21-002314N
Shayla R. Gordon On Behalf Of And As Parent And Natural Guardian Of Ariel L. Ivey, A Minor vs.
Florida Birth-Related Neurological Injury Compensation Association
Status: Closed
DOAH Final Order on Friday, October 8, 2021.
DOAH Final Order on Friday, October 8, 2021.
1S TATE OF F LORIDA
6D IVISION OF A DMINISTRATIVE H EARINGS
13S HAYLA R. G ORDON O N B EHALF OF A ND A S
27P ARENT A ND N ATURAL G UARDIAN OF
36A RIEL L. I VEY , A M INOR ,
44Petitioner ,
45vs. Case No. 21 - 2314N
51F LORIDA B IRTH - R ELATED N EUROLOGICAL
60I NJURY C OMPENSATION A SSOCIATION ,
66Respondent .
68/
69S UMMARY F INAL O RDER OF D ISMISSAL
78This matter came before the undersigned on RespondentÔs Motion for
88Summary Final Order (RespondentÔs Motion), filed September 23, 2021.
97Petitioner does not oppose RespondentÔs Motion.
103S TATEMENT OF T HE C ASE
110On July 23, 2021, Petitioner filed a Petition for Benefits Pursuant to
122Florida Statute Section 766.301 et seq . (Petition) with the Division of
134Administrative Hearings (DOAH) for a determination of compensability
142under the Florida Birth - Related Neurological Injury Compensation Plan
152(Plan). The Petition named Richard Kreinest , M.D., a s the physician who
164provided obstetric services to Shayla R. Gordon, for the birth of Ariel L. Ivey
178(Ariel) at UF Shands Hospital, in Gainesville, Florida, on December 27, 2016.
190On August 2, 2021, DOAH mailed a cop y of the Petition to Respondent,
204Dr. Kreinest, and UF Shands Hospital via certified mail. Respondent was
215served with the same on Augus t 3, 2021.
224On August 26, 2021, Respondent filed its Response to Petition for
235Benefits, wherein Respondent maintained that the claim was not
244compensable because Ariel did not sustain a Ñbirth - related neurological
255injury,Ò as defined by section 766.302 (2) , Florida Statutes. Respondent
266request ed that a bifurcated hearing be scheduled to address the issues of
279compensability and notice d first, and, if required, to address the amount of
292an award in a second hearing.
298On September 9, 2021, the undersigned issue d an Order Requiring
309Response directing the parties to communicate and advise , on or before
320September 23, 2021, whether a final hearing would be required; and, if so, an
334estimate of the time required to conduct the hearing and several mutually
346agreeable da tes to conduct the hearing .
354On September 23, 2021, Respondent filed a status report indicating that it
366did not believe a hearing was necessary; however, Respondent had not been
378able to obtain PetitionerÔs position. On the same date, Respondent filed
389Respo ndentÔs Motion.
392At PetitionerÔs request, a telephonic status conference was conducted on
402October 4, 2021, with Petitioner and Respondent in attendance. The
412undersigned advised Petitioner that additional time may be provided, if
422necessary, to respond to R espondentÔs Motion. Petitioner advised, however,
432that Petitioner was not opposing RespondentÔs Motion.
439F INDINGS OF F ACT
4441. Ariel was born on December 27, 2016, at UF Shands Hospital, in
457Gainesville, Florida.
4592. Ariel was a single gestation and her weigh t at birth exceeded 2,500
474grams.
4753. As set forth in greater detail below, the unrefuted evidence establishes
487that Ariel did not sustain a Ñbirth - related neurological injury,Ò as defined by
502section 766.302(2).
5044. Donald Willis, M.D., a board - certified obs tetrician specializing in
516maternal - fetal medicine, was retained by Respondent to review the pertinent
528medical records of Ms. Gordon and Ariel and opine as to whether Ariel
541sustained an injury to her brain or spinal cord caused by oxygen deprivation
554or mech anical injury that occurred during the course of labor, delivery, or
567resuscitation in the immediate post - delivery period in a hospital.
5785. In his report, dated August 12, 2021, Dr. Willis summarized his
590findings and opinions, in pertinent part, as follows :
599The mother was a 20 year old G1 involved in a
610high - velocity automobile accident with airbag
617deployment at 39 weeks gestational age. Fetal
624bradycardia was noted on arrival to the hospital
632with a fetal heart rate in the 50Ôs. Placental
641abruption was susp ected and she was taken
649directly for emergency Cesarean section delivery.
