97-005968 Board Of Pharmacy vs. Nury D. Soler
 Status: Closed
Recommended Order on Tuesday, August 25, 1998.


View Dockets  
Summary: Proof demonstrated that pharmacist was no longer employed by pharmacy on day of inspection. Therefore, pharmacist not shown to be responsible for deficiencies noted on inspection.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8DEPARTMENT OF HEALTH, )

12BOARD OF PHARMACY, )

16)

17Petitioner, )

19)

20vs. ) Case No. 97-5968

25)

26NURY D. SOLER, )

30)

31Respondent. )

33__________________________________)

34RECOMMENDED ORDER

36Pursuant to notice, the Division of Administrative Hearings,

44by its duly designated Administrative Law Judge, William J.

53Kendrick, held a formal hearing in the above-styled case on

63June 29, 1998, by video teleconference.

69APPEARANCES

70For Petitioner: John O. Williams, Esquire

76Maureen L. Holz, Esquire

80Williams & Holz, P.A.

84The Cambridge Centre

87355 North Monroe Street

91Tallahassee, Florida 32301

94For Respondent: William M. Furlow, Esquire

100Katz, Kutter, Haigler, Alderman,

104Byrant & Yon, P.A.

108Post Office Box 1877

112Tallahassee, Florida 32302-1877

115STATEMENT OF THE ISSUES

119At issue in this proceeding is whether Respondent committed

128the offenses set forth in the Administrative Complaint 1 and, if

139so, what penalty should be imposed.

145PRELIMINARY STATEMENT

147By a seven-count Administrative Complaint, Petitioner

153charged Respondent, a licensed pharmacist, with the violation of

162various provisions of Chapter 465, Florida Statutes, the "Florida

171Pharmacy Act." Post-hearing, Petitioner dismissed Count II of

179the Administrative Complaint. Consequently, the complaint reads,

186in pertinent part, as follows:

1914. On or about December 14, 1996, an

199inspection was performed on Westchester

204Pharmacy.

2055. On or about December 14, 1996, during

213the aforementioned inspection, the permit

218owner, Noriel Baptista, supplied an

223investigator with twenty (20) amoxicillin

228tablets without the investigator providing a

234prescription.

2356. On or about December 14, 1996, at

243approximately 11:15 a.m., the aforementioned

248inspection revealed the following violations:

253a. A prescription department hours sign

259was not posted;

262b. Respondent failed to adequately counsel

268patients;

269c. A pharmacist's certificate was not

275displayed;

276d. There were no pharmacists on duty when

284the prescription department was opened;

289e. Respondent failed to have the

"295Prescription Department closed" sign

299posted;

300f. Respondent's prescription records

304failed to document when controlled

309substances were dispensed.

3127. On or about December 14, 1996, at

320approximately 11:15 a.m., Respondent was

325listed as the pharmacy manager for

331Westchester.

332Count I

3348. Petitioner realleges and incorporates

339by reference the foregoing allegations of

345fact contained in paragraphs one (1) through

352seven (7) as if fully stated herein.

3599. Based on the foregoing, Respondent's

365license to practice pharmacy in the state of

373Florida is subject to discipline pursuant to

380Section 465.016(1)(n), Florida Statutes, by

385violating Rule 59X-28.109, Florida

389Administrative Code, which states that the

395prescription department of any community

400pharmacy permittee shall be considered closed

406whenever the establishment is open and a

413Florida registered pharmacist[ ] is not

419present and on duty. A sign with bold

427letters not less than two inches in width and

436height shall be displayed in a prominent

443place in the prescription department so that

450it may easily be read by patrons of that

459establishment. The sign shall contain the

465following language: "Prescription Department

469Closed."

470* * *

473Count III

47512. Petitioner realleges and incorporates

480by reference the foregoing allegations of

486fact contained in paragraphs one (1) through

493seven (7) as if fully stated herein.

50013. Based on the foregoing, Respondent's

506license to practice pharmacy in the state of

514Florida is subject to discipline pursuant to

521Section [465.015(1)(b)], Florida Statutes, by

526selling or dispensing drugs as defined in

533s. 465.003(7), Florida Statutes, without

538first being furnished with a prescription.

544Count IV

54614. Petitioner realleges and incorporates

551by reference the foregoing allegations of

557fact contained in paragraphs one (1) through

564seven (7) as if fully stated herein.

