21-000706PL Richard Corcoran, As Commissioner Of Education vs. Jo Carty
 Status: Closed
Recommended Order on Thursday, September 30, 2021.


View Dockets  
Summary: R made no reasonable effort to protect students from harmful conditions during active assailant drill. She closed herself in a closet with a few students, leaving most students in classroom unsupervised, scaring and confusing some.

1S TATE OF F LORIDA

6D IVISION OF A DMINISTRATIVE H EARINGS

13R ICHARD C ORCORAN , A S C OMMISSIONER

21OF E DUCATION ,

24Petitioner ,

25Case No. 21 - 0706PL

30vs.

31J O C ARTY ,

35Respondent .

37/

38R ECOMM ENDED O RDER

43On June 11, 2021, a disputed - fact evidentiary hearing was held by Zoom

57conference before Administrative Law Judge Elizabeth W. McArthur of the

67Division of Administrative Hearings (DOAH).

72A PPEARANCES

74For Petitioner: Ron Weaver, Esquire

79Post Office Box 770088

83Ocala, Florida 34477 - 0088

88For Respondent: Peter Caldwell, Esquire

93Florida Education Association

96Legal Department

981516 East Hillcrest Street, Suite 109

104Orlando, Florida 32803

107S TATEMENT OF T HE I SSUE S

115The issues in this case are whether Respondent violated section

1251012.795(1)(j), Florida Statutes (2018), and Florida Administrative Code

133Rule 6A - 10.081(2)(a)1., as alleged in the Amended Administrative Complaint;

144and, if so, what discipline should be imposed.

152P RELIMINARY S TATEM ENT

157On October 14, 2020, Richard Corcoran, as Commissioner of Education

167(Petitioner), issued an Administrative Complaint against Jo Carty

175(Respondent). The Administrative Complaint alleged facts from the 2018 -

1852019 school year, which served as the predicat e for charg ing a violation of

200section 1012.795(1)(j) and rule 6A - 10.081(2)(a)1.

207Respondent timely filed an Election of Rights by which she requested a

219disputed - fact administrative hearing to contest the alleged facts and charges.

231The case was referred t o DOAH on February 19, 2021, for the assignment of

246an administrative law judge to conduct the requested hearing.

255Based on input from the parties, the hearing was scheduled for May 6,

2682021, by Zoom conference. On April 19, 2021, Respondent filed an Unoppo sed

281Motion to Continue Final Hearing, which was granted, and the Zoom hearing

293was rescheduled for June 11, 2021.

299On May 26, 2021, non - party , Orange County School Board (OCSB) , filed a

313Motion to Seal Documents Requested by Respondent Pursuant to Subpoena

323Duces Tecum. A Protective Order was issued on May 27, 2021, protecting

335certain subpoenaed documents from public disclosure and outlining the steps

345to be taken by the parties before, during, and after the hearing to maintain

359the confidentiality of those doc uments.

365Petitioner filed an Unopposed Motion to Amend Administrative

373Complaint on May 27, 2021, to which the proposed Amended Administrative

384Complaint was attached. The motion was granted.

391On May 28, 2021, Petitioner filed a Motion in Limine to Exclud e

404Character Evidence and Evidence Beyond the Amended Administrative

412Complaint. Respondent filed a response in opposition on June 4, 2021. The

424motion was denied, without prejudice to Petitioner asserting objections at the

435hearing to specific testimony and d ocumentary evidence.

443Prior to the hearing, the parties filed a Joint Pre - hearing Stipulation in

457which they stipulated to several facts. The stipulated facts are incorporated

468in the Findings of Fact below, to the extent relevant.

478On the morning of the hearing, Petitioner filed a Motion to Deem Facts

491Admitted, based on excerpts of Respondent's deposition testimony. The

500motion was denied, but Petitioner was permitted to offer into evidence the

512deposition excerpts and Respondent was permitted to offer any additional

522portions of the deposition needed for context. The parties agreed that the

534entire deposition should be admitted , and that it would be designated

545Petitioner's Exhibit 20. Petitioner agreed to file the complete deposition

555transcript a fter the hear ing.

561At the hearing, Petitioner presented the testimony of Kimberly Beckler ;

571students M.P., N.S., C.S., C.K., and K.S.; and student N.S.'s parent, J.S.

583Petitioner ' s Exhibits 2, 5 through 12, 16, 17 A through 17D , and 20 were

599admitted into evidence. 1

6031 Petitioner's proposed exhibits 2 and 7 through 12, as well as Respondent's proposed exhibits

6185 and 6, contained unredacted student names (or, in one instance, unredacted names of a

633student and the student's parent). These exhibits w ere conditionally admitted into evidence,

646subject to being redacted to obliterate the students' and parent's names, leaving only initials.

660The redacted versions of Petitioner's Exhibits 2 and 7 through 12, and Respondent's Exhibits

6745 and 6 were submitted b y both parties after the hearing, and they are included in the public

693record portion of the evidentiary record. Their unredacted counterparts are in a sealed

706envelope with a restrictive legend indicating the confidential nature of the contents.

718Re spondent testified on her own behalf and presented the testimony of

730Ja c queline Saccamano, Altamont Coley, and student B.M. Respondent's

740Exhibits 1 through 5, 2 and 9 through 11 3 were admitted.

752At the conclusion of the hearing, Respondent requested an exte nded 30 -

765day period after the hearing transcript filing date to file proposed

776recommended orders (PROs). Petitioner did not oppose the request, which

786was granted. 4

789The two - volume hearing Transcript was filed on July 16, 2021. Thereafter,

802each party filed one unopposed motion for an additional brief extension to the

815PRO filing deadline. Both motions were granted for good cause shown. The

827parties timely filed their PROs by the extended filing deadline, and they have

840been carefully considered in the preparati on of this Recommended Order.

851Unless otherwise noted, citations to Florida Statutes and Florida

860Administrative Code rules are to the 2018 codifications in effect at the time of

874the conduct alleged to warrant discipline. See McCloskey v. Dep't of Fin.

886Ser vs. , 115 So. 3d 441 , 444 (Fla. 5th DCA 2013).

8972 Port ions of Respondent's proposed exhibit 3 were not admitted. After the hearing,

911Respondent submitted a substitute Exhibit 3, pared down to contain only the admitted

924portion. Respondent's Exhibit 5 was acknowledged to be hearsay that would not be

937admissible in a c ivil action over objection, and therefore was admitted only for the limited

953purpose authorized for hearsay evidence. See § 120.57(1)(c), Fla. Stat., and Fla. Admin. Code

967R. 28 - 106.213(3).

9713 Respondent's Exhibits 10 and 11 are subject to the May 27, 2021, Protective Order, and are

988contained in a separate sealed envelope with a restrictive legend on the outside and a copy of

1005the Protective Order on the inside. The terms of that Protective Order control and restrict

1020the use of these confidential documents and dictate how they are to be disposed of upon the

1037completion of this proceeding, including any appeal. Both parties are bound by the Protective

1051Order and have been directed to comply with its requirements.

10614 By agreeing to an extended deadline for post - he aring submissions beyond ten days after the

1079filing of the transcript, the parties waived the 30 - day timeframe for issuance of the

1095Recommended Order. See Fla. Admin. Code R. 28 - 106.216 .

1106F INDINGS OF F ACT

1111Based on the demeanor and credibility of the witnesses, the documentary

1122evidence admitted at the hearing , and the parties' stipulations, the following

1133Findings of Fact are made:

11381. Petitioner is the agency head of the Florida Department of Education.

1150Petitioner is responsible for investigating allegations of misconduct against

1159individuals holding Florida educator certificates. Upon a finding of probable

1169cause, Petitioner is responsible for filing an administrative complaint, and

1179prosecuting the case in an administrative hearing pursuant to chapter 120,

1190Florida Statutes, if the educator disputes the allegations.

11982. Respondent holds Florida Educator's Certificate 631669, covering the

1207areas of Education al Leadership and Mathematics, which is valid through

1218June 30, 2025.

