The Office proposes to repeal this rule and move its provisions to new registration rules to be created in Chapter 69W-600, F.A.C. The purpose and effect of the changes are to create separate rules by registration type under Chapter 517, Florida ...

 

DEPARTMENT OF FINANCIAL SERVICES

Securities

RULE NO.:RULE TITLE:

69W-301.002Processing of Applications and Notice-Filings

PURPOSE AND EFFECT: The Office proposes to repeal this rule and move its provisions to new registration rules to be created in Chapter 69W-600, F.A.C. The purpose and effect of the changes are to create separate rules by registration type under Chapter 517, Florida Statutes, in order to improve organization.

SUBJECT AREA TO BE ADDRESSED: Securities Regulation.

RULEMAKING AUTHORITY: 517.03(1), 517.12, 517.1201, 517.081(2), 517.082(4) FS.

LAW IMPLEMENTED: 120.60(1), 517.051 , 517.075, 517.081, 517.082, 517.12, 517.1202, 517.161(5) FS.

IF REQUESTED IN WRITING AND NOT DEEMED UNNECESSARY BY THE AGENCY HEAD, A RULE DEVELOPMENT WORKSHOP WILL BE NOTICED IN THE NEXT AVAILABLE FLORIDA ADMINISTRATIVE REGISTER.

THE PERSON TO BE CONTACTED REGARDING THE PROPOSED RULE DEVELOPMENT AND A COPY OF THE PRELIMINARY DRAFT, IF AVAILABLE, IS: John Kim, Division of Securities, [e-mail], [phone]

THE PRELIMINARY TEXT OF THE PROPOSED RULE DEVELOPMENT IS NOT AVAILABLE.