
Orlando, FL 32803
(407) 893-3373 -
Lisa M Forbess, Program Specialist IV
325 West Gaines Street, Room 316
Tallahassee, FL 32399
(850) 245-0455 -
John C. Palmerini, Esquire
445 West Amelia Street
Orlando, FL 32801
(407) 317-3411 -
Ron Weaver, Esquire
Post Office Box 770088
Ocala, FL 344770088
(850) 980-0254 -
Lisa M Forbess, Executive Director
Address of Record