655Monitoring for uterine contractions and maternal
661pelvic exam for cervical dilation were not done due
670to the emergent nature of the motherÔs condition.
678There was no history suggesti ng that the mother
687was in labor at time of the accident.
695* * *
698In summary, the mother was involved in a high -
708velocity automobile accident, which resulted in
714placental abruption and fetal bradycardia. The
720mother was not in labor. Emergency Cesarean
727secti on was done with delivery of a severely
736depressed baby. Apgar scores were 0/0/1. The
743newborn hospital course was complicated by multi -
751system organ failures, consistent with in - utero
759oxygen deprivation. MRI was consistent with HIE.
766The babyÔs brain injury o ccurred prior birth [sic]
775and would not be considered a birth related injury.
7846. In his supporting affidavit, Dr. Willis opines, to a reasonable degree of
797medical probability, that ArielÔs brain injury occurred prior to birth and when
809Ms. Gordon was not in labor.
8157. Respondent also retained Raj D. Sheth, M.D., a pediatric neurologist, to
827review the medical records of Ms. Gordon and Ariel, and to conduct an
840Independent Medical Examination (IME) of Ariel. The purpose of his review
851and IME was to determine wh ether Ariel suffered from a permanent and
864substantial mental and physical impairment as a result of an injury to the
877brain or spinal cord caused by oxygen deprivation or mechanical injury in the
890course of labor, delivery, or resuscitation in the immediate post - delivery
902period.
9038. Dr. Sheth reviewed the pertinent medical records and, on August 25,
9152021, conducted the IME. In his report, prepared the same day as the
928examination, he summarized his findings and opinions , which are set forth,
939in pertinent part, as follows:
944In SUMMARY, Ariel was born by emergency
951laparotomy/CS due to uterine trauma sustained in
958a severe motor vehicle collision which resulted in
966placental separation and subsequently vaginal
971hemorrhage. On delivery findings and by Apgar
978scores she sustained severe hypoxic - ischemic
985encephalopathy and had to be resuscitated. Her
992initial EEG was isoelectric, and she required brain
1000cooling. Her MRI scan of the brain obtained in the
1010NICU indicated severe diffuse hypoxic - ischemic
1017encephalopathy with evid ence of blood intra -
1025cranially. ArielÔs examination reveals severe diffuse
1031spastic quadriparesis right side more affected than
1038the left with delays in gross motor, fine motor,
1047personal social and language areas that are
1054significant. She is not able to ambul ate or feed
1064independently.
1065* * *
1068Based on the severe motor vehicle accident and
1076traumatic spleen that mother sustained prior to
1083arrival at ER and the placental separation and
1091vaginal bleeding that was observed in the ER prior
1100to the laparotomy, the i njury to the brain occurred
1110prior to arrival in the ER and prior to labor,
1120delivery, or immediate post delivery period.
11269. In his supporting affidavit, Dr. Sheth opines, to a reasonable degree of
1139medical probability, that the injury to ArielÔs brain did not occur in the course
1153of labor, delivery, or resuscitation in the immediate post - delivery period in a
1167hospital .
116910. The undisputed and unopposed findings and opinions of Drs. Willis
1180and Sheth are credited. The undersigned finds that Ariel did not sustai n an
1194injury to the brain or spinal cord caused by oxygen deprivation or mechanical
1207injury occurring in the course of labor, delivery, or resuscitation in the
1219immediate post - delivery period in a hospital.
1227C ONCLUSIONS OF L AW
123211 . DOAH has jurisdiction over the parties to and the subject matter of
1246these proceedings. §§ 766.301 - 766.316, Fla. Stat .
125512 . The Plan was established by the Legislature Ñfor the purpose of
1268providing compensation, irrespective of fault, for birth - related neurological
1278injury cl aimsÒ relating to births occurring on or after January 1, 1989.
1291§ 766.303(1), Fla. Stat .
12961 3 . The injured infant, her or his personal representative, parents,
1308dependents, and next of kin may seek compensation under the Plan by filing
1321a claim for compen sation with DOAH. §§ 766.302(3) , 766.303(2) , and
1332766.305(1), Fla. Stat . Respondent, which administers the Plan, has Ñ45 days
1344from the date of service of a complete claim ... in which to file a response to
1361the petition and to submit relevant written information relating to the issue
1373of whether the injury is a birth - related neurological injury.Ò § 766.305(4), Fla.