57115. Based on the foregoing, Respondent's

577license to practice pharmacy in the state of

585Florida is subject to discipline pursuant to

592Section 465.016(1)(n), Florida Statutes, by

597violating Rule 59X-27.100, Florida

601Administrative Code, which states that the

607wall certificate and license of each

613pharmacist engaged in the practice of the

620profession of pharmacy as defined by

626s.465.003(12), Florida Statutes, in any

631pharmacy shall be displayed, together with

637the current renewal certificate, when

642applicable, in a conspicuous place in or near

650the prescription department, and in such

656manner that said license can be easily read

664by patrons of said establishment.

669Count V

67116. Petitioner realleges and incorporates

676by reference the foregoing allegations of

682fact contained in paragraphs one (1) through

689seven (7) as if fully stated herein.

69617. Based on the foregoing, Respondent's

702license to practice pharmacy in the state of

710Florida is subject to discipline pursuant to

717Section 465.016(1)(n), Florida Statutes, by

722violating Rule 59X-27.820, Florida

726Administrative Code, which states that upon

732receipt of a new or refill prescription, the

740pharmacists shall ensure that a verbal and

747printed offer to counsel is made to the

755patient or the patient's agent when present.

762Count VI

76418. Petitioner realleges and incorporates

769by reference the foregoing allegations of

775fact contained in paragraphs one (1) through

782seven (7) as if fully stated herein.

78919. Based on the foregoing, Respondent's

795license to practice pharmacy in the state of

803Florida is subject to discipline pursuant to

810Section 465.016(1)n), Florida Statutes, by

815violating Rule 59X-28.140(3)(b)2., Florida

819Administrative Code, which states that a hard

826copy print out of a record of a prescription

835drug order shall contain the date of

842dispensing.

843Count VII

84520. Petitioner realleges and incorporates

850by reference the foregoing allegations of

856fact contained in paragraphs one (1) through

863seven (7) as if fully stated herein.

87021. Based on the foregoing, Respondent's

876license to practice pharmacy in the state of

884Florida is subject to discipline pursuant to

891Section 465.016(1)(n), Florida Statutes, by

896violating Rule 59X-28.404, Florida

900Administrative Code, which states that a sign

907stating the hours the prescription department

913is open shall be displayed either at the main

922entrance of the establishment or at or near

930the place where prescriptions are dispensed

936in a prominent place that is in clear and

945unobstructed view.

947For such violations, Petitioner proposed that one or more of

957the following penalties by imposed:

962. . . Revocation or suspension of

969Respondent's license, imposition of an

974administrative fine, issuance of a reprimand,

980placement of the Respondent on probation,

986costs, and/or any other relief that the Board

994[of Pharmacy] deems appropriate.

998Respondent disputed the factual allegations contained in the

1006Administrative Complaint, and Petitioner referred the matter to

1014the Division of Administrative Hearings for the assignment of an

1024administrative law judge to conduct a formal hearing pursuant to

1034Sections 120.569, 120.57(1), and 120.60(5), Florida Statutes.

1041At hearing, Petitioner called Richard Castillo as a witness,

1050and Petitioner's Exhibits 1, 2, 4, and 5 were received into

1061evidence. 2 Respondent called Raul Praea and Nury Soler as

1071witnesses, and Respondent's Exhibits 1 through 3 were received

1080into evidence.

1082The hearing transcript was filed July 24, 1998, and the

1092parties were accorded ten days from that date to file proposed

1103recommended orders. Both parties elected to file such proposals,

1112and they have been duly considered.

1118FINDINGS OF FACT

1121Respondent's licensure and employment

11251. Respondent, Nury D. Soler, is now, and was at all times

1137material hereto, licensed as a pharmacist by the State of

1147Florida, having been issued license number PS 0014628.

11552. Pertinent to this case, Respondent was the prescription

1164department manager for Westchester Pharmacy for a two-month

1172period extending from some time in October 1996 and at least

1183through December 13, 1996. Westchester Pharmacy is a community

1192pharmacy licensed by Petitioner, pursuant to Section 465.018,

1200Florida Statutes, and located at 7253 Southwest 24th Street,

1209Miami, Florida. The pharmacy owner or permittee was Noriel

1218Batista.

1219The pharmacy inspection

12223. On December 14, 1996, a Saturday, Richard Castillo, an

1232investigator employed by the State of Florida, entered the

1241Westchester Pharmacy to conduct a routine community pharmacy

1249inspection. Upon entry, Mr. Castillo observed only one person in

1259the pharmacy, a man later identified as the permittee

1268(Mr. Batista). At the time, Mr. Batista was observed in the

1279vicinity of the prescription area, at the rear of the store.

