61E1-6.001. Disciplinary Guidelines


Effective on Monday, September 19, 2016
  • 1(1) Whenever the Department finds a licensee guilty of violating a provision of Chapter 469 or 455, F.S., the following Disciplinary Guidelines shall be followed. 26Penalties imposed by the Department pursuant to Chapter 61E1-6, F.A.C., may be imposed in combination or individually but may not exceed the limitations enumerated below. 51The identification of violations is descriptive only; the full language of each statutory provision cited must be consulted in order to determine the conduct included76:

    77Statutory Violation

    79Description of Violation (This

    83description is a general summary).

    88Penalty Range for First Violation.

    93Penalty Range for Any Subsequent

    98Violations.

    99(a) Violation of:

    102Section 103469.009(1)(a), F.S.

    105Willfully or deliberately

    108disregarding or violating health

    112and safety standards, Florida

    116Statutes or rules promulgated

    120thereunder, or any ordinance.

    124Fine of $1,000 up to $2,500,

    132Censure, Investigative/

    134Prosecution Costs,

    136Reprimand, Probation,

    138Suspension, Revocation,

    140Deny Issuance/Renewal License.

    143Fine of $2,500 up to $5,000 and

    152Probation, Suspension, Revocation;

    155Investigative/Prosecution Costs,

    157Deny Issuance/Renewal License.

    160(b) Violation of:

    163Section 164469.009(1)(b), F.S.

    166Violating any provision of

    170Chapter 455, F.S.

    173Fine of $500 up to $2,500,

    180Censure, Investigative/

    182Prosecution Costs, Reprimand,

    185Continuing Education, Probation,

    188Suspension, Revocation, Deny

    191Issuance/Renewal License.

    193Fine of $2,500 up to $5,000,

    201Investigative/Prosecution Costs,

    203Continuing Education, Probation,

    206Suspension, Revocation, Deny

    209Issuance/Renewal License.

    211(c) Violation of:

    214Section 215469.009(1)(c), F.S.

    217Failing in any material respect

    222to comply with the provisions

    227of this chapter or any rule

    233promulgated hereunder.

    235Fine of $500 up to $1,000,

    242Censure, Investigative/

    244Prosecution Costs, Reprimand,

    247Continuing Education, Probation,

    250Suspension, Revocation, Deny

    253Issuance/Renewal License.

    255Fine of $1,000 up to $5,000,

    263Investigative/Prosecution Costs,

    265Continuing Education, Probation,

    268Suspension, Revocation, Deny

    271Issuance/Renewal License.

    273(d) Violation of:

    276Section 277469.009(1)(d), F.S.

    279Acting in the capacity of an

    285asbestos contractor or asbestos

    289consultant under any license

    293issued under this chapter except

    298in the name of the licensee as

    305set forth on the issued license.

    311Fine of $500 up to $1,000,

    318Investigative/Prosecution Costs,

    320Probation, Suspension, Deny

    323Issuance License/Renewal

    325License.

    326Fine of $1,000 up to $5,000,

    334Investigative/Prosecution Costs,

    336Probation, Suspension, Revocation,

    339Deny Issuance/Renewal License.

    342(e) Violation of:

    345Section 346469.009(1)(e), F.S.

    348Proceeding on any job without

    353obtaining all applicable

    356approvals authorizations,

    358permits, and inspections.

    361Fine of $500 up to $1,000,

    368Censure, Investigative/

    370Prosecution Costs, Reprimand,

    373Continuing Education, Probation,

    376Suspension.

    377Fine of $1,000 up to $5,000,

    385Investigative/Prosecution Costs,

    387Continuing Education, Probation,

    390Suspension, Revocation.

    392(f) Violation of:

    395Section 396469.009(1)(f), 397or

    398455.227(1)(h), F.S.

    400Obtaining a license by fraud

    405or misrepresentation.

    407Fine of $500 to $2,500,

    413Investigative/Prosecution Costs,

    415Reprimand, Probation,

    417Suspension, Revocation, Deny

    420Issuance/Renewal License.

    422Fine of $2,500 up to $5,000,

    430Investigative/Prosecution Costs,

    432Probation, Suspension, Revocation,

    435Deny Issuance/Renewal License.

    438(g) Violation of:

    441Section 442469.009(1)(g), 443or

    444455.227(1)(c), F.S.

    446Being convicted, found guilty,

    450pleading nolo contendere to a

    455crime, in any jurisdiction, that

    460directly relates to the practice or

    466ability to practice.

