Effect of Law Enforcement Records on Applications for Registration as Associated Persons

DEPARTMENT OF FINANCIAL SERVICES
Securities

RULE NO: RULE TITLE
69W-600.0021: Effect of Law Enforcement Records on Applications for Registration as Associated Persons

NOTICE OF CORRECTION

Notice is hereby given that the following correction has been made to the proposed rule in Vol. 35 No. 42, October 23, 2009 issue of the Florida Administrative Weekly.

The notice of proposed rule is being corrected to provide a summary of the statement of estimated regulatory costs.

SUMMARY OF STATEMENT OF ESTIMATED REGULATORY COSTS:

There are no additional fees or costs associated with the implementation of this rule. Currently, an applicant for registration is subject to a criminal background check as part of the application submission process. There will be no additional costs to the Office of Financial Regulation to administer the rule as the Office currently reviews an applicant's criminal history as part of the application review process. No other state or local agencies will be impacted by the proposed rule. There are no anticipated effects on state or local revenues.