12904. Mr. Castillo proceeded to the counter at the rear of the

1302store, and was approached by Mr. Batista. Thereupon,

1310Mr. Castillo feigned a toothache, and the following events

1319transpired:

1320. . . I put my hands on my face and I said I

1334have some tooth pain, is there anything you

1342can do about it.

1346At which time, he said you really need to

1355go see a dentist. I said that dentists cost

1364a lot of money and that I believed that it

1374was an infection.

1377At which time he came back with a bottle of

1387twenty Amoxicillin, 500 milligram capsules.

1392He sold me the bottle for $10.00 and I gave

1402him the $10.00.

1405He then gave me some preliminary

1411instructions, and went back into the

1417prescription department area. He returned

1422and said that as a gift I'm going to give you

1433these medications; which was four capsules of

1440Motrin 800 milligrams.

1443Amoxicillin is a prescription drug, which Mr. Batista, who was

1453not licensed as a pharmacist, sold without benefit of a

1463prescription.

14645. Following the sale, Mr. Castillo identified himself as

1473an investigator, told Mr. Batista he was present to conduct a

1484routine inspection, and asked to speak with the pharmacist. When

1494told the pharmacist was not available, Mr. Castillo asked

1503Mr. Batista to telephone her and ask her to come to the store.

1516Mr. Batista did so, and about an hour later Respondent arrived.

15276. Mr. Castillo inspected the pharmacy and completed a

1536community pharmacy inspection report on which he noted a number

1546of perceived deficiencies. (Petitioner's Exhibit 2). First,

1553with regard to Mr. Batista's sale of amoxicillin, Mr. Castillo

1563noted three deficiencies or violations against the pharmacy

1571business, to-wit: (1) there was no pharmacist on duty when the

1582prescription department was open (a perceived violation of Rule

159164B16-28.109, Florida Administrative Code); (2) there was no

1599pharmacist present to provide patient counseling, if requested (a

1608perceived violation of Rule 64B16-27.820, Florida Administrative

1615Code); and, (3) since Mr. Batista did not document the sale,

1626Mr. Castillo considered the pharmacy records of dispensing to be

1636incomplete (a perceived violation of Rule 64B16-28.140(3)(b),

1643Florida Administrative Code). Other deficiencies noted by

1650Mr. Castillo against the pharmacy business were as follows:

1659(1) there was no sign displayed that the pharmacy was closed

1670(a perceived violation of Rule 64B16-28.109(1), Florida

1677Administrative Code); (2) the pharmacist's (Ms. Soler's) license

1685was not displayed (a perceived violation of Rule 64B16-27.100(1),

1694Florida Administrative Code); and, (3) there was no sign

1703displayed which stated the hours the prescription department was

1712open each day (a perceived violation of Rule 64B16-28.404,

1721Florida Administrative Code). No further deficiencies were

1728observed and, apart from those noted deficiencies, the

1736prescription department appeared appropriately maintained and

1742operated.

17437. Following Respondent's arrival at the pharmacy,

1750Mr. Castillo discussed with her the various deficiencies he had

1760found and had noted on his report. Then, as the "Pharmacist,"

1771Respondent signed the report. By signing the report, she

1780acknowledged that "I have read and have had this inspection

1790report and the laws and regulations concerned herein explained,

1799and do affirm that the information given herein is true and

1810correct to the best of my knowledge." Among the information

1820provided on the inspection report was the name of the

1830prescription department manager, which was stated to be the

1839Respondent.

1840Respondent's employment status with Westchester Pharmacy

1846on the date of the inspection

18528. Notwithstanding her appearance at Westchester Pharmacy

1859on Saturday, December 14, 1996, and her signing of the inspection

1870report as the Pharmacist for Westchester Pharmacy, Respondent

1878averred, at hearing, that by December 14, 1996, she was no longer

1890affiliated with the pharmacy or responsible for the deficiencies

1899noted. According to Respondent, by December 12, 1996, she had

1909agreed with another pharmacy, Coral Way Pharmacy, Inc., (Coral

1918Way Pharmacy) to serve as its pharmacist effective December 16,

19281996, at its pharmacy located at 6965 Southwest 24th Street,

1938Miami, Florida, and that her last date of employment with

1948Westchester Pharmacy was December 13, 1996.

