The rule is proposed for amendment to update references to a repealed rule.  

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    DEPARTMENT OF FINANCIAL SERVICES

    Securities

    RULE NO.:RULE TITLE:

    69W-500.011Registration of Issuer Under Section 517.061(11), F.S., as Dealer

    PURPOSE AND EFFECT: The rule is proposed for amendment to update references to a repealed rule.

    SUBJECT AREA TO BE ADDRESSED: Securities Regulation.

    RULEMAKING AUTHORITY: 517.03 FS.

    LAW IMPLEMENTED: 517.061(11), 517.12(1) FS.

    IF REQUESTED IN WRITING AND NOT DEEMED UNNECESSARY BY THE AGENCY HEAD, A RULE DEVELOPMENT WORKSHOP WILL BE NOTICED IN THE NEXT AVAILABLE FLORIDA ADMINISTRATIVE REGISTER.

    THE PERSON TO BE CONTACTED REGARDING THE PROPOSED RULE DEVELOPMENT AND A COPY OF THE PRELIMINARY DRAFT, IF AVAILABLE, IS: Jodi-Ann Livingstone, (850)410-9803, jodi.livingstone@flofr.com

    THE PRELIMINARY TEXT OF THE PROPOSED RULE DEVELOPMENT IS NOT AVAILABLE.

Document Information

Subject:
Securities Regulation.
Purpose:
The rule is proposed for amendment to update references to a repealed rule.
Rulemaking Authority:
517.03 FS.
Law:
517.061(11), 517.12(1) FS.
Contact:
Jodi-Ann Livingstone, (850)410-9803, jodi.livingstone@flofr.com
Related Rules: (1)
69W-500.011. Registration of Issuer Under Section 517.061(11), F.S., as Dealer