12213. Respondent has been a teacher for at least 25 y ears ; quite a few of

1237those years were in other states. She has not been previously disciplined by

1250the Education Practices Commission in conn ection with her Florida

1260certificate. No evidence was offered to show any prior discipline against

1271Respondent's educator license or certificate in another state. 5

12804. At the time of the allegations in the Amended Administrative

1291Complaint, Respondent was employ ed by the OCSB as a mathematics

1302teacher at Howard Middle School, part of the Orange County Public Schools

1314(OCPS) system. Respondent began working at Howard Middle School on

1324August 6, 2018, for the pre - planning week for teachers prior to the arrival of

1340stud ents for the start of the school year.

13495. Kimberly Beckler was the new principal for Howard Middle School

1360that year , although she had been employed by the OCSB since 2004, most

1373recently as a senior administrator in the District's office . She started work as

13875 R espondent was disciplined by th e OCSB for the incident at issue in t his proceeding,

1405receiving a written reprimand. It appears that this is the only disciplinary blemish on an

1420otherwise clean record during her 25 - year teaching career; no evidence was offered to prove

1436any other discipline imposed against Respondent.

1442p rincipal at Howard Middle School shortly before the teachers' pre - planning

1455week.

14566. The Amended Administrative Complaint at issue in this proceeding is

1467predicated on the following allegations of fact:

1474On or about September 6, 2018, during an active

1483assailant drill at Howard Middle School,

1489Respondent directed several of her students to

1496go into her classroom closet. Respondent went

1503into the closet with the students, turned the

1511closet light off, and closed the closet door.

1519Respondent's remaining students were le ft

1525inside the classroom for a period of time without

1534direct adult supervision. Some of the students

1541who remained in the classroom were confused

1548by what Respondent did, and at least one

1556student was "scared" because she did not know

1564what would happen if the drill were real and the

1574Respondent left her and the other students in

1582the classroom alone.

15857. The parties stipulated that on September 6, 2018, the Howard Middle

1597School administration conducted an active assailant drill.

16048. Before the drill, in August 2018, Re spondent and other teachers at

1617Howard Middle School were instructed to complete safety training regarding

1627how to proceed during a n active assailant drill. The training included two

1640online video modules and a six - question test. Teachers were reminded severa l

1654times in August that they were required to complete the training and certify

1667having done so before the end of August.

16759. Respondent testified she did not remember th is training or watching

1687th e videos , but is sure that if she was required to view them, she w ould have

1705done so.

170710. As a "reminder" of the instructions detailed in the training videos, a

1720written summary was provided to Howard Middle School teachers at some

1731point prior to the September 6, 2018, drill . Respondent acknowledged that

1743she received the sum mary written instructions prior to September 6, 2018,

1755when the first drill of the new school year was conducted. The same summary

1769information was provided on posters in each classroom.

177711. The summary instructions included various steps for teachers to take

1788in their classroom s . The step at issue in this case requires teachers to mov e

1805all class room occupants out of the line (s) of sight through windows.

181812. To comply with this "out of sight" instruction, teachers had to consider

1831the lines of sight through narrow windowpanes in the classroom doors. In

1843addition, for classrooms on the ground floor with exterior windows, lines of

1855sight from outside the building also had to be considered.

186513. Respondent taught different math classes in six or seven class periods ,

1877but all of her classes were held in the same classroom , which was not on the

1893ground floor. According to Principal Beckler, Respondent's classroom was on

1903the second floor. Respondent could not remember whether her classroom was

1914on the second or third floor. A ll wit nesses agreed that for purposes of

1929conducting an active assailant drill, the line of sight through the exterior

1941windows did not have to be considered, because classroom occupants coul d

1953not be seen through the exterior windows by someone outside the buildin g.

1966For Respondent, then, the only line of sight she had to address was through

1980the narrow window panel in the classroom door.

198814. Principal Beckler testified that instructions for a ctive assailant drills

1999were the subject of much discussion during the teac hers' pre - planning week

2013and at administrative meetings . Principal Beckler said that teachers were

2024instructed to identify the lines of sight applicable to their particular

2035classrooms and then identify areas in their classrooms where they could

2046safe ly move o ccupants out of the lines of sight.

205715. It would have made sense, as part of general teacher training in

2070preparation for lockdown active assailant drills , to provide those instructions

2080to teachers . At the hearing, Respondent heard Principal Beckler's testimon y;

2092she did not deny being given this instruction, nor was she asked about it.

2106T he re was no clear proof that the verbal instructions described by Principal

2120Beckler were provided to or discussed with Respondent as part of a group of

2134teachers in August 2018 . Nonetheless, even without such instruction ,

2144identifying line s of sight through windows into one's own classroom , so as to

2158know where to move classroom occupants so they are out of view , would have

2172been a reasonable, prudent step to prepare to apply the wri tten instructions

2185that were admittedly provided to Respondent . Stated differently, it would be

2197unreasonable for a teacher , knowing that he or she would be expected to act

2211quickly in an active assailant drill to move students out of the line s of sight of

2228wi ndows , to not prepare for that drill by identifying the reaches of that line of

2244sight for their own classroom.

224916. Respondent testified that the September 6, 2018, active assailant drill

2260was the first such drill ever conducted by OCPS. Her testimony was refu ted

2274by the more credible adamant testimony by Principal Beckler and by

2285Respondent's witness Altamont Coley, who was an administrative dean at

2295Howard Middle School in charge of the active assailant drill on September 6,

23082018. 6 Several student witnesses also confirmed that they had participated in

2320the same type of lockdown active assailant drill previously , although their

2331other teachers conducted the drills differently, not in a way that left students

2344feeling unprotected .

234717. Respondent's testimony reflected som e confusion on her part

2357regarding the various type of drills conducted by OCPS. For example, she

2369testified that she had participated in "lockdown" drills before at an OCPS

2381school, and that in at least some prior lockdown drills, the instructions were

23946 Princi pal Beckler's clear, credible testimony was elicited in the following question and

2408answer sequence: Q: "And the September 6, 2018, drill was the first ever active assailant

2423drill in Orange County Public Schools, correct?" A: "That is absolutely false." Q: "Okay. But it

2439was Ms. Carty's first, correct?" A: "No, that is false. Ms. Carty was employed by OCPS the

2456year prior." (Tr. 150 - 151). Equally clear and credible was Altamont Coley's testimony given

2471in the following question and answer sequence: Q: "And was the September 6, 2018, drill the

2487first ever active assailant drill in Orange County Public Schools?" A. "Oh. No, sir. No, sir. I

2504have participated in drills before that. Even at previous schools. On my previous school

2518before coming to Howard." Q: "Were the y specifically active assailant drills? The ones that

2533you're Ï the previous ones?" A: "Yes, sir." (Tr. 208 - 209).

2545to lock the door and "hide" in the classroom. She also testified that in some

"2560lockdown" drills, she only had to lock the door, did not have to hide, and

2575could continue teaching. Based on the evidence, Respondent confused

2584different types of drills and the req uirements for each type of drill . 7

259918. Contrary to Respondent's claim that the S eptember 6, 2018, drill was

2612a completely new procedure, the clear and credible evidence established that

2623the drill was a "lockdown" active assailant drill that was not new to OCPS ,

2637had been conducted in prior school years , and was not new to Respondent,

2650who had prior experience in "lockdown" drills in which she was required to

2663move the classroom occupants out of view through windows .

267319. Howard Middle School t eachers were informed be fore the drill that a

2687drill was going to take place sometime on September 6, 2018, but they were

2701not told specifically when during the school day. That would simulate the

"2713surprise" element of an actual active assailant situation.

272120. Respondent 's classroom w here she taught her math classes on

2733September 6, 2018, was large . It was one of the larger - sized classrooms at

2749Howard Middle School .