19549. While perhaps not entirely free from doubt (given the

1964facial inconsistency between Respondent's contention at hearing

1971and the conclusion one could reasonably draw regarding her

1980association with Westchester Pharmacy, as evidenced by her

1988activities on the date of inspection), the proof demonstrates,

1997more likely than not, that, as Respondent averred, she was no

2008longer employed by Westchester Pharmacy on the day of inspection,

2018her presence on the day of inspection was a matter of

2029accommodation to Mr. Batista, and her signing of the report was a

2041matter of misunderstanding.

204410. In so concluding, it is observed that, while the

2054pharmacy was open Monday through Saturday, the prescription

2062department was not open on Saturday, or, stated differently,

2071under the terms of Respondent's employment with Weschester

2079Pharmacy she did not work week-ends. Given that Respondent and

2089Coral Way Pharmacy, reached an agreement on December 12, 1996,

2099for her to begin work at Coral Way Pharmacy on December 16, 1996,

2112it is reasonable to conclude, given the nature of her work-week

2123at Westchester Pharmacy, that her last day of employment with

2133Westchester Pharmacy was Friday, December 13, 1996. Moreover,

2141consistent with the conclusion that Respondent's association with

2149Weschester Pharmacy terminated on December 13, 1996, is the

2158absence of Respondent's wall certificate and license on the date

2168of inspection. Notably, Respondent had not suffered prior

2176disciplinary action in 19 years of practice, and presumably knew

2186that, if employed, she was required to display her wall

2196certificate and license in or near the prescription department.

2205Conversely, she also knew, presumably, that she could not

2214lawfully display them, if she was no longer employed by

2224Westchester Pharmacy. Rule 64B16-27.100, Florida Administrative

2230Code. Since it is presumed that persons will observe the law,

2241the absence of Respondent's wall certificate and license on the

2251date of inspection is consistent with her assertion that, by that

2262date, she was no longer employed by Westchester Pharmacy.

2271Atlantic Coast Line R. Co. v. Mach , 57 So. 2d 447 (Fla. 1952).

228411. Finally, also consistent with the conclusion that

2292Respondent's employment with Westchester Pharmacy terminated

2298before the date of the inspection is a statement Respondent made

2309to the inspector. According to the investigator, when asked

2318about the infractions, Respondent stated the following:

2325. . . She said that things needed to

2334change. She asked if she were to leave the

2343pharmacy whether that would change anything,

2349and I said, no, it doesn't matter because

2357you're the pharmacist of record at this point

2365of time.

2367Such statement, when considered in context with other proof of

2377record, discussed supra , is consistent with Respondent having

2385resolved, previously, to terminate her employment with Weschester

2393Pharmacy and, since she did not specifically tell the

2402investigator of her decision, his response evidenced a

2410misunderstanding that resulted in Respondent's execution of the

2418report.

2419CONCLUSIONS OF LAW

242212. The Division of Administrative Hearings has

2429jurisdiction over the parties to, and the subject matter of,

2439these proceedings. Sections 120.569, 120.57(1), and 120.60(5),

2446Florida Statutes.

244813. Where, as here, the Department proposes to take

2457punitive action against a licensee, it must establish grounds for

2467disciplinary action by clear and convincing evidence. Section

2475120.57(1)(h), Florida Statutes (1997), and Department of Banking

2483and Finance v. Osborne Stern and Co. , 670 So. 2d 932 (Fla. 1996).

2496That standard requires that "the evidence must be found to be

2507credible; the facts to which the witnesses testify must be

2517distinctly remembered; the testimony must be precise and explicit

2526and the witnesses must be lacking in confusion as to the facts in

2539issue. The evidence must be of such weight that it produces in

2551the mind of the trier of fact a firm belief or conviction,

2563without hesitancy, as to the truth of the allegations sought to

2574be established." Slomowitz v. Walker , 429 So. 2d 797, 800 (Fla.

25854th DCA 1983).

258814. Regardless of the disciplinary action sought to be

2597taken it may be based only upon the offenses specifically alleged

2608in the administrative complaint. See Kinney v. Department of

2617State , 501 So. 2d 129 (Fla. 5th DCA 1987); Sternberg v.

2628Department of Professional Regulation, Board of Medical

2635Examiners , 465 So. 2d 1324 (Fla. 1st DCA 1985); and Hunter v.

