The purpose and effect is to implement Chapter 2024-168, Laws of Florida, to consolidate rules concerning the terms of certain offerings into one rule, for clarity, and to update cross-references.

 

DEPARTMENT OF FINANCIAL SERVICES

Securities

RULE NOS.:RULE TITLES:

69W-500.001Integration of Section 517.061, F.S.; Offers and Sales

69W-500.004Computation of Number of Purchasers for Purposes of Section 517.061(11), F.S

69W-500.005Disclosure Requirements of Section 517.061(11)(a)3., F.S

69W-500.006Commissions and Compensation Payable in Connection with an Offering Exempted Pursuant to Section 517.061(11), F.S

69W-500.007General Solicitation or General Advertising in Connection with an Offering Exempted Under Section 517.061(11), F.S

69W-500.008Unsolicited Purchase or Sale of Securities Pursuant to Section 517.061(13), F.S

69W-500.011Registration of Issuer Under Section 517.061(11), F.S., as Dealer

69W-500.013Exemption/Mobile Home Parks/Limited Purpose Stock Offering

69W-500.014Court Approved Transactions

69W-500.017Compensatory Benefit Plan Exemption

69W-500.019Accredited Investor Exemption

69W-500.020Florida Invest Local Exemption

PURPOSE AND EFFECT: The purpose and effect is to implement Chapter 2024-168, Laws of Florida, to consolidate rules concerning the terms of certain offerings into one rule, for clarity, and to update cross-references.

SUBJECT AREA TO BE ADDRESSED: Securities Regulation

RULEMAKING AUTHORITY: 517.03, 517.061, 517.0612, FS.

LAW IMPLEMENTED: 517.061(10), 517.0612(10), 517.12(1), FS.

IF REQUESTED IN WRITING AND NOT DEEMED UNNECESSARY BY THE AGENCY HEAD, A RULE DEVELOPMENT WORKSHOP WILL BE NOTICED IN THE NEXT AVAILABLE FLORIDA ADMINISTRATIVE REGISTER.

THE PERSON TO BE CONTACTED REGARDING THE PROPOSED RULE DEVELOPMENT AND A COPY OF THE PRELIMINARY DRAFT, IF AVAILABLE, IS: Ryann White, Office of General Counsel, [phone], [e-mail].

THE PRELIMINARY TEXT OF THE PROPOSED RULE DEVELOPMENT IS NOT AVAILABLE.