275321. Without knowing the class period during which the drill would occur,

2765Respondent could not know exactly the number of clas sroom occupants she

2777would have to move out of view , but she would know the approximate

2790number. For example, the geometry class Respondent was teaching when the

2801drill was held was capped by state law at 25 students. However, only 23

2815students were enrolled i n that class. And at least one student was confirmed

2829to have been ab sent that day.

28367 R espondent testified that "there's a difference between a lockdown and an assailant drill.

2851An assailant drill was, you know, first time for m e and I believe first time, you know, issued

2870in the school. So that's a completely different type of drill." (Tr. 225). Without delving into

2886confidential material, suffice it to say that the claim that a "lockdown" drill is different from

2902the active assail ant drill conducted on September 6, 2018, is contrary to the nomenclature

2917used by OCPS. See Respondent's Exhibits 10 (in effect since before September 6, 2018)

2931and 11 (similar to prior versions in effect since before September 6, 2018).

294422. The only window through which someone could see into Respondent's

2955classroom was a very narrow vertical windowpane , set into part of the upper

2968half of the classroom door. The door itself was recessed from the classroom

2981wall, with a little entry alcove formed by side walls that appear to be t en to

2998twelve inches in width . 8 The narrow width of the window combined with the

3013recessed design of the doorway left only a very restric ted line of sight into the

3029classroom fr om the hallway.

303423. Respondent's classroom was rectangular . The two long er walls were :

3047(1) t he exterior wall on the opposite side of the classroom from the door ; and

3063(2) the wall separating the classroom from the hallway (hallway wall) . The

3076long hallway wall was broken up by the recessed classroom door, with about

3089one - third of the hallway wall to the left of the door (f acing the door from

3107inside the class ) and about two - thirds of the hallway wall to the right of the

3125door. The two side walls appear to be somewhat shorter than the hallway and

3139exterior walls.

314124. For someone in the hallway peering into the classroom through the

3153classroom door window, the exterior wall across the classroom w ould most

3165likely be completely visible ; the two side walls w ould be partially visible

3178(those parts closest to the exterior wall ), a nd both parts of the hallway wall ,

3194on either side of the recessed door, w ould be completely hidden from sight.

3208Although Respondent did not say that she ever tried to identify the reaches of

3222the lines of sight through her classroom door window, she testified that she

3235believed o ne wall w as completely out of the line of sight, and the two side

3252walls w ere partially hidden from view through the door window Ð the parts of

3267t he side walls close r to the exterior wall would be within the line of sight.

328425. Respondent's classroom had an interior walk - in closet . The closet door

3298was off one of the side walls, c lose to the hallway wall. P rincipal Beckler

33148 Petitioner's Exh ibit 17B (Bates - stamped 022) shows one side wall forming the classroom

3330door's entry alcove. A landscape - oriented (horizontal) chart is hanging on the alcove side

3345wall, close to the top. The chart appears to be on standard letter - sized paper, with the 11 -

3365an d - one - half inch side easily fitting across the side wall.

3379testified credibly that she exa mined the line of sight through Respondent's

3391classroom window door, and the closet door could not be seen from the

3404hallway. The classroom pictures in evidence provide visual corroboration.

341326. A t the time of the drill, there were no more than 22 students in

3429Respondent 's class. Including Respondent, there wer e, at most , 23 occupant s .

344327. When the announcement was made over the public address system for

3455the drill, Respondent said she instructed her students to hide along the

3467longer part of the hallway wall (to the right of the door, from inside the class ,

3483facing the door). She had the students sit down in a single row along that

3498wall from the classroom door alcove, under the smart board, to the far corner.

3512She then quickly proceeded to turn off the classroom lights and computer

3524monitors.

352528. When Respondent finished these steps , she saw that approximately

3535five or six students had not yet found a place to hide. Respondent testified

3549that they were all standing directly in front of the classroom door window.

3562T hat w as the one spot in the classroom where the students could not be.

357829. Respondent testified that she did not think it was possible to hide

3591another five or six (or seven, including herself) people along the hallway wall.

3604She said the rest of the students were sittin g on the floor up against the

3620hallway wall under the smart board , and that to add any more people would

3634have required that they sit on top of each other.

364430. Respondent testified that she had never been unable to hide all of her

3658students in her classrooms be fore: "When we had lockdowns and things of

3671that nature, I never had that issue. So that, you know, it shocked me. That

3686was the ver y first time in my entire career that happened to me." (Tr. 248).

370231. Respondent decided the remaining students should hide insi de the

3713large walk - in closet. She gave this step some thought . First, s he thought that ,

3730to comply with the drill instructions , she would have to turn off the closet

3744light. Then her thought process continued beyond the drill instructions,

3754imagining that some one in the hallway might be able to see the open closet

3769door, and even if the closet light was out, that person might suspect from the

3784open closet door that there were people in the closet. Therefore, Respondent

3796decided that she would have to not only turn off the closet light , but also close

3812the closet door completely. But this decision gave rise to another line of

3825thought. Respondent testified she became concerned that if she left students

3836alone in the dark in a closed closet , they could act inappropriate ly , such as by

3852touching each other inappropriately, because there were both males and

3862females. To address this concern, she join ed the five or six students in the

3877closet, turned off the light, and closed the door.

388632. Respondent's concern for leaving five or six students in the closet

3898unsupervised apparently did not provoke a similar concern for the other 16 or

391117 students left unsupervised in the classroom. However, as Principal

3921Beckler credibly stated, a teacher's number one responsibility is to supervise

3932h er students. That means having eyes on all students in the classroom at all

3947times, because things can otherwise get out of control very quickly.

395833. Respondent acknowledged that as a classroom teacher , she was

3968responsible for supervising all her students . She understood "supervise" to

3979mean "observe and direct." Her duty to supervise the students in her

3991classroom did not stop during the lockdown active assailant drill.

400134. If Respondent had focused her thoughts on finding p laces in her large

4015classroom for a ll students to hide out of sight, rather than on th e

4030unreasonable solution she seized on to separate the class by hiding a few

4043students Ð then join ing the m Ð in the closet , she would have easily found a

4060reasonable solution that did not require leaving most of her class

4071unsupervised. Respondent had several reasonable options to meet the

4080requirements of the drill while also continuing to supervis e all her students.

409335. Respondent could have kept the closet door open or partially open so

4106that natural light would hav e kept the closet from being dark. The closet door

4121opened out into the classroom, with the door opening on the side a way from

4136the classroom door , towards the exterior windows . Accepting Principal

4146Beckler's testimony, borne out by the pictures, that the clo set door could not

4160be seen from the hallway through the narrow window in the recessed

4172classroom door , Respondent could have remained in the classroom while

4182being able to see the students in the closet and the students lined up along

4197the hallway wall under the smart board .

420536. Rather than resorting to hiding students in the closet, though,

4216Respondent had several clear options within the classroom itself. T here was

4228ample room in the classroom for all 22 students and Respondent to have sat

4242on the floor out of vi ew of the classroom door window. T he line of sight

4259through the door window w ould have been a co ne - shaped area , narrow at the

4276window and widening out to the exterior wall. T hat left substantial portions

4289of the classroom's floor space hidden from view.

429737. Inex plicably, Respondent apparently only considered having students

4306sit on the floor in a single row , with their backs against the hallway wall

4321under the smart board to the corner, with possibly a few students sitting in

4335the space around the corner against par t of the side wall. These 16 or 17

4351students apparently sat shoulder - to - shoulder against those walls. It would

4364have been very easy for the remaining five or six students, plus Respondent,

4377to sit on the floor in a second row facing the row of students sittin g against

4394the wall. It is clear from the pictures in evidence that there was ample floor

4409space to allow students to sit two - deep along the smart - board wall and, if

4426necessary, around the corner along the side wall.

443438. The re was more space still in the area a long the hallway wall on the

4451other side of the classroom door , and around the c orner to the partial side

4466wall where the closet door is located. Respondent could have directed the five

4479or six students standing in front of the classroom door to sit on the fl oor along

4496the hallway wall to the left of the door, and around the corner to the closet

4512door.

