The Office proposes to repeal this rule as part of a rule re-organization effort for registration types under Chapter 517, Florida Statutes, in order to improve organization and clarity. The provisions of this rule are proposed to be moved to new ...
DEPARTMENT OF FINANCIAL SERVICES
RULE NO.:RULE TITLE:
69W-400.002Registration of Issuer Under Section 517.051(9), F.S., as Issuer/Dealer
PURPOSE AND EFFECT: The Office proposes to repeal this rule as part of a rule re-organization effort for registration types under Chapter 517, Florida Statutes, in order to improve organization and clarity. The provisions of this rule are proposed to be moved to new proposed rule 69W-600.0013 for issuer/dealer registration.
SUBJECT AREA TO BE ADDRESSED: Securities Regulation.
RULEMAKING AUTHORITY: 517.03 FS.
LAW IMPLEMENTED: 517.051(9), 517.12 FS.
IF REQUESTED IN WRITING AND NOT DEEMED UNNECESSARY BY THE AGENCY HEAD, A RULE DEVELOPMENT WORKSHOP WILL BE NOTICED IN THE NEXT AVAILABLE FLORIDA ADMINISTRATIVE REGISTER.
THE PERSON TO BE CONTACTED REGARDING THE PROPOSED RULE DEVELOPMENT AND A COPY OF THE PRELIMINARY DRAFT, IF AVAILABLE, IS: John Kim, Division of Securities, john.kim@flofr.com, (850)410-9781
THE PRELIMINARY TEXT OF THE PROPOSED RULE DEVELOPMENT IS NOT AVAILABLE.
Document Information
- Subject:
- Securities Regulation
- Purpose:
- The Office proposes to repeal this rule as part of a rule re-organization effort for registration types under Chapter 517, Florida Statutes, in order to improve organization and clarity. The provisions of this rule are proposed to be moved to new proposed rule 69W-600.0013 for issuer/dealer registration.
- Rulemaking Authority:
- 517.03 FS
- Law:
- 517.051(9), 517.12 FS
- Contact:
- John Kim, Division of Securities, john.kim@flofr.com, (850) 410-9781
- Related Rules: (1)
- 69W-400.002. Registration of Issuer Under Section 517.051(9), F.S., as Dealer