The proposed amendment updates the rules relating to the registration of securities.  

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    DEPARTMENT OF FINANCIAL SERVICES

    Securities

    RULE NO.:RULE TITLE:

    69W-700.026Unsound Financial Condition

    PURPOSE AND EFFECT: The proposed amendment updates the rules relating to the registration of securities.

    SUBJECT AREA TO BE ADDRESSED: Registration of Securities.

    RULEMAKING AUTHORITY: 517.03(1) FS.

    LAW IMPLEMENTED: 517.081(3), (7) FS.

    IF REQUESTED IN WRITING AND NOT DEEMED UNNECESSARY BY THE AGENCY HEAD, A RULE DEVELOPMENT WORKSHOP WILL BE NOTICED IN THE NEXT AVAILABLE FLORIDA ADMINISTRATIVE REGISTER.

    THE PERSON TO BE CONTACTED REGARDING THE PROPOSED RULE DEVELOPMENT AND A COPY OF THE PRELIMINARY DRAFT, IF AVAILABLE, IS: Jo Morris, Legislative and Cabinet Affairs, (850)410-9544, jo.morris@flofr.com

    THE PRELIMINARY TEXT OF THE PROPOSED RULE DEVELOPMENT IS NOT AVAILABLE.

Document Information

Subject:
Registration of Securities
Purpose:
The proposed amendment updates the rules relating to the registration of securities.
Rulemaking Authority:
517.03(1) FS.
Law:
517.081(3), (7) FS.
Contact:
Jo Morris, Legislative and Cabinet Affairs, (850)410-9544, jo.morris@flofr.com
Related Rules: (1)
69W-700.026. Unsound Financial Condition