451339. Respondent could have had all the students sit on the floor in a

4527triangular area (fitting for a geometry class), with two sides formed by the

4540smart - board hallway w all where she said most of them were sitting and the

4556part of the side wall furthest from the classroom door, filling in the floor

4570space outward from both of those walls.

457740. Any number of different configurations were not only possible, but

4588were obvious an d clearly reasonable. There was more than enough floor space

4601in Respondent's large classroom for 23 occupants (including Respondent) to

4611hide out of the limited line of sight through that very narrow windowpane in

4625the recessed classroom door.

462941. Respondent's claim that she could not hide a maximum of 23

4641occupants out of the limited sight line through the door window somewhere

4653in her large classroom is simply not credible. Respondent's claim is

4664contradicted by the visual evidence. It is also contradicted by the credible

4676testimony of Principal Beckler, who said that although Respondent's

4685classroom was one of the larger classrooms, no other teacher has had to hide

4699students in classroom closets; no other teacher has ever had a problem

4711mov ing all classroom occupants to places within the classroom itself that

4723were not within the lines of sight of windows. Finally, Respondent's claim is

4736contradicted by Respondent's own testimony. When she was asked in her

4747deposition how many students were in her class during the drill, she gave

4760this candid response: "It had to have been a large class for us not to fit in the

4778two sides of the classroom. Maybe 28 to 30. I'm not certain. But they should

4793have that record at the school, I would think." (Pet. Ex. 20 at 34). As it turns

4810out, t hough, there were no more than 22 students in the class. Respondent's

4824testimony stands as an admission that she could have (and therefore should

4836have) fit the smaller number of students out of window view in her classroom.

485042. The drill lasted for approxim ately five minutes Ð including several

4862minutes after Respondent secreted herself away with five or six students in

4874the closet. Respondent could not see the 16 or 17 students in the classroom

4888for at least several minutes. In fact, Respondent acknowledged that she could

4900not even see the five or six students in the closet with her, because they were

4916not near her and it was completely dark. Respondent claimed that she would

4929be able to hear any noise made by the 16 or 17 students in the classroom but

4946admitted that she heard nothing. C.K. , one of the students who went into the

4960closet with Respondent because she thought it was safer than staying out in

4973the classroom, testified that they could not hear what students outside in the

4986classroom were saying through the clo sed closet door. C.K.' s testimony was

4999more credible than Respondent's contrary testimony. Respondent did not

5008offer any basis for her belief that she could hear through the closed closet

5022door (such as if she reported having closed herself in the closet to t est

5037whether sounds made in the classroom would be audible). For a t least several

5051minutes, the 16 or 17 students in the classroom were completely

5062unsupervised.

506343. After the public address a nnouncement that the drill was completed,

5075Respondent and her students returned to regular classroom activities. No

5085student voiced concern at the time regarding how the drill was conducted.

509744. Although not expressed directly to Respondent that day, several

5107students did, in fact, have concerns. Since this was an active assailant drill,

5120when the class was supposed to practice what to do i n an actual active

5135assailant situation, Respondent's separation of the students , leaving three -

5145quarters of the class unsupervised in the classroom , left several students

5156confused and apprehensive.

515945. On the day of the drill, one student, N.S., went home upset, told

5173parent J.S. about the drill , and expressed confusion and fear. As N.S.

5185explained:

5186[Ms. Carty] left the rest of the class out in the

5197classroom while she was in the closet. She did not

5207tell the class where to go or hide during the drill. I

5219was very confused and did not know where to go. I

5230was also scared because I did not know what would

5240happen if the lockdown was real and if Ms. Carty

5250would leave us alone in a real lockdown. (Tr. 51 - 52;

5262P et. Ex. 8). [ 9 ]

526946. Other students who testified at the hearing expressed at least some of

5282the same confusion and concern with the unusual procedure employed by

5293Respondent to separate the class and leave most of the class alone in the

5307classroom. Student M.P. testified to having felt "a little unprotected" being

5318left out in the classroom. M.P. explained feeling unprotected this way:

"5329[A]ccording to my other teachers I've been with, they've done it a lot

5342differently, which is supposed to better protect the stude nts and I felt like she

5357did it a little differently." (Tr. 34). S tudent C .S. , one of the students in the

5374closet, credibly testified: "I was feeling a little afraid for my classmates if this

5388was a real active assailant. After the drill we came out of the cl oset.

5403Everything went kind of back to normal. Most of the students that were left

5417outside didn't seem upset, but I could kind of tell they were." (Tr. 69 - 70).

543347. Prior to giving the all - clear announcement, several administrators

5444checked all hallways to make sure they were empty and checked all

5456classroom doors to make sure they were locked. There was no classroom - by -

5471classroom assessment to determine how each teacher fared in carrying out

5482the drill instructions within each classroom Ð that would have taken a very

5495long time. Immediately after the drill, Dean Coley sent an email to all staff

55099 Counsel for Respondent attempted to un dermine N.S.'s testimony about being scared , but

5523he did not succeed . He suggested that N.S. was afraid because it felt like an actual assailant

5541situation. N .S. disagreed: "No. Because I've done active shooter drills before." Counsel then

5555tried to get N.S. to agree that the fear was only of the idea of an active assailant in the

5575building, but N.S. made it clear that the fear was also caused by the way Ms. Cart y carried

5594out the drill, leaving N.S. and others alone in the classroom. Ultimately, in the following

5609exchange, counsel conceded that N.S. was actually harmed by being scared from the way the

5624drill was conducted : Q: "Okay. So apart from being scared , you w ere not actually harmed by

5642the active assailant drill on September 6, 2018, correct?" A: "Correct." Q: "And you did not Ï

5659a nd did you quickly recover from being scared on September 6, 2018?" A: "I guess, yeah."

5676(Tr. 56, emphasis added). Respondent's PRO m ischaracterized N.S.'s testimony, claiming

5687N.S. admitted to suffering no actual harm. N.S. answered the question as posed, agreeing

5701that "apart from being scared," N.S. was not actually harmed.

5711pronouncing the drill a success , while providing teachers with another

"5721reminder , " repeating the summary instructions for active assailant drills.

573048. Re spondent did not report a ny concerns to the administration about

5743how the drill was carried out in her classroom , either immediately after the

5756drill or at any subsequent point . She did not report that she had been

"5771shocked" to discover there was not enough space in her large classr oom to

5785move all occupants out of the line of sight through the classroom door

5798window. She did not request assistance from an administrator to help plan

5810for future drills by identifying the window's sight line so as to identify all the

5825space within the clas sroom out of the window's line of sight. Instead, as of the

5841hearing in June 2021, Respondent testified that she would like Principal

5852Beckler to show her where in the classroom she could have hidden everyone.

5865It is troubling that, if Respondent had been tru ly "shocked" on September 6,

58792018, by an inability to hide everyone in the classroom as she claimed, she

5893did not immediately bring this shocking discovery to the administration's

5903attention and worked to address the problem.

591049. Shortly after student N.S. t old parent J.S. about being scared by how

5924Respondent carried out the drill in her classroom, J.S. sent an email to the

5938administration voicing their concern.

594250. Upon receiving this email, the administration at Howard Middle

5952School launched an investigation in to the incident .

596151. The students who were in Respondent's class during the incident were

5973asked to write brief statements about the incident. Several of those students

5985testified at the hearing. Respondent also wrote a brief statement , which she

5997signed and dat ed on September 24, 2018. Her statement was as follows:

6010During the last drill where we had to hide and turn

6021of f the lights. I stayed in the closet with several

6032students because I told them I cannot turn on the

6042lights. The other students hid under a desk in the

6052main classroom with the lights off. They did have

6061sunlight from the windows. I asked them to remain

6070quiet during the drill. When the drill was over we

6080all took our seats and resumed class. No one

6089indicated being frightened to me.

6094Respondent made no m ention in her written statement of her "shocking"

6106discovery during the drill that there was not enough space within the

6118classroom to hide all students out of sight.

