The proposed amendments update the rules relating to the registration of securities.

 

DEPARTMENT OF FINANCIAL SERVICES

Securities

RULE NOS.:RULE TITLES:

69W-700.001Registration of Securities

69W-700.002Filing of Prospectus

69W-700.005Promoters Equity Investment Ratio

69W-700.006Voting Rights

69W-700.007Options or Warrants Granted Underwriters

69W-700.008Options and Warrants to Officers, Employees and Others

69W-700.010Preferred Stock or Debt Securities

69W-700.015Offering Price of Equity Securities

69W-700.028Small Corporate Offering Registration ("SCOR" Offering)

PURPOSE AND EFFECT: The proposed amendments update the rules relating to the registration of securities.

SUBJECT AREA TO BE ADDRESSED: Registration of Securities.

RULEMAKING AUTHORITY: 517.03 FS.

LAW IMPLEMENTED: 517.03, 517.081(3), (5), (7) FS.

IF REQUESTED IN WRITING AND NOT DEEMED UNNECESSARY BY THE AGENCY HEAD, A RULE DEVELOPMENT WORKSHOP WILL BE NOTICED IN THE NEXT AVAILABLE FLORIDA ADMINISTRATIVE REGISTER.

THE PERSON TO BE CONTACTED REGARDING THE PROPOSED RULE DEVELOPMENT AND A COPY OF THE PRELIMINARY DRAFT, IF AVAILABLE, IS: Jo Morris, Legislative and Cabinet Affairs, [phone], [e-mail]

THE PRELIMINARY TEXT OF THE PROPOSED RULE DEVELOPMENT IS NOT AVAILABLE.