    469Fine of $500 up to $1,000,

    476Investigative/Prosecution Costs,

    478Censure, Reprimand, Suspension,

    481Revocation.

    482Fine of $1,000 up to $5,000,

    490Investigative/Prosecution Costs,

    492Suspension, Revocation.

    494(h) Violation of:

    497Section 498469.009(1)(h), F.S.

    500Knowingly violating any

    503building code, lifesafety code,

    507or county or municipal

    511ordinance relating to the

    515practice of asbestos consulting

    519or contracting.

    521Fine of $500 up to $1,000,

    528Investigative/Prosecution Costs,

    530Censure, Reprimand, Continuing

    533Education, Probation, Suspension,

    536Revocation.

    537Fine of $2,500 up to $5,000,

    545Investigative/Prosecution Costs,

    547Continuing Education, Suspension,

    550Revocation.

    551(i) Violation of:

    554Section

    555469.009(1)(i), F.S.

    557Performing an act assisting a

    562person or entity in the

    567unlicensed practice of asbestos

    571consulting or contracting, if the

    576licensee knows or has reason to

    582know the person or entity was

    588unlicensed.

    589Fine of $500 up to $1,000,

    596Investigative/Prosecution Costs,

    598Censure, Reprimand, Continuing

    601Education, Probation, Suspension,

    604Revocation.

    605Fine of $1,000 up to $5,000 and

    614Probation, Suspension, Revocation;

    617Investigative/Prosecution Costs,

    619Continuing Education, Deny

    622Issuance/Renewal License.

    624(j) Violation of:

    627Section

    628469.009(1)(j), F.S.

    630Committing mismanagement or

    633misconduct in the practice of

    638contracting causing financial

    641harm to a customer.

    645Fine of $1,000 up to $2,500,

    653Investigative/Prosecution Costs,

    655Censure, Reprimand, Restitution,

    658Suspension, Probation, Continuing

    661Education, Deny Issuance/

    664Renewal License.

    666Fine of $2,500 up to $5,000 and

    675Probation, Suspension, Revocation;

    678Investigative/Prosecution Costs,

    680Restitution, Continuing Education,

    683Deny Issuance/Renewal License.

    686(k) Violation of:

    689Section 690469.009(1)(k), 691or

    692455.227(1)(f), F.S.

    694Being disciplined by any

    698municipality or county for an act

    704or violation of this chapter.

    709Fine of $500 up to $1,000,

    716Censure, Reprimand, Probation,

    719Suspension, Revocation.

    721Fine of $1,000 up to $5,000,

    729Reprimand, Probation, Suspension,

    732Revocation.

    733(l) Violation of:

    736Section

    737469.009(1)(l), F.S.

    739Failing in any material respect

    744to comply with the provisions

    749of Chapter 469, F.S., or

    754violating a rule or lawful order

    760of the department.

    763Fine of $500 up to $1,000,

    770Censure, Investigative/Prosecution

    772Costs, Reprimand, Probation,

    775Suspension, Revocation, Deny

    778Issuance/Renewal License.

    780Fine of $1,000 up to $5,000,

    788Investigative Costs, Probation,

    791Suspension, Revocation, Deny

    794Issuance/Renewal License.

    796(m) Violation of:

    799Section 800469.009(1)(m), F.S.

    802Abandoning an asbestos

    805abatement project in which the

    810asbestos contractor is engaged

    814or under contract as a contractor.

    820Fine of $1,000 up to $2,500,

    828Investigative/Prosecution Costs,

    830Censure, Reprimand, Restitution,

    833Suspension, Probation,

    835Continuing Education, Deny

    838Issuance/Renewal License,

    840Revocation.

    841Fine of $2,500 up to $5,000 and

    850Probation, Suspension, Revocation;

    853Investigative/Prosecution Costs,

    855Restitution, Continuing Education,

    858Deny Issuance/Renewal License.

    861(n) Violation of:

    864Section 865469.009(1)(n), F.S.

    867Signing a statement falsely

    871indicating that: 1) work is

    876bonded; or 2) payment has been

    882made for all subcontracted work,

    887labor, and materials, resulting in

    892financial loss to owner, purchaser,

    897or contractor; or 3) workers’

    902compensation and public liability

    906insurance are provided.

    909Fine of $1,000 up to $2,500,

    917Investigative/Prosecution Costs,

    919Censure, Reprimand, Suspension,

    922Probation, Continuing Education,

    925Deny Issuance/Renewal License,

    928Revocation.

    929Fine of $2,500 up to $5,000 and

    938Probation, Suspension, Revocation;

    941Investigative/Prosecution Costs,

    943Continuing Education, Deny

    946Issuance/Renewal License.