2647Department of Professional Regulation , 458 So. 2d 844 (Fla.

26562d DCA 1984). Finally, in determining whether Respondent

2664violated the provisions of Section 475.25(1), as alleged in the

2674Administrative Complaint, one "must bear in mind that it is, in

2685effect, a penal statute. . . . This being true, the statute must

2698be strictly construed and no conduct is to be regarded as

2709included within it that is not reasonably proscribed by it."

2719Lester v. Department of Professional and Occupational

2726Regulations , 348 So. 2d 923, 925 (Fla. 1st DCA 1977).

273615. Pertinent to this case, Section 465.016(1), Florida

2744Statutes, provides that the following acts shall constitute

2752grounds for which the Board of Pharmacy may take disciplinary

2762action against a licensee:

2766(e) Violating any of the requirements of

2773this chapter . . .

2778* * *

2781(n) Violating a rule of the board or

2789department.

279016. For the perceived violation of subsection

2797465.016(1)(e), the Department contends (Count III of the

2805Administrative Complaint) Respondent violated the provisions of

2812Subsection 465.01(1)(b), Florida Statutes. 3 That subsection

2819provides:

2820(1) It is unlawful for any person to own,

2829operate, maintain, open, establish, conduct,

2834or have charge of, either alone or with

2842another person or persons, a pharmacy:

2848* * *

2851(b) In which a person not licensed as a

2860pharmacist in this state or not registered as

2868an intern in this state or in which an intern

2878who is not acting under the direct and

2886immediate personal supervision of a licensed

2892pharmacist fills, compounds, or dispenses any

2898prescription or dispenses medicinal drugs.

290317. Here, on December 14, 1996, the date Mr. Batista

2913unlawfully dispensed a prescription drug, Respondent was not

2921affiliated with Westchester Pharmacy. Consequently, the proof

2928fails to support the conclusion that Respondent violated the

2937provisions of Subsection 465.015(1)(b) and, therefore, Subsection

2944465.016(1)(e), as alleged in Count III of the Administrative

2953Complaint. 4

295518. For the perceived violations of Subsection

2962465.016(1)(n), the Department contends Respondent failed to

2969comply with Rules 64B16-28.109 (Count I), 64B16-27.100

2976(Count IV), 64B16-27.820 (Count V), 64B16-28.140(3)(b)2

2982(Count VI), and 64B16-28.404 (Count VII), Florida Administrative

2990Code. 5 These perceived violations will be addressed as they

3000appear in the Administrative Complaint, by count.

300719. Pertinent to Count I, Rule 64B16-28.109, Florida

3015Administrative Code, provides:

3018(1) The prescription department of any

3024community pharmacy permittee shall be

3029considered closed whenever the establishment

3034is open and a Florida registered pharmacist

3041is not present and on duty. A sign with bold

3051letters not less than two (2) inches in width

3060and height, shall be displayed in a prominent

3068place in the prescription department so that

3075it may easily be read by patrons of that

3084establishment. The sign shall contain the

3090following language: "Prescription Department

3094Closed."

3095Here, Respondent avers she posted such a sign when she departed

3106on December 13, 1996, and there is no reason to reject her

3118testimony. Accordingly, given that she was no longer associated

3127with the pharmacy on December 14, 1996, she is not responsible

3138for the absence of the sign on that date, or Mr. Batista's

3150opening of the prescription department, and Petitioner has failed

3159to sustain Count I of the Administrative Complaint.

316720. Pertinent to Count IV, Rule 64B16-27.100, Florida

3175Administrative Code, provides:

3178(1) The wall certificate and license of

3185each pharmacist engaged in the practice of

3192the profession of pharmacy as defined by

3199Section 465.003(12), Florida Statutes, in any

3205pharmacy shall be displayed, together with

3211the current renewal certificate, when

3216applicable, in a conspicuous place in or near

3224the prescription department, and in such

3230manner that said license can be easily read

3238by patrons of said establishment.

3243Pharmacists employed in secondary practice

3248sites shall present a valid wallet license as

3256evidence of licensure upon request.

3261(2) No pharmacist shall display, cause to

3268be displayed or allow to be displayed, his

3276license in any pharmacy where said pharmacist

3283is not engaged in the practice of the

3291profession as defined in Section 465.003(12,

3297F.S.

3298Given that Respondent was not employed at Westchester Pharmacy on

3308the date of inspection, Petitioner has failed to demonstrate a

3318violation of Rule 64B16-27.100, as alleged in Count IV of the

3329Administrative Complaint.

