DEPARTMENT OF FINANCIAL SERVICES
RULE NO.:RULE TITLE:
69W-700.026Unsound Financial Condition
PURPOSE AND EFFECT: The proposed amendment updates the rules relating to the registration of securities.
SUBJECT AREA TO BE ADDRESSED: Registration of Securities.
RULEMAKING AUTHORITY: 517.03(1) FS.
LAW IMPLEMENTED: 517.081(3), (7) FS.
IF REQUESTED IN WRITING AND NOT DEEMED UNNECESSARY BY THE AGENCY HEAD, A RULE DEVELOPMENT WORKSHOP WILL BE NOTICED IN THE NEXT AVAILABLE FLORIDA ADMINISTRATIVE REGISTER.
THE PERSON TO BE CONTACTED REGARDING THE PROPOSED RULE DEVELOPMENT AND A COPY OF THE PRELIMINARY DRAFT, IF AVAILABLE, IS: Jo Morris, Legislative and Cabinet Affairs, (850)410-9544, jo.morris@flofr.com
THE PRELIMINARY TEXT OF THE PROPOSED RULE DEVELOPMENT IS NOT AVAILABLE.
Document Information
- Subject:
- Registration of Securities
- Purpose:
- The proposed amendment updates the rules relating to the registration of securities.
- Rulemaking Authority:
- 517.03(1) FS.
- Law:
- 517.081(3), (7) FS.
- Contact:
- Jo Morris, Legislative and Cabinet Affairs, (850)410-9544, jo.morris@flofr.com
- Related Rules: (1)
- 69W-700.026. Unsound Financial Condition