    948(o) Violation of:

    951Section 952469.009(1)(o), 953or

    954455.227(1)(m), F.S.

    956Committing fraud or deceit in

    961the practice of asbestos

    965consulting or contracting.

    968Fine of $1,000 up to $2,500,

    976Investigative/Prosecution Costs,

    978Censure, Reprimand, Restitution,

    981Suspension, Probation,

    983Continuing Education, Deny

    986Issuance/Renewal License,

    988Revocation.

    989Fine of $2,500 up to $5,000 and

    998Probation, Suspension, Revocation;

    1001Investigative/Prosecution Costs,

    1003Restitution, Continuing Education,

    1006Deny Issuance/Renewal License.

    1009(p) Violation of:

    1012Section 1013469.009(1)(p), F.S.

    1015Committing incompetency or

    1018misconduct in the practice of

    1023asbestos consulting or

    1026contracting.

    1027Fine of $500 up to $1,000,

    1034Investigative/Prosecution Costs,

    1036Censure, Reprimand, Suspension,

    1039Probation, Continuing Education,

    1042Deny Issuance/Renewal License,

    1045Revocation.

    1046Fine of $1,000 up to $5,000,

    1054Investigative/Prosecution Costs,

    1056Suspension, Probation, Continuing

    1059Education, Deny Issuance/Renewal

    1062License, or Revocation.

    1065(q) Violation of:

    1068Section 1069469.009(1)(q), F.S.

    1071Committing gross negligence,

    1074repeated negligence, or

    1077negligence resulting in a

    1081significant danger to life or

    1086property in the practice of

    1091asbestos consulting or

    1094contracting.

    1095Fine of $1,000 up to $2,500,

    1103Investigative/Prosecution Costs,

    1105Censure, Reprimand, Restitution,

    1108Suspension, Probation,

    1110Continuing Education, Deny

    1113Issuance/Renewal License,

    1115Revocation.

    1116Fine of $2,500 up to $5,000 and

    1125Probation, Suspension, and/or

    1128Revocation; Investigative/

    1130Prosecution Costs, Restitution,

    1133Continuing Education, Deny

    1136Issuance/Renewal License.

    1138(r) Violation of:

    1141Section 1142469.009(1)(r), F.S.

    1144Intimidating, threatening,

    1146coercing, or otherwise

    1149discouraging the service of a

    1154notice to owner under Part I of

    1161Chapter 713, F.S., or a notice to

    1168contractor under Chapter 255 or

    1173Part I of Chapter 713, F.S.

    1179Fine of $1,000 up to $2,500,

    1187Investigative/Prosecution Costs,

    1189Censure, Reprimand, Suspension,

    1192Probation, Continuing Education,

    1195Deny Issuance/Renewal License,

    1198Revocation.

    1199Fine of $2,500 up to $5,000 and

    1208Probation, Suspension,

    1210Revocation; Investigative/

    1212Prosecution Costs, Censure,

    1215Reprimand, Continuing Education,

    1218Deny Issuance/Renewal License.

    1221(s) Violation of:

    1224Section 1225469.009(1)(s), F.S.

    1227Failing to satisfy, within a

    1232reasonable time, the terms of a

    1238civil judgment obtained against

    1242the licensee, or the business

    1247organization qualified by the

    1251licensee, relating to the practice

    1256of the licensee’s profession.

    1260Fine of $500 up to $1,000,

    1267Investigative/Prosecution Costs,

    1269Censure, Reprimand,

    1271Suspension, Probation, Continuing

    1274Education, Deny Issuance/

    1277Renewal License, Revocation.

    1280Fine of $1,000 up to $5,000,

    1288Investigative/Prosecution Costs,

    1290Suspension, Probation, Continuing

    1293Education, Deny Issuance/Renewal

    1296License, Revocation.

    1298(2) Minor Violations.

    1301(a) Subject to the limitations imposed by this rule, the following violations are designated as minor for the purposes of Section 1322455.225(3), F.S.

    13241. Violation of Section 1328469.006(5)(a), F.S.

    13302. Violation of Section 1334469.006(5)(b), F.S.

    1336(b) The designation of violations as minor for the purposes of Section 455.255(3), F.S., is limited to initial violations.

    1355Rulemaking 1356Authority 1357455.225(3), 1358455.2273, 1359469.011 FS. 1361Law Implemented 1363455.225(3), 1364455.2273, 1365469.009 FS. 1367History‒New 9-19-16.