1387Stat .
13891 4 . If Respondent determines that the injury alleged is a claim that is a
1405compensable birth - related neurological injury, it may award compensation to
1416the claimant, provided that the award is approved by the administrative law
1428judge (ALJ) to whom the claim has been assigned. § 766.305(7), Fla. Stat . If,
1443on the other hand, compensability is disputed, the dispute must be r esolved
1456by the assigned ALJ in accordance with the provisions of chapter 120, Florida
1469Statutes. §§ 766.304 , 766.309 , and 766.31 , Fla. Stat.
14771 5 . In its present posture, the ALJ is required to make the following
1492threshold determination based up on the available evidence:
1500(a) Whether the injury claimed is a birth - related
1510neurological injury. If the claimant has
1516demonstrated, to the satisfaction of the
1522administrative law judge, that the infant has
1529sustained a brain or spinal cord injury caused by
1538oxygen deprivation or mechanical injury and that
1545the infant was thereby rendered permanently and
1552substantially mentally and physically impaired, a
1558rebuttable presumption shall arise that the injury
1565is a birth - related neurological injury as defined in
1575s . 766.303(2) .
1579§ 766.309(1), Fla. Stat .
158416 . The term Ñbirth - related neurological injuryÒ is defined in
1596section 766.302(2) as follows:
1600ÑBirth - related neurological injuryÒ means injury to
1608the brain or spinal cord of a live infant weighing at
1619leas t 2,500 grams for a single gestation or, in the
1631case of a multiple gestation, a live infant weighing
1640at least 2,000 grams at birth caused by oxygen
1650deprivation or mechanical injury occurring in the
1657course of labor, delivery, or resuscitation in the
1665immedia te postdelivery period in a hospital, which
1673renders the infant permanently and substantially
1679mentally and physically impaired.
168317. If the ALJ determines that the injury is not a birth - related
1697neurological injury, he or she is required to enter an order an d immediately
1711provide a copy to the parties. § 766.309(2), Fla. Stat.
172118. The un disputed and unopposed e vidence establishes that there was
1733not an injury to ArielÔs brain caused by oxygen deprivation or mechanical
1745injury occurring in the course of labor, d elivery, or resuscitation in the
1758immediate post - delivery period in a hospital. To the contrary, the available
1771evidence establishes that the injury to ArielÔs brain occurred prior to labor,
1783delivery, or resuscitation. Thus, it is concluded that she did not sustain a
1796compensable birth - related neurological injury, as defined in section
1806766.302(2), and, therefore, is not eligible for benefits under the Plan.
1817C ONCLUSION
1819Based on the Findings of Fact and the Conclusions of Law, it is O RDERE D
1835that RespondentÔs M otion is granted and the Petition is dismissed with
1847prejudice.
1848D ONE A ND O RDERED this 8 th day of October, 2021 , in Tallahassee, Leon
1864County, Florida.
1866S
1867T ODD P. R ESAVAGE
1872Administrative Law Judge
18751230 Apalachee Parkway
1878Tallahassee, Florida 32399 - 3060
1883(850) 488 - 9675
1887www.doah.state.fl.us
1888Filed with the Clerk of the
1894Division of Administrative Hearings
1898this 8 th day of October, 2021 .
1906C OPIES F URNISHED :
1911(via certified mail)
1914Amie Rice, Investigation Manager Simone Marstiller , Secretary
1921Consumer Services Unit Agency for Health Care Administration
1929Department of Health 2727 Mahan Drive , Mail Stop 3
19384052 Bald C ypress Way, Bin C - 75 Tallahassee, Florida 32308
1950Tallahassee, Florida 32399 - 3275 (Certified No. 7020 2450 0002 1970 6449)
1962(Certified No. 7020 2450 0002 1970 6111)
1969Thomas M. Hoeler, Esquire
1973Kim Kellum, Esquire Agency for Health Care Administration
1981Agency for Health Care Administration 2727 Mahan Drive, Mail Stop 3
19922727 Mahan Drive, Mail Stop 3 Tallahassee, Florida 32308
2001Tallahassee, Florida 32308 (Certified No. 7020 2450 0002 1970 6432)
2011(Certified No. 7020 2450 0002 1970 6104)
2018Tana D. Storey, Esquire
2022Ke nney Shipley, Executive Director Rutledge Ecenia, P.A.