333121. Pertinent to Count V, Rule 64B16-27.820, Florida

3339Administrative Code, provides:

3342(1) Upon receipt of a new or refill

3350prescription, the pharmacist shall ensure

3355that a verbal and printed offer to counsel is

3364made to the patient or the patient's agent

3372when present. If the delivery of the drugs

3380to the patient or the patient's agent is not

3389made at the pharmacy the offer shall be in

3398writing and shall provide for toll-free

3404telephone access to the pharmacist. If the

3411patient does not refuse such counseling, the

3418pharmacist, or the pharmacy intern, acting

3424under the direct and immediate personal

3430supervision of a licensed pharmacist, shall

3436review the patient's record and personally

3442discuss matters which will enhance or

3448optimize drug therapy with each patient or

3455agent of such patient. Such discussion shall

3462be in person, whenever practicable, or by

3469toll-free telephonic communication and shall

3474include appropriate elements of patient

3479counseling. . . .

3483Given that Respondent did not dispense the prescription drug, was

3493not present at the time, and was no longer associated with

3504Westchester Pharmacy, Petitioner has failed to demonstrate a

3512violation of Rule 64B16-27.820 as alleged in Count V of the

3523Administrative Complaint.

352522. Pertinent to Count VI, Rule 64B16-28.140(3)(b), Florida

3533Administrative Code, provides:

3536(3) Records of dispensing.

3540(a) Each time a prescription drug order is

3548filled or refilled, a record of such

3555dispensing shall be entered into the data

3562processing system.

3564(b) The data processing system shall have

3571the capacity to produce a daily hard-copy

3578printout of all original prescriptions

3583dispensed and refilled. This hard copy

3589printout shall contain the following

3594information:

35951. Unique identification number of the

3601prescription;

36022. Date of dispensing;

36063. Patient name;

36094. Prescribing practitioner's name;

36135. Name and strength of the drug product

3621actually dispensed, if generic, name, the

3627brand name or manufacturer of drug dispensed;

36346. Quantity dispensed;

36377. Initials or an identification code of

3644the dispensing pharmacist. . . .

3650Given that Respondent did not dispense the prescription drug, was

3660not present at the time, and was no longer associated with

3671Westchester Pharmacy. Petitioner has failed to demonstrate a

3679violation of Rule 64B16-28.140(3)(b) as alleged in Count VI of

3689the Administrative Complaint.

369223. Pertinent to Count VII, Rule 64B16-28.404, Florida

3700Administrative Code, provides:

3703Any person who receives a community

3709pharmacy permit pursuant to Section 465.018,

3715Florida Statutes, and commences to operate

3721such an establishment shall, for the benefit

3728of the public health and welfare, keep the

3736prescription department of the establishment

3741open for a minimum of forty (40) hours per

3750week and a minimum of five (5) days per

3759week. . . . A sign in block letters not less

3770than one inch in height shall be displayed

3778either at the main entrance of the

3785establishment or at or near the place where

3793prescriptions are dispensed in a prominent

3799place that is in clear and unobstructed view.

3807Such sign shall state the hours the

3814prescription department is open each day.

382024. The clear wording of rule 64B16-28.404 places the

3829responsibility for displaying an appropriate sign on the "person

3838who receives a community pharmacy permit," here Mr. Batista, not

3848the pharmacist. Moreover, Respondent was no longer associated

3856with Westchester Pharmacy when the deficiency was perceived.

3864Consequently, Petitioner has failed to demonstrate a violation of

3873Rule 64B16-28.404, Florida Administrative Code, as alleged in

3881Count VII of the Administrative Complaint.

3887RECOMMENDATION

3888Based on the foregoing Findings of Fact and Conclusions of

3898Law, it is

3901RECOMMENDED that a Final Order be entered dismissing the

3910Administrative Complaint.

3912DONE AND ENTERED this 25th day of August, 1998, in

3922Tallahassee, Leon County, Florida.

3926___________________________________

3927WILLIAM J. KENDRICK

3930Administrative Law Judge

3933Division of Administrative Hearings

3937The DeSoto Building

39401230 Apalachee Parkway

3943Tallahassee, Florida 32399-3060

3946(850) 488-9675 SUNCOM 278-9675

3950Fax Filing (850) 921-6847

3954Filed with the Clerk of the

3960Division of Administrative Hearings

3964this 25th day of August, 1998.