612652. On October 22, 2018, after the investigation was completed and a

6138predetermination meeting was held, Respondent was given a disciplinary

6147letter of reprimand for misconduct by failing to properly supervise her

6158students during the September 6, 2018, drill . She was also given non -

6172disciplinary written directives to : (1) establish a safe, caring, and nurturing

6184environment conducive to learning and the physical and psychological well -

6195being of students; and (2) maintain proper supervision of her students at all

6208times ; students are not to be left alone unsupervised. R espondent refused to

6221sign either docu ment , despite the statement in both documents that "[m]y

6233signature indicates only that I have received a copy of this

6244[reprimand/directive]." A t the hearing, Respondent did not deny having

6254received the letter of reprimand and the directives.

626253. In December 2 018 , R espondent requested a transfer to another OCPS

6275school . Respondent 's request was granted, and she taught at Memorial

6287Middle School in Orange County during the spring 2020 semester. At the end

6300of the spring 2020 semester at Memorial Middle School, Resp ondent was

6312informed that her teaching contract was not going to be renewed for the

6325upcoming school year . No explanation was given for the nonrenewal .

633754. Respondent testified that she is having trouble finding another

6347regular teaching position, but is working as a substitute teacher. She

6358speculated that the reason why she is having difficulty finding a regular

6370position is the pendency of this disciplinary proceeding, but had no non -

6383hearsay evidence on which to base her speculation. It would be fair to say,

6397how ever, that Respondent's ability to work in her chosen career and in the

6411job of her choice may be impacted by th e outcome of this proceeding, although

6426the opposite may also be true once the outcome is no longer an uncertainty.

644055. Respondent raised as an "affi rmative defense" to the Amended

6451Administrative Complaint "that the allegations in this case underlie anti -

6462black racism and/or animus directed against her as an African - American

6474teacher." See Answer With Affirmative Defenses at 2, ¶ 2. However,

6485Respondent o ffered no evidence to prove that any non - African American

6498teachers acted similarly during an active assailant drill but were not charged

6510with the violation alleged in this case. Instead, the unrefuted testimony by

6522Principal Beckler was that no other teache r ever had a problem hiding all

6536students within the classroom, and no other teacher ever separated his or her

6549class to hide with some students in the closet while leaving other students

6562unsupervised in the classroom. The allegations and charge at issue her e are

6575narrowly focused on Respondent's admitted conduct during the September 6,

65852018, lockdown active assailant drill. The claim of racism as a defense to the

6599allegations and charge at issue in this proceeding is wholly unwarranted .

6611Ultimate Findings of Fa ct

661656. Respondent failed to make reasonable effort to protect her students

6627from conditions harmful to learning and/or to their physical health, mental

6638health and/or safety. She could not see three - quarters of her class for at least

6654several minutes during an a ctive assailant drill when she was in the closet

6668with five or six students. Indeed, she could not see the five or six students

6683who were in the closet with her. Nor could Respondent hear the unsupervised

6696students out in the classroom from behind the closed closet door.

670757. Several students Ð most notably N.S. who went home upset that day to

6721report what happened to parent J .S. Ð reasonably were concerned about what

6734would happen if an active assailant actually entered the school, and whether

6746they and their classmate s would be protected. While there was no evidence of

6760significant or lasting effects on the students' mental health and no student

6772were physically harmed, the conditions created by Respondent during the

6782drill were harmful to students' mental health in the s hort - term , and to

6797students' safe ty .

680158. Indeed, the whole point of the active assailant drill is to appropriately

6814prepare everyone in the school for an active assailant situation so that if they

6828ever had to respond to an actual active assailant, they would h ave practiced

6842and could respond automatically, knowing exactly what they needed to do to

6854take the appropriate precautions for their safet y and their physical and

6866mental health . Respondent failed to make reasonable effort to protect her

6878students by supervis ing and leading all her students through the proper drill

6891steps. Instead, she undermined the goal of creating conditions to protect

6902students, by leaving most of her students to fend for themselves Ð

6914unsupervised, unprotected, and anxious about what would ha ppen in an

6925actual active assailant situation.

6929C ONCLUSIONS OF L AW

693459. The Division of Administrative Hearings has jurisdiction over the

6944parties and the subject matter of this proceeding, pursuant to sections

6955120.569 , 120.57(1), and 1012.796, Florida Statute s (2021).

696360. In this proceeding, Petitioner seeks to impose discipline against

6973Respondent's educator's certificate, which is a form of license. § 120.52(10),

6984Fla. Stat. A proceeding to suspend, revoke, or impose other discipline upon a

6997license is penal in na ture due the potential for loss of livelihood. State ex rel.

7013Vining v. Fla. Real Estate Comm'n , 281 So. 2d 487, 491 (Fla. 1973); Ferris v.

7028Turlington , 510 So. 2d 292, 295 (Fla. 1987). Accordingly, to impose such

7040discipline, Petitioner must prove the allega tions in the Amended

7050Administrative Complaint by clear and convincing evidence. Dep ' t of Banking

7062& Fin., Div. of Sec. & Inv. Prot. v . Osborne Stern & Co. , 670 So. 2d 932,

7080933 - 34 (Fla. 1996); Ferris , 510 So. 2d at 294 - 95.

709361. As stated by the Supreme Court of Florida:

7102Clear and convincing evidence requires that the

7109evidence must be found to be credible; the facts to

7119which the witnesses testify must be distinctly

7126remembered; the testimony must be precise and

7133lacking in confusion as to the facts at issue. The

7143evidence must be of such a weight that it produces

7153in the mind of the trier of fact a firm belief or

7165conviction, without hesitancy, as to the truth of the

7174allegations sought to be established.

7179In re Henson , 913 So. 2d 579, 590 (Fla. 2005) (quoting Slomow itz v. Walker ,

7194429 So. 2d 797, 800 (Fla. 4th DCA 1983)). This burden of proof may be met

7210where the evidence is in conflict; however, " it seems to preclude evidence that

7223is ambiguous. " Westinghouse Elec. Corp. v. Shuler Bros., Inc. , 590 So. 2d 986,

7236988 (Fla . 1st DCA 1991).

724262. Section 1012.796, Florida Statutes, sets forth the disciplinary process

7252for educators, and provides in pertinent part:

7259(6) Upon the finding of probable cause, the

7267commissioner shall file a formal complaint and

7274prosecute the complaint purs uant to the provisions

7282of chapter 120. An administrative law judge shall

7290be assigned by the Division of Administrative

7297Hearings of the Department of Management

7303Services to hear the complaint if there are disputed

7312issues of material fact. The administrative law

7319judge shall make recommendations in accordance

7325with the provisions of subsection (7) to the

7333appropriate Education Practices Commission panel

7338which shall conduct a formal review of such

7346recommendations and other pertinent information

7351and issue a final order. The commission shall

7359consult with its legal counsel prior to the issuance

7368of a final order.

7372(7) A panel of the commission shall enter a final

7382order either dismissing the complaint or imposing

7389one or more of the following penalties:

7396(a) Denial of an a pplication for a certificate or for

7407an administrative or supervisory endorsement on a

7414teaching certificate. The denial may provide that

7421the applicant may not reapply for certification, and

7429that the department may refuse to consider that

7437applicant's applica tion, for a specified period of

7445time or permanently.

7448(b) Revocation or suspension of a certificate.

7455(c) Imposition of an administrative fine not to

7463exceed $2,000 for each count or separate offense.

7472(d) Placement of the teacher, administrator, or

7479supervisor on proba tion for a period of time and

7489subject to such conditions as the commission may

7497specify, including requiring the certified teacher,

7503administrator, or supervisor to complete additional

7509appropriate college courses or work with another

7516certified educator, with the administrative costs of

7523monitoring the probation assessed to the educator

7530placed on probation. È

7534(e) Restriction of the authorized scope of practice

7542of the teacher, administrator or supervisor.

7548(f) Reprimand of the teacher, administrator, or

7555supervisor in w riting, with a copy to be placed in

7566the certification file of such person.

