The purpose and effect is to implement Chapter 2024-168, Laws of Florida, to consolidate rules concerning the same subject matter, to remove an inaccurate citation, to use consistent terms, and to update cross-references.....
DEPARTMENT OF FINANCIAL SERVICES
RULE NOS.:RULE TITLES:
69W-700.001Registration of Securities
69W-700.002Filing of Prospectus
69W-700.003Content of Prospectus
69W-700.005Promoters Equity Investment Ratio
69W-700.008Options and Warrants to Officers, Employees and Others
69W-700.015Offering Price of Equity Securities
69W-700.019Submission of Sales Reports
69W-700.022Amendments Subsequent to Effectiveness
69W-700.031Offer of Securities Prior to Registration
PURPOSE AND EFFECT: The purpose and effect is to implement Chapter 2024-168, Laws of Florida, to consolidate rules concerning the same subject matter, to remove an inaccurate citation, to use consistent terms, and to update cross-references.
SUBJECT AREA TO BE ADDRESSED: Securities Regulation.
RULEMAKING AUTHORITY: 517.03, FS.
LAW IMPLEMENTED: 517.07, 517.081, 517.101 FS.
IF REQUESTED IN WRITING AND NOT DEEMED UNNECESSARY BY THE AGENCY HEAD, A RULE DEVELOPMENT WORKSHOP WILL BE NOTICED IN THE NEXT AVAILABLE FLORIDA ADMINISTRATIVE REGISTER.
THE PERSON TO BE CONTACTED REGARDING THE PROPOSED RULE DEVELOPMENT AND A COPY OF THE PRELIMINARY DRAFT, IF AVAILABLE, IS: Ryann White, Office of General Counsel, (850)410-9803, Ryann.White@flofr.gov.
THE PRELIMINARY TEXT OF THE PROPOSED RULE DEVELOPMENT IS NOT AVAILABLE.
Document Information
- Purpose:
- The purpose and effect is to implement Chapter 2024-168, Laws of Florida, to consolidate rules concerning the same subject matter, to remove an inaccurate citation, to use consistent terms, and to update cross-references.
- Rulemaking Authority:
- 517.03, FS.
- Law:
- 517.07, 517.081, 517.101 FS.
- Related Rules: (9)
- 69W-700.001. Registration of Securities
- 69W-700.002. Filing of Prospectus
- 69W-700.003. Content of Prospectus
- 69W-700.005. Promoters Equity Investment Ratio
- 69W-700.008. Options and Warrants to Officers, Employees and Others
- More ...