The proposed rule amendment corrects a cross-reference in paragraph (1)(a) from paragraph 69W-300.002(5)(c) to 69W-300.002(5)(a), F.A.C.

DEPARTMENT OF FINANCIAL SERVICES
Securities

RULE NO.: RULE TITLE:
69W-400.002: Registration of Issuer Under Section 517.051(9), F.S., as Dealer
PURPOSE AND EFFECT: The proposed rule amendment corrects a cross-reference in paragraph (1)(a) from paragraph 69W-300.002(5)(c) to 69W-300.002(5)(a), F.A.C.
SUBJECT AREA TO BE ADDRESSED: Regulation of Securities – Exempt Securities.
RULEMAKING AUTHORITY: 517.03 FS.
LAW IMPLEMENTED: 517.051(9), 517.12(2) FS.
IF REQUESTED IN WRITING AND NOT DEEMED UNNECESSARY BY THE AGENCY HEAD, A RULE DEVELOPMENT WORKSHOP WILL BE NOTICED IN THE NEXT AVAILABLE FLORIDA ADMINISTRATIVE WEEKLY.
THE PERSON TO BE CONTACTED REGARDING THE PROPOSED RULE DEVELOPMENT AND A COPY OF THE PRELIMINARY DRAFT, IF AVAILABLE, IS: John Kim, Assistant General Counsel, [phone], [e-mail]

THE PRELIMINARY TEXT OF THE PROPOSED RULE DEVELOPMENT IS NOT AVAILABLE.