7572(g) Imposition of an administrative sanction, upon

7579a person whose teaching certificate has expired, for

7587an act or acts committed while that person

7595possessed a teaching certificate or a n expired

7603certificate subject to late renewal, which sanction

7610bars that person from applying for a new certificate

7619for a period of 10 years or less, or permanently.

7629(h) Refer the teacher, administrator, or supervisor

7636to the recovery network program provided i n

7644s. 1012.798 under such terms and conditions as the

7653commission may specify.

765663. Penal statutes and rules authorizing discipline against a professional

7666license must be strictly construed, with any ambiguity resolved in favor of the

7679licensee. Elmari ah v. Dep't of Prof 'l Reg., Bd. of Med. , 574 So. 2d 164, 165

7696(Fla. 1st DCA 1990).

770064. In addition, disciplinary action must be predicated on facts alleged

7711and charges set forth in an administrative complaint. See § 120.60(5), Fla.

7723Stat.; Trevisani v. Dep't o f Health , 908 So. 2d 1108, 1109 (Fla 1st DCA 2005);

7739Cottrill v. Dep't of Ins. , 685 So. 2d 1371, 1372 (Fla. 1st DCA 1996).

775365. The factual allegations on which the charges against Respondent are

7764predicated were clearly set forth in the Amended Administrative C omplaint .

777666. Count 1 of the Amended Administrative Complaint charges

7785Respondent with a violation of section 1012.795(1)(j) for having "violated the

7796Principles of Professional Conduct for the Education Profession prescribed by

7806State Board of Education rules. " This count does not charge an independent

7818violation, but rather, is dependent upon a corresponding violation of the rule

7830prescribing the Principles of Professional Conduct for the Education

7839Profession in Florida.

784267. Count 2 of the Amended Administrative Co mplaint charges

7852Respondent with violating rule 6A - 10.081(2)(a)1., which provid es :

7863(2) Florida educators shall comply with the

7870following disciplinary principles. Violation of any of

7877these principles shall subject the individual to

7884revocation or suspension o f the individual

7891educator's certificate, or the other penalties as

7898provided by law.

7901(a ) Obligation to the student requires that the

7910individual:

79111. Shall make reasonable effort to protect the

7919student from conditions harmful to learning and/or

7926to the stude nt's mental and/or physical health

7934and/or safety.

793668. Teachers stand in loco parentis , "in the place of a parent , " with respect

7950to students in their classrooms who m the y must supervise and control.

7963Morris v. State , 228 So. 3d 670, 672 (Fla. 1st DCA 2017) (ci ting State v.

7979Lanier , 979 So. 2d 365, 369 (Fla. 4th DCA 2008)). Accordingly, teachers owe

"7992a general duty of supervision to the students placed within [their] care È

8005based on the school employee standing partially in place of the student's

8017parent È [and ar e responsible] to protect children during school activity."

8029Morris , 228 So. 3d at 673 (quoting Rupp v. Bryant , 417 So. 2d 658, 666 (Fla.

80451982)). The specific Principle of Professional Conduct under which

8054Respondent has been charged codifies this standard: teachers have a duty to

8066protect the students in t heir charge , which they carry out through their duty

8080to supervise and control the students in their classrooms .

809069. Whether particular conduct constitutes a violation of the applicable

8100statutes and rules is a f actual question to be decided in the context of the

8116alleged violation. Langston v. Jamerson , 653 So. 2d 489, 491 (Fla. 1st DCA

81291995). Whether specific conduct constitutes a deviation from the required

8139standard is an ultimate finding of fact within the real m of the administrative

8153law judge's fact - finding discretion . Holmes v. Turlington , 480 So. 2d 150,

81671 53 (Fla. 1st DCA 1985). 10

817470. Based on the Findings of Fact above, Petitioner proved by clear and

8187convincing evidence that Respondent violated rule 6A - 10.081(2) (a)1.

819771. Respondent admitted to leaving most of her students in the classroom

8209for the duration of the lockdown active assailant drill , while going into the

8222closet with five or six students, turning off the light in the closet, and closing

8237the closet door. For at least several minutes when she was in the dark closet,

8252she was unable to see or hear the students left alone in the classroom, and

826710 Respondent's PRO relies on a series of inapposite cases to argue that expert testimony was

8283necessary to prove both the standard of conduct and deviation from that standard. No case

8298sets an absolute rule that expert testimony is always required. Nor do the contexts in which

8314expert testimony was addressed in the cases discussed in Respondent's PR O bear any

8328resemblance to this case. Respondent's argument that expert testimony was necessary in this

8341case was unpersuasive.

8344she was unable to see the students in the closet with her. She failed to

8359adequately supervise her students.

836372. In the c ontext of a lockdown active assailant drill, Respondent was

8376required to lead her students through the procedures and ensure they were

8388moved to a place in the classroom that was out of the limited line of sight

8404through the narrow classroom door window. Resp ondent's claim that she

8415could not accomplish this for 22 students, plus herself, within the classroom

8427is contrary to the evidence.

843273. The whole point of conducting the drill is to practice the appropriate

8445steps so that if there ever is an actual active assa ilant situation, Respondent

8459and her students move quickly through the practiced steps without having to

8471think about what to do or where to go. The drill steps serve to create

8486conditions protective of students' safety. Practicing the steps in a drill

8497situat ion serves to create conditions protective of students' mental health, in

8509that they are not fearful of what they need to do in an actual assailant

8524situation. Respondent failed to make reasonable effort to protect her students

8535from conditions harmful to the ir mental health and safety.

854574. Respondent argued that the undersigned should take into account, in

8556determining whether there is a violation at all, the fact that imposing any

8569sanction for a violation would count for purposes of the three - violation

8582statutor y provision in section 1012.795( 6 ) (b) and implementing rule . This

8596statute and rule require t hat the third time an educator is found to have

8611committed a violation for which sanctions are imposed by the Education

8622Practices Commission, the required discipline is permanent revocation of the

8632educator's certificate.

863475. Respondent characterizes this statutory provision as a draconian

8643punishment, while acknowledging it has been in place for over a decade.

8655Respondent argues that if a violation is found here, it is a m inor one, and

8671minor violations should not lead to permanent revocation of an educator's

8682certificate. Respondent's argument is one of policy to be addressed to the

8694Legislature. The Legislature could have written its statute in a way to

8706discount or not count minor violations, but it did not. The undersigned cannot

8719accept Respondent's argument that this statutory provision should affect the

8729undersigned's determination of whether there is a violation here. The level of

8741penalty for a disciplinable violation is a separate matter from whether there

8753is a violation. The appropriate penalty must be determined from the

8764disciplinary guidelines.

876676. Respondent argued: "Even if Ms. Carty could have complied with the

8778district's Active Assailant Drill rules without hiding stud ents in the closet,

8790this should not lead to the permanent revocation of her Florida Educator

8802Certificate, as mandated by [ section 1012.795(6)(b) and implementing rule]."

8812Resp. PRO at 22. However, in this case, the evidence established that

8824Respondent has b een a teacher for at least 25 years and has never been

8839previously sanctioned by the Education Practices Commission. Thus,

8847contrary to Respondent's argument , Respondent is not facing permanent

8856revocation of her educator's certificate by reason of the three - violation

8868statute. That statute does not apply in this case.

887777. Instead, as the Legislature intended, the first violation should serve

8888as a lesson learned and a warning that Respondent should take care not to

8902commit future violations , as she was able to acco mplish for such a lengthy

8916span of her career . A refresher in the professional standards for educators

8929might be helpful to reinforce the standards that govern Respondent's

8939profession, with which she must comply.

894578. At the time of Respondent's conduct, the di sciplinary guidelines,

8956codified in Florida Administrative Code Rule 6B - 11.007, provided that the

8968normal penalty for the violation found here broadly ranged from reprimand

8979to revocation. Fla. Admin. Code R. 6B - 11.007(2)(j)1., effective May 29, 2018.

