• Nadirah R. Vincent, Esquire


    Address of Record

ALL 3
  • 14-003308    Office Of Financial Regulation vs. Regent Investment Advisors, Inc., And Timothy C. Mingo
    Status: Closed
    Settled and/or Dismissed prior to entry of RO/FO on Friday, October 31, 2014.
  • 14-001460    Office Of Financial Regulation vs. Stark Financial Advisers, Inc., And Gary L. Stark
    Status: Closed
    Settled and/or Dismissed prior to entry of RO/FO on Tuesday, June 3, 2014.
  • 13-003833    Office Of Financial Regulation vs. Wall Street Money Management, Inc./Peter Bruno
    Status: Closed
    Settled and/or Dismissed prior to entry of RO/FO on Friday, December 6, 2013.