2030Florida Birth - Related Neurological Suite 202
2037Injury Compensation Association 119 South Monroe Street
2044Post Office Box 14567 Tallahassee, Florida 32301
2051Tallahassee, Florida 32317 (Certified No. 7020 2450 0002 1970 6425)
2061(Certified No. 7020 2450 0002 1970 6098)
2068Richard Kreinest, M.D.
2071Shayla R. Gordon 4037 Northwest 86 Terrace
2078#20 Gainesville, Florida 32606
20826010 Southeast 21 1th Street (Certified No. 7020 2450 0002 1970 641 8)
2095Hawthorne, Fl orida 32640
2099(Certified No. 7020 2450 0002 1970 6128) UF Shands Hospital
2109Attention: Risk Management
2112Richard Kreinest, M.D. 1515 Southwest Archer Road
21191600 Southwest Archer Road Gainesville, Florida 32608
2126Gainesville, Florida 32603 (Certified No. 7020 2450 0002 1970 6395)
2136(Certified No. 7020 2450 0002 1970 6401)
2143N OTICE O F R IGHT T O J UDICIAL R EVIEW
2155Review of a final order of an administrative law judge shall be by ap peal to
2171the District Court of Appeal pursuant to section 766.311(1), Florida Statutes.
2182Review proceedings are governed by the Florida Rules of Appellate
2192Procedure. Such proceedings are commenced by filing the original notice of
2203administrative appeal with t he a gency c lerk of the Division of Administrative
2217Hearings within 30 days of rendition of the order to be reviewed, and a copy,
2232accompanied by filing fees prescribed by law, with the clerk of the
2244appropriate District Court of Appeal. See § 766.311(1), Fla. Stat., and Fla.
2256Birth - Related Neurological Injury Comp. Ass'n v. Carreras , 598 So. 2d 299
2269(Fla. 1st DCA 1992).
- Date
- Proceedings
- PDF:
- Date: 10/28/2021
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 10/18/2021
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 10/14/2021
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 10/08/2021
- Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
- Date: 10/04/2021
- Proceedings: CASE STATUS: Status Conference Held.
- PDF:
- Date: 10/04/2021
- Proceedings: Notice of Telephonic Status Conference (status conference set for October 4, 2021; 2:00 p.m., Eastern Time).
- PDF:
- Date: 09/30/2021
- Proceedings: Notice of Telephonic Status Conference (status conference set for October 1, 2021; 2:00 p.m., Eastern Time).
- Date: 09/23/2021
- Proceedings: Respondent's Motion for Summary Final Order filed (not available for viewing). Confidential document; not available for viewing.
- PDF:
- Date: 09/14/2021
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 09/07/2021
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- Date: 08/26/2021
- Proceedings: Response to Petition for Benefits filed (not available for viewing). Confidential document; not available for viewing.
- PDF:
- Date: 08/09/2021
- Proceedings: Certified Return Receipt received this date from the U.S. Postal Service.
- PDF:
- Date: 08/02/2021
- Proceedings: Certified Mail Receipts stamped this date by the U.S. Postal Service.
- PDF:
- Date: 07/28/2021
- Proceedings: Order (Motion to accept K. Shipley as qualified representative granted).
- PDF:
- Date: 07/28/2021
- Proceedings: Motion to Act as a Qualified Representative before the Division of Administrative Hearings filed.
- Date: 07/23/2021
- Proceedings: NICA filing fee (Money Order No. 19-285052911; $15.00 filed; not available for viewing).
Case Information
- Judge:
- TODD P. RESAVAGE
- Date Filed:
- 07/23/2021
- Date Assignment:
- 07/29/2021
- Last Docket Entry:
- 10/28/2021
- Location:
- Hawthorne, Florida
- District:
- Northern
- Agency:
- Florida Birth-Related Neurological Injury Compensation Associati
- Suffix:
- N
Counsels
-
Address of Record -
Kenney Shipley, Executive Director
Address of Record -
Tana D. Storey, Esquire
Address of Record -
Tana D Storey, Esquire
Address of Record