899279. Rule 6 B - 11.007(3) provided that a penalty outside the normal range is

9007permitted when warranted by consideration of mitigating and aggravating

9016circumstances. Consideration of the applicable mitigating and aggravating

9024circumstances do not support imposition of no penalty. Instead, the factors

9035embodied in the codified mitigating and aggravating circumstances are more

9045appropriately considered and balanced to determine the appropriate penalty

9054within th e broad range provided in the guidelines rule .

906580. As for mitigating c ircumstances, Respondent has been an educator for

9077at least 25 years and has never been sanctioned by the Education Practices

9090Commission. Teaching is and has been Respondent's chosen career ; any

9100penalty that would take her out of the classroom would harm he r pursuit of

9115her livelihood. See Fla. Admin. Code R. 6B - 11.007(3)(c), (e), (f) , and (i) .

913081. Respondent attempted to prove her contributions as an educator

9140during her 25 - year career. The evidence offered on this subject was very

9154limited. It showed that at th ree different points during Respondent 's 25 - year

9169career, observation reports or evaluations indicate d Respondent's satisfactory

9178performance as a teacher: on September 30, 2010, in Clarke County (in a

9191state other than Florida); during the 2012 - 2013 school y ear in Polk County,

9206Florida; and during the 2017 - 2018 school year in Orange County, Florida. 11

922082. From this very limited evaluative evidence, the only conclusion that

9231can be drawn i s that Respondent was considered a satisfactory teacher at

9244some point in three different teaching years in three different schools over

9256her 2 5 - year career. While no negative inferences are drawn from the many

9271years for which no evaluative information was provided, the undersigned also

928211 The specific evidence provided by Respondent was: (1) one classroom observation form

9295reporti ng satisfactory performance during a 20 - minute observation of Respondent's

9307classroom in Clarke County (in a state other than Florida) on September 30, 2010;

9321(2) a partial (Stage 1) evaluation for school year 2012 - 2013 in Polk County, Florida, showing

9338that Respondent needed improvement in managing classroom procedures, but otherwise was

9349mostly "effective" with a few "highly effective" ratings for the partial Stage 1 evaluation (the

9364Stage 2 evaluation was not provided, which would be necessary to determine he r overall final

9380evaluation for that school year); (3) an observation report addressing "Domain 4" from

9393several days' observation in Respondent's classroom at Dr. Phillips High in December 2017,

9406rating Respondent's performance as "applying" four of five cri teria, but "developing" in one of

9421the five categories; and (4) a single Final Evaluation document for the 2017 - 2018 school year

9438at Dr. Phillips High, which included the Domain 4 observation report (i.e., the Domain 4

9453report Ð item (3) Ð is considered part of t his Final Evaluation). Respondent's overall

9468evaluation score was within the "effective" range, slightly below the midpoint Ð closer to

9482needs improvement than to the highly effective category.

9490cannot conclude that Respondent has proven that her c ontributions as an

9502educator during her 2 5 - year career warrant consideration in mitigation of the

9516appropriate penalty for her violation.

952183. Additional f actors such as the severity of the offense, the number of

9535repetitions of offenses, and the actual dama ge, physical or otherwise, caused

9547by the violation weigh in favor of a penalty at the low er end of the

9563permissible range. See Fla. Admin. Code R. 6B - 11.007(3)(a), (c), and (g).

9576Respondent's violation must be considered relatively minor in nature, owing

9586in large part to the fact that this was a drill and not an actual assailant

9602situation with potentially catastrophic results. No evidence was offered to

9612show that Respondent has repeated the offense; one would hope and expect

9624that Respondent has learned her l esson and there would be no repetition of

9638this sort of violation. Although Respondent's actions caused actual harm to at

9650least one student, no long - lasting harm to any of the unsupervised students

9664resulted from the violation.

966884. Respondent also argues for l eniency based on her claim that she did

9682her best under the press ure of carrying out the first ever active assailant

9696drill. Respondent's claim that this was the first active assailant drill of its

9709kind is contradicted by the evidence (including Respondent's own testimony),

9719as found above. As for the particular instruction that led to Respondent's

9731violation Ð that she had to move all classroom occupants out of the line of

9746sight of the narrow classroom door window Ð Respondent admitted prior

9757experience with lockdo wn drills with the same instructions to hide in the

9770classroom. She could have taken steps to prepare for the drill by identifying

9783the window's line of sight and the areas of the classroom not within that

9797limited line of sight, but she did not. And, even th ough she acted under the

9813pressure of the ongoing drill, her choice to split up her class and secure

9827herself with five or six students in a dark closet with the door closed was not

9843a reasonable choice. There were multiple obvious ways in which Respondent

9854co uld have complied with both the drill instructions and her ongoing duty to

9868supervise all students in her classroom.

987485. Making this same point somewhat differently, Respondent argues that

9884she should not be punished at all because the drill functioned as it w as

9899supposed to, as a practice exercise to "get the k inks out." This argument is

9914undercut by Respondent 's failure to take any steps to correct the "kink" that

9928she claimed to have been "shocked" to identify during the drill. Following

9940Respondent's professed "shock" that she could not move all of the occupants

9952to a place in the classroom out of the door window's line of sight , Respondent

9967failed to report this huge "kink" to the administration or seek assistance from

9980the administration to plan to "get the kinks out" for future drills or worse, for

9995an actual active assailant situation . Her failure to take any corrective step s

10009renders her claim somewhat suspect. Taking corrective measures to address

10019the "shocking" discovery would have made Respondent's claim that she tried

10030to hide all the students within the classroom, using the closet only as a last

10045resort, more credible. Corrective or rehabilitative measures would have also

10055served as mitigating circumstances. Instead, her failure to take corrective or

10066rehabilitat ive steps is an aggravating circumstance. See Fla. Admin. Code

10077R. 6B - 11.007(3)(j) and (m).

1008386. As for the appropriate penalty, Respondent offered no suggestion

10093other than to argue that no penalty be imposed, or that no violation be found

"10108[e]ven if Ms. Carty could have complied with the district's Active Assailant

10120Drill rules without hiding students in the closet," because of the "draconian"

10132penalty that could result if Respondent commits two additional violations and

10143is sanctioned twice more. Responden t's argument cannot be accepted to

10154impact the outcome of this proceeding, as previously determined.

1016387. Petitioner proposed in its PRO that Respondent's certificate should be

10174suspended for one year, but did not explain why. The evidence does not

10187support impos ition of a penalty that would remove Respondent from the

10199classroom. However, a relatively short (six - month) period of probation on

10211terms set by the Education Practices Commission, including a required

10221Continuing Education course in professional standards f or educators, plus a

10232letter of reprimand, are warranted as appropriate discipline for Respondent's

10242violation that was established by the record evidence.

10250R ECOMMENDATION

10252Based on the foregoing Findings of Fact and Conclusions of Law, it is

10265R ECOMMENDED tha t the Education Practices Commission issue a final order

10277finding Respondent guilty of violating section 1012.795(1)(j), Florida Statutes

10286(2018), through a violation of Florida Administrative Code Rule 6A -

1029710.081(2)(a)1 . , imposing a six - month probation on te rms established by the

10311Education Practices Commission, including a required Continuing Education

10319course in professional standards for Educators, and issuing a letter of

10330reprimand to Respondent as discipline for her violation.

10338D ONE A ND E NTERED this 30th d ay of September , 2021 , in Tallahassee,

10353Leon County, Florida.

10356S

10357E LIZABETH W. M CARTHUR

10362Administrative Law Judge

103651230 Apalachee Parkway

10368Tallahassee, Florida 32399 - 3060

10373(850) 488 - 9675

10377www.doah.state.fl.us

10378Filed with the Clerk of the

10384Division of Administrat ive Hearings

10389this 30th day of September , 2021 .

