The purpose and effect is to implement section 517.34(5), Florida Statutes, concerning making the records relating to a delay placed by a dealer or investment adviser pursuant to section 517.34, Florida Statutes, available ....
DEPARTMENT OF FINANCIAL SERVICES
RULE NO.:RULE TITLE:
69W-600.0141Notification of Delay of Disbursement/Transaction from Account of Specified Adult
PURPOSE AND EFFECT: The purpose and effect is to implement section 517.34(5), Florida Statutes, concerning making the records relating to a delay placed by a dealer or investment adviser pursuant to section 517.34, Florida Statutes, available to the Office.
SUBJECT AREA TO BE ADDRESSED: Securities Regulation
RULEMAKING AUTHORITY: 517.03(1), 517.34(5), FS.
LAW IMPLEMENTED: 517.34 FS.
IF REQUESTED IN WRITING AND NOT DEEMED UNNECESSARY BY THE AGENCY HEAD, A RULE DEVELOPMENT WORKSHOP WILL BE NOTICED IN THE NEXT AVAILABLE FLORIDA ADMINISTRATIVE REGISTER.
THE PERSON TO BE CONTACTED REGARDING THE PROPOSED RULE DEVELOPMENT AND A COPY OF THE PRELIMINARY DRAFT, IF AVAILABLE, IS: Ryann White, Division of Securities, (850)410-9803, Ryann.White@flofr.com
THE PRELIMINARY TEXT OF THE PROPOSED RULE DEVELOPMENT IS NOT AVAILABLE.
Document Information
- Purpose:
- The purpose and effect is to implement section 517.34(5), Florida Statutes, concerning making the records relating to a delay placed by a dealer or investment adviser pursuant to section 517.34, Florida Statutes, available to the Office.
- Rulemaking Authority:
- 517.03(1), 517.34(5), FS.
- Law:
- 517.34 FS.
- Related Rules: (1)
- 69W-600.0141. Notification of Delay of Disbursement/Transaction from Account of Specified Adult