The Office proposes to amend this rule to re-add financial reporting provisions for securities registration that were contained in paragraph (6) of Rule 69W-300.002 (repealed 5/6/15) but were inadvertently not moved to another rule when the rule was ...
DEPARTMENT OF FINANCIAL SERVICES
RULE NO.:RULE TITLE:
69W-700.001Registration of Securities
PURPOSE AND EFFECT: The Office proposes to amend this rule to re-add financial reporting provisions for securities registration that were contained in paragraph (6) of Rule 69W-300.002 (repealed 5/6/15) but were inadvertently not moved to another rule when the rule was repealed. This amendment will correct the error.
SUBJECT AREA TO BE ADDRESSED: Securities Regulation.
RULEMAKING AUTHORITY: 517.03(1) FS.
LAW IMPLEMENTED: 517.081 FS.
IF REQUESTED IN WRITING AND NOT DEEMED UNNECESSARY BY THE AGENCY HEAD, A RULE DEVELOPMENT WORKSHOP WILL BE NOTICED IN THE NEXT AVAILABLE FLORIDA ADMINISTRATIVE REGISTER.
THE PERSON TO BE CONTACTED REGARDING THE PROPOSED RULE DEVELOPMENT AND A COPY OF THE PRELIMINARY DRAFT, IF AVAILABLE, IS: John Kim, Division of Securities, john.kim@flofr.com, (850)410-9781
THE PRELIMINARY TEXT OF THE PROPOSED RULE DEVELOPMENT IS NOT AVAILABLE.
Document Information
- Subject:
- Securities Regulation
- Purpose:
- The Office proposes to amend this rule to re-add financial reporting provisions for securities registration that were contained in paragraph (6) of Rule 69W-300.002 (repealed 5/6/15) but were inadvertently not moved to another rule when the rule was repealed. This amendment will correct the error.
- Rulemaking Authority:
- 517.03(1) FS
- Law:
- 517.081 FS
- Contact:
- John Kim, Division of Securities, john.kim@flofr.com, (850) 410-9781
- Related Rules: (1)
- 69W-700.001. Registration of Securities