3970ENDNOTES

39711/ In its Proposed Recommended Order, Petitioner dismissed

3979Count II of the Administrative Complaint. Count III of the

3989Administrative Complaint was amended at hearing, without

3996objection, to replace the statutory reference to Section

4004465.015(2)(c), Florida Statutes, with a reference to Section

4012465.015(1)(b), Florida Statutes.

40152/ Petitioner withdrew its Exhibit 3. Petitioner's Exhibit 5 was

4025the return of service, reflecting service of a subpoena on Noriel

4036Batista.

40373/ The provisions of Subsection 465.016(1)(c), Florida Statutes,

4045would support a similar charge and, given the proof in this case,

4057the conclusion reached would be the same.

40644/ Moreover, even if a person in "charge of . . . a pharmacy,"

4078Respondent could not be found guilty of allowing an unlicensed

4088person (Mr. Batista) to dispense a prescription drug where, as

4098here, there is no showing of personal wrongdoing on her part.

4109Cf. Pic N' Save v. Department of Business Regulation , 601 So. 2d

4121245, 250 (Fla. 1st DCA 1992) ("Although the statutory language in

4133section 561.29(1) has since 1957 spoken in terms of the Division's

4144power to revoke or suspend a beverage license for violations of

4155the beverage law committed by a licensee, or 'its agents,

4165officers, servants, or employees,' the courts of this state have

4176consistently construed and applied this disciplinary authority

4183only on the basis of personal misconduct by the licensee. Thus,

4194while an employee may violate the beverage law in making illegal

4205sales of alcoholic beverages to minors, the licensee's culpable

4214responsibility therefor is measured in terms of its own

4223intentional wrongdoing or its negligence and lack of diligence in

4233training and supervising its employees regarding illegal sales.");

4242McDonald v. Department of Professional Regulation, Board of Pilot

4251Commissioners , 582 So. 2d 660, 669 (Fla. 1st DCA 1991) ("There is

4264no language to clearly evidence a legislative intent to impose on

4275a state licensed pilot vicarious responsibility for the neglect or

4285misconduct or others, i.e., to hold the pilot strictly responsible

4295for the conduct of all other personnel involved in operating and

4306maneuvering the vessel at the time the [co] llision occurred. The

4317statute does not purport to impose any nondelegable duties on a

4328state licensed harbor pilot that would give rise to personal

4338responsibility for the negligent acts of others. . . . [W]ithout

4349a clear, unambiguous provision in the statute indicating

4357legislative intent to hold the licensee responsible for the

4366negligent or wrongful acts committed by another, the

4374administrative agency is not authorized to so extend the effect of

4385the statute."); Federgo Discount Center v. Department of

4394Professional Regulation, Board of Pharmacy , 452 So. 2d 1063, 1066

4404(Fla. 3d DCA 1984) ("We conclude that if the Legislature desired

4416to make community pharmacy permittees strictly liable for the acts

4426of pharmacists who are separately licensed by the state, then it

4437could have done so in no uncertain terms. In the absence of a

4450clear expression from the Legislature making these permittees

4458subject to discipline for the misdeeds of their chosen licensed

4468pharmacist, we are obliged to reverse the Board's order of

4478revocation.")

4480Here, there is no evidence of intentional wrongdoing by Respondent

4490and, given the isolated nature of the offense by the permittee,

4501there is no basis on which to conclude that Respondent fostered,

4512condoned, or negligently overlooked such unlawful conduct. See

4520Lash, Inc. v. Department of Business Regulation , 411 So. 2d 276

4531(Fla. 3d DCA 1982), and Pauline v. Lee , 147 So. 2d 359 (Fla. 2d

4545DCA 1962). Consequently, even if Respondent was still employed on

4555December 14, 1996, the proof was insufficient to demonstrate, with

4565the requisite degree of certainty, that she violated the

4574provisions of Subsection 465.01(1)(b), Florida Statutes, and

4581therefore, Subsection 465.016(1)(e), Florida Statutes.

45865/ The Administrative Complaint cites the rule provisions as

4595being codified at Chapter 59X-27 and 59X-28, Florida

4603Administrative Code; however, those provisions have been

4610transferred to Chapters 64B16-27 and 64B16-28, Florida

4617Administrative Code, respectively.

4620COPIES FURNISHED:

4622John O. Williams, Esquire

4626Maureen L. Holz, Esquire

4630Williams & Holz, P.A.

