The Office proposes to repeal this rule and move its provisions to new registration rules to be created in Chapter 69W-600, F.A.C. The purpose and effect of the changes are to create separate rules by registration type under Chapter 517, Florida ...  

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    DEPARTMENT OF FINANCIAL SERVICES

    Securities

    RULE NO.:RULE TITLE:

    69W-301.002Processing of Applications and Notice-Filings

    PURPOSE AND EFFECT: The Office proposes to repeal this rule and move its provisions to new registration rules to be created in Chapter 69W-600, F.A.C. The purpose and effect of the changes are to create separate rules by registration type under Chapter 517, Florida Statutes, in order to improve organization.

    SUBJECT AREA TO BE ADDRESSED: Securities Regulation.

    RULEMAKING AUTHORITY: 517.03(1), 517.12, 517.1201, 517.081(2), 517.082(4) FS.

    LAW IMPLEMENTED: 120.60(1), 517.051 , 517.075, 517.081, 517.082, 517.12, 517.1202, 517.161(5) FS.

    IF REQUESTED IN WRITING AND NOT DEEMED UNNECESSARY BY THE AGENCY HEAD, A RULE DEVELOPMENT WORKSHOP WILL BE NOTICED IN THE NEXT AVAILABLE FLORIDA ADMINISTRATIVE REGISTER.

    THE PERSON TO BE CONTACTED REGARDING THE PROPOSED RULE DEVELOPMENT AND A COPY OF THE PRELIMINARY DRAFT, IF AVAILABLE, IS: John Kim, Division of Securities, john.kim@flofr.com, (850)410-9781

    THE PRELIMINARY TEXT OF THE PROPOSED RULE DEVELOPMENT IS NOT AVAILABLE.

Document Information

Subject:
Securities Regulation
Purpose:
The Office proposes to repeal this rule and move its provisions to new registration rules to be created in Chapter 69W-600, F.A.C. The purpose and effect of the changes are to create separate rules by registration type under Chapter 517, Florida Statutes, in order to improve organization.
Rulemaking Authority:
517.03(1), 517.12, 517.1201, 517.081(2), 517.082(4) FS.
Law:
120.60(1), 517.051 ,517.075, 517.081, 517.082, 517.12, 517.1202, 517.161(5) FS.
Contact:
John Kim, Division of Securities, john.kim@flofr.com, 850-410-9781
Related Rules: (1)
69W-301.002. Processing of Applications