The purpose and effect is to amend the existing rules to incorporate by reference the current versions of forms, to make the same available for public access through electronic hyperlinks, to delete references to obsolete forms and web addresses, ...  

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    DEPARTMENT OF FINANCIAL SERVICES

    Securities

    RULE NO.:RULE TITLE:

    69W-700.001Registration of Securities

    69W-700.002Filing of Prospectus

    PURPOSE AND EFFECT: The purpose and effect is to amend the existing rules to incorporate by reference the current versions of forms, to make the same available for public access through electronic hyperlinks, to delete references to obsolete forms and web addresses, and to incorporate, in relevant part, the contents of and remove cross-reference to Rule 69W-301.002, Florida Administrative Code.

    SUBJECT AREA TO BE ADDRESSED: Securities Regulation

    RULEMAKING AUTHORITY: 517.03 FS.

    LAW IMPLEMENTED: 517.07, 517.081, 517.101 FS.

    IF REQUESTED IN WRITING AND NOT DEEMED UNNECESSARY BY THE AGENCY HEAD, A RULE DEVELOPMENT WORKSHOP WILL BE NOTICED IN THE NEXT AVAILABLE FLORIDA ADMINISTRATIVE REGISTER.

    THE PERSON TO BE CONTACTED REGARDING THE PROPOSED RULE DEVELOPMENT AND A COPY OF THE PRELIMINARY DRAFT, IF AVAILABLE, IS: Ryann White, Division of Securities, (850)410-9803, Ryann.White@flofr.com.

     

    THE PRELIMINARY TEXT OF THE PROPOSED RULE DEVELOPMENT IS NOT AVAILABLE.

     

Document Information

Subject:
Securities Regulation
Purpose:
The purpose and effect is to amend the existing rules to incorporate by reference the current versions of forms, to make the same available for public access through electronic hyperlinks, to delete references to obsolete forms and web addresses, and to incorporate, in relevant part, the contents of and remove cross-reference to Rule 69W-301.002, Florida Administrative Code.
Rulemaking Authority:
517.03 FS.
Law:
517.07, 517.081, 517.101 FS.
Contact:
Ryann White, Division of Securities, (850) 410-9803, Ryann.White@flofr.com
Related Rules: (2)
69W-700.001. Registration of Securities
69W-700.002. Filing of Prospectus