69C-2.030. Use of Agents by Custodians of Collateral  


Effective on Tuesday, May 27, 1997
  • 1A custodian may elect to have the Chief Financial Officer complete collateral transactions directly with the custodian’s agent under the following circumstances:

    23(1) Both the agent and the custodian meet the definition of a custodian in section 38280.02(6), F.S.

    40(2) Both the agent and the custodian complete a Public Depository Pledge Agreement Form DI4-1001.

    55(3) The custodian and agent provide proof of the agency relationship.

    66Rulemaking Authority 68280.19, 69280.041(7) FS. 71Law Implemented 73280.02, 74280.04, 75280.05 FS. 77History–New 5-27-97, Formerly 4C-2.030.