4634The Cambridge Centre

4637355 North Monroe Street

4641Tallahassee, Florida 32301

4644William M. Furlow, Esquire

4648Katz, Kutter, Haigler, Alderman,

4652Byrant & Yon, P.A.

4656Post Office Box 1877

4660Tallahassee, Florida 32302-1877

4663Nury D. Soler

46664251 Southwest 107th Court

4670Miami, Florida 33165

4673John Taylor, Executive Director

4677Board of Pharmacy

4680Department of Health

46831940 North Monroe Street

4687Tallahassee, Florida 32399-0792

4690Angela T. Hall, Agency Clerk

4695Department of Health

46981317 Winewood Boulevard, Building 6

4703Tallahassee, Florida 32399-0700

4706NOTICE OF RIGHT TO SUBMIT EXCEPTIONS

4712All parties have the right to submit written exceptions within 15

4723days from the date of this Recommended Order. Any exceptions to

4734this Recommended Order should be filed with the agency that will

4745issue the Final Order in this case.

Select the PDF icon to view the document.
PDF
Date
Proceedings
Date: 02/17/1999
Proceedings: Final Order rec`d
PDF:
Date: 11/02/1998
Proceedings: Agency Final Order
PDF:
Date: 11/02/1998
Proceedings: Recommended Order
PDF:
Date: 08/25/1998
Proceedings: Recommended Order sent out. CASE CLOSED. Hearing held 06/29/98.
Date: 08/25/1998
Proceedings: Order (Petitioner`s Motion to Late File is Denied) sent out.
Date: 08/25/1998
Proceedings: (Respondent) Response to Petitioner`s Motion to Late File (filed via facsimile).
Date: 08/20/1998
Proceedings: Petitioner`s Notice of Filing (filed via facsimile).
Date: 08/17/1998
Proceedings: Petitioner`s Motion to Late File (filed via facsimile).
Date: 08/03/1998
Proceedings: Petitioner`s Proposed Recommended Order (filed via facsimile).
Date: 08/03/1998
Proceedings: (W. Furlow) Proposed Recommended Order filed.
Date: 07/24/1998
Proceedings: Transcript filed.
Date: 07/02/1998
Proceedings: (Noriel Batista) Motion to Quash and for Protective Order; Cover Letter filed.
Date: 06/30/1998
Proceedings: (M. Holz) Exhibit filed.
Date: 06/29/1998
Proceedings: CASE STATUS: Hearing Held.
Date: 06/19/1998
Proceedings: Notice of Filing Respondent`s Exhibits filed.
Date: 06/19/1998
Proceedings: Petitioner`s Notice of Filing Exhibits; Exhibits; Petitioner`s Notice of Possible Schedule Conflict filed.
Date: 04/28/1998
Proceedings: Notice of Hearing by Video sent out. (Video Final Hearing set for 6/29/98; 1:00pm; Miami & Tallahassee)
Date: 04/28/1998
Proceedings: Notice of Substitution of Counsel (filed via facsimile).
Date: 04/27/1998
Proceedings: Order sent out. (4/28/98 hearing cancelled)
Date: 04/24/1998
Proceedings: Motion for Continuance with cover letter filed.
Date: 04/10/1998
Proceedings: Notice of Substitution of Counsel (filed via facsimile).
Date: 03/25/1998
Proceedings: (AHCA) Notice of Substitution of Counsel filed.
Date: 03/25/1998
Proceedings: (Petitioner) Notice of Substitution of Counsel (filed via facsimile).
Date: 01/27/1998
Proceedings: (From W. Furlow) Notice of Substitution of Counsel filed.
Date: 01/23/1998
Proceedings: Notice of Hearing sent out. (hearing set for 4/28/98; 10:00am; Miami)
Date: 01/05/1998
Proceedings: (Petitioner) Unilateral Response to Initial Order filed.
Date: 12/24/1997
Proceedings: Initial Order issued.
Date: 12/22/1997
Proceedings: Agency Referral letter; Administrative Complaint; Election of Rights filed.

Case Information

Judge:
WILLIAM J. KENDRICK
Date Filed:
12/22/1997
Date Assignment:
12/24/1997
Last Docket Entry:
02/17/1999
Location:
Miami, Florida
District:
Southern
Agency:
ADOPTED IN TOTO
 

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Related Florida Statute(s) (9):

Related Florida Rule(s) (5):