This is a public hearing to discuss the proposed rulemaking of Rules 69W-600.001, 69W-600.0011, 69W-600.0012, 69W-600.0013, 69W-600.0016, 69W-600.002, .... December 13, 2022, 10:00 a.m. 101 East Gaines Street, Fletcher Building,...

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Related Rules: (8): 69W-600.001. Application for Registration as a Dealer, Issuer/Dealer, or Investment Adviser; 69W-600.0011. Effect of Law Enforcement Records on Applications for Registration as Dealer, Issuer/Dealer, or Investment Adviser; 69W-600.0013. Application for Registration as an Issuer/Dealer; 69W-600.002. Application for Registration as Associated Person; 69W-600.0023. Application for Registration as an Associated Person (Issuer/Dealer); More ...