10396C OPIES F URNISHED :

10401Peter Caldwell, Esquire Lisa M. Forbess, Executive Director

10409Florida Education Association Education Practices Comm ission

10416Legal Department Department of Education

104211516 E ast Hillcrest Street, Suite 109 Turlington Building, Suite 316

10432Orlando, Florida 32803 325 West Gaines Street

10439Tallahassee, Florida 32399

10442Ron Weaver, Esquire

10445Post Office Box 770088 Anastasios Kamoutsas, General Counsel

10453Ocala, Flor ida 34477 - 0088 Department of Education

10462Turlington Building, Suite 1244

10466Randy Kosec, Jr., Chief 325 West Gaines Street

10474Office of Professional Practices Services Tallahassee, Florida 3239 9 - 0400

10485Department of Education

10488Turlington Building, Suite 224 - E

10494325 West Gaines Street

10498Tallahassee, Florida 32399 - 0400

10503N OTICE OF R IGHT T O S UBMIT E XCEPTIONS

10514All parties have the right to submit written exceptions within 15 days from

10527the date of this Recommended Order. Any exceptions to this Recommended

10538Order should be filed with the agency that will issue the Fina l Order in this

10554case.

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 01/31/2022
Proceedings: Agency Final Order filed.
PDF:
Date: 01/20/2022
Proceedings: Agency Final Order
PDF:
Date: 09/30/2021
Proceedings: Recommended Order
PDF:
Date: 09/30/2021
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 09/30/2021
Proceedings: Recommended Order (hearing held June 11, 2021). CASE CLOSED.
PDF:
Date: 08/31/2021
Proceedings: Respondent's Proposed Recommended Order filed.
PDF:
Date: 08/31/2021
Proceedings: Petitioner's Proposed Recommended Order filed.
PDF:
Date: 08/23/2021
Proceedings: Order Granting Extension of Time.
PDF:
Date: 08/23/2021
Proceedings: Petitioner's Unopposed Motion for Additional Time to File Proposed Recommended Orders filed.
PDF:
Date: 08/18/2021
Proceedings: Notice of Filing Deposition Transcript of Respondent (Petitioner's Exhibit #20) filed.
PDF:
Date: 07/22/2021
Proceedings: Order Granting Extension of Time.
PDF:
Date: 07/21/2021
Proceedings: Respondent's Unopposed Motion for Extension of Time to File Proposed Recommended Orders filed.
PDF:
Date: 07/16/2021
Proceedings: Notice of Filing Transcript.
PDF:
Date: 06/11/2021
Proceedings: Petitioner's Motion to Deem Facts Admitted filed.
PDF:
Date: 06/10/2021
Proceedings: Respondent's Objection to Petitioner's Exhibit 18 and Respondent's Supplemental Pre-Hearing Statement filed.
PDF:
Date: 06/08/2021
Proceedings: Order Denying Petitioner's Motion in Limine.
PDF:
Date: 06/04/2021
Proceedings: Order Granting Extension of Time.
PDF:
Date: 06/03/2021
Proceedings: Respondent's Unopposed Motion to Extend Time to Respond to Plaintiff's Motion in Limine filed.
PDF:
Date: 06/02/2021
Proceedings: Respondent's Amended Witness List filed.
PDF:
Date: 06/02/2021
Proceedings: Respondent's Notice of Filing Proposed Exhibits filed.
PDF:
Date: 06/02/2021
Proceedings: Respondent's Request For Official Recognition Of Orange County Public Schools School Board Emergency Procedures Manual And Orange County Public Schools School Board Safety And Emergency Management Department Standards filed.
PDF:
Date: 06/01/2021
Proceedings: Answer with Affirmative Defenses filed.
PDF:
Date: 06/01/2021
Proceedings: Joint Pre-Hearing Stipulation filed.
PDF:
Date: 06/01/2021
Proceedings: Respondent's Objections to Petitioner's Proposed Exhibits filed.
PDF:
Date: 05/28/2021
Proceedings: Petitioner's Motion in Limine to Exclude Character Evidence and Evidence beyond the Amended Administrative Complaint filed.
PDF:
Date: 05/28/2021
Proceedings: Petitioner's Objections to Respondent's Proposed Exhibits filed.
PDF:
Date: 05/28/2021
Proceedings: Respondent's Exhibit List filed.
PDF:
Date: 05/28/2021
Proceedings: Respondent's Witness List filed.
PDF:
Date: 05/27/2021
Proceedings: Petitioner's Notice of Filing Proposed Exhibits filed.
PDF:
Date: 05/27/2021
Proceedings: Order Granting Motion to Amend Administrative Complaint
PDF:
Date: 05/27/2021
Proceedings: Protective Order.
PDF:
Date: 05/27/2021
Proceedings: Petitioner's Unopposed Motion to Amend Administrative Complaint filed.
PDF:
Date: 05/26/2021
Proceedings: Respondent's Response to Non-Party, Orange County School Board's Motion to Seal Documents Requested by Respondent Pursuant to Subpoena Duces Tecum filed.
Date: 05/26/2021
Proceedings: Non-Party Orange County School Board's Motion to Seal Documents Requested by Respondent Pursuant to Subpoena Duces Tecum filed (not availble for viewing). DUPLICATE  Confidential document; not available for viewing.
Date: 05/26/2021
Proceedings: Non-Party, Orange County School Board's Motio to Seal Documents Requested by Respondent Puirsuant to Subpoena Duces Tecum filed (not available for viewing).  Confidential document; not available for viewing.
PDF:
Date: 05/26/2021
Proceedings: Notice of Appearance (John Palmerini) filed.
PDF:
Date: 05/25/2021
Proceedings: Petitioner's Amended Exhibit List filed.
PDF:
Date: 05/25/2021
Proceedings: Petitioner's Amended Witness List filed.
PDF:
Date: 05/21/2021
Proceedings: Respondent's Request for Official Recognition of Orange County Public Schools School Board Policy filed.
PDF:
Date: 04/20/2021
Proceedings: Order Granting Continuance and Rescheduling Hearing by Zoom Conference (hearing set for June 11, 2021; 9:30 a.m., Eastern Time).
PDF:
Date: 04/19/2021
Proceedings: Unopposed Motion to Continue Final Hearing filed.
PDF:
Date: 04/19/2021
Proceedings: Notice of Service of Respondent's First Interrogatories and Request for Production filed.
PDF:
Date: 04/15/2021
Proceedings: Petitioner's Notice of Taking Deposition via Zoom (Carty) filed.
PDF:
Date: 03/24/2021
Proceedings: Notice of Service of Respondent's Answers to Petitioner's First Interrogatories and Response to Petitioner's First Request for Production of Documents filed.
PDF:
Date: 03/24/2021
Proceedings: Notice of Service of Respondent's Response to Petitioner's Request for Admissions filed.
PDF:
Date: 03/16/2021
Proceedings: Petitioner's Exhibit List filed.
PDF:
Date: 03/16/2021
Proceedings: Petitioner's Witness List filed.
PDF:
Date: 02/24/2021
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 02/24/2021
Proceedings: Notice of Hearing by Zoom Conference (hearing set for May 6, 2021; 9:30 a.m., Eastern Time).
PDF:
Date: 02/23/2021
Proceedings: Agreed upon Response to Initial Order filed.
PDF:
Date: 02/22/2021
Proceedings: Certificate of Service of Discovery filed.
PDF:
Date: 02/19/2021
Proceedings: Procedural Order.
PDF:
Date: 02/19/2021
Proceedings: Initial Order.
PDF:
Date: 02/19/2021
Proceedings: Administrative Complaint filed.
PDF:
Date: 02/19/2021
Proceedings: Finding of Probable Cause filed.
PDF:
Date: 02/19/2021
Proceedings: Election of Rights filed.
PDF:
Date: 02/19/2021
Proceedings: Agency referral filed.

Case Information

Judge:
ELIZABETH W. MCARTHUR
Date Filed:
02/19/2021
Date Assignment:
02/19/2021
Last Docket Entry:
01/31/2022
Location:
Sanford, Florida
District:
Middle
Agency:
ADOPTED IN TOTO
Suffix:
PL
 

Counsels

Related Florida Statute(s) (8):