DEPARTMENT OF FINANCIAL SERVICES
RULE NO.:RULE TITLE:
69W-700.001Registration of Securities
NOTICE OF CHANGE
Notice is hereby given that the following changes have been made to the proposed rule in accordance with subparagraph 120.54(3)(d)1., F.S., published in Vol. 41 No. 135, July 14, 2015 issue of the Florida Administrative Register.
Following comments made at a public hearing held on October 26, 2015, the following change has been made to the proposed rules:
Rule 69W-700.001, F.A.C.
(1) No change.
(2) Financial Reporting Requirements for Securities Registration.
(a) through (b) No change.
(c) If any of the proceeds of the securities offered for registration are to be used directly or indirectly for the purchase of any business or portion thereof, financial statements of such business or portion thereof are required to be filed as required by paragraph (2)(6)(a) of this rule.
(d) No change.
(2) No change.
