The proposed amendments will update Rule 69K-1.001, F.A.C.

 

DEPARTMENT OF FINANCIAL SERVICES

Division of Funeral, Cemetery, and Consumer Services

RULE NO.:RULE TITLE:

69K-1.001List of Approved Forms; Incorporation by Reference.

PURPOSE AND EFFECT: The proposed amendments will update Rule 69K-1.001, F.A.C.

SUMMARY: The proposed rule amendments will update several existing forms, delete forms that are no longer used, and incorporate several new forms by reference.

SUMMARY OF STATEMENT OF ESTIMATED REGULATORY COSTS AND LEGISLATIVE RATIFICATION:

The Agency has determined that this will not have an adverse impact on small business or likely increase directly or indirectly regulatory costs in excess of $200,000 in the aggregate within one year after the implementation of the rule. A SERC has not been prepared by the Agency.

The Agency has determined that the proposed rule is not expected to require legislative ratification based on the statement of estimated regulatory costs or if no SERC is required, the information expressly relied upon and described herein: The Department conducted an economic analysis of the potential impact of the proposed rule and determined that there will be no adverse economic impact or regulatory increases that would require legislative ratification.

Any person who wishes to provide information regarding a statement of estimated regulatory costs, or provide a proposal for a lower cost regulatory alternative must do so in writing within 21 days of this notice.

RULEMAKING AUTHORITY: 497.103(2)(c), (5)(b), 497.141(2), (12)(g), 497.142(10)(g), 497.146, 497.147(4), (5), 497.263(2), 497.264(2)(a), 497.266(2), 497.269, 497.270(2), 497.272(7), 497.281, 497.283(2)(c), 497.287(2), 497.368(1), 497.369(1), 497.370(1), 497.373(1), 497.374(1), 497.375(1), 497.376, 497.380(4), (12), 497.382, 497.385, 497.453, 497.454(1), 497.456(13)(f), 497.462(9), 497.464(3), 497.466(5)(c), (8)(a), 497.550(2), 497.551(3), 497.553(2), (6), 497.554(2), 497.602(2), 497.603(2), 497.604, 497.606, 497.608(2), F.S.

LAW IMPLEMENTED: 497.103(2)(c), 497.140, 497.141, 497.142, 497.143, 497.146, 497.147, 497.263, 497.264, 497.266, 497.269, 497.270, 497.272, 497.281, 497.283, 497.287, 497.365, 497.368, 497.369, 497.370, 497.373, 497.374, 497.375, 497.376, 497.378, 497.379, 497.380, 497.382, 497.385, 497.453, 497.454, 497.456, 497.462, 497.464, 497.466, 497.550, 497.551, 497.553, 497.554, 497.602, 497.603, 497.604, 497.606, 497.608, F.S.

IF REQUESTED WITHIN 21 DAYS OF THE DATE OF THIS NOTICE, A HEARING WILL BE HELD AT THE DATE, TIME AND PLACE SHOWN BELOW (IF NOT REQUESTED, THIS HEARING WILL NOT BE HELD):

DATE AND TIME: July 24, 2017, 2:30 p.m.

PLACE: Room 320, Pepper Building, 111 W. Madison Street, Tallahassee, FL

Pursuant to the provisions of the Americans with Disabilities Act, any person requiring special accommodations to participate in this workshop/meeting is asked to advise the agency at least 5 days before the workshop/meeting by contacting: Ellen Simon at [phone] or [e-mail]. If you are hearing or speech impaired, please contact the agency using the Florida Relay Service, 1(800)955-8771 (TDD) or 1(800)955-8770 (Voice).

THE PERSON TO BE CONTACTED REGARDING THE PROPOSED RULE IS: Ellen Simon, Assistant Director, 200 East Gaines Street, Tallahassee, Florida 32399-0361

 

THE FULL TEXT OF THE PROPOSED RULE IS:

 

69K-1.001 List of Approved Forms; Incorporation by Reference.

The following forms are hereby adopted and incorporated by reference, and can be obtained from the Department by writing to the Department of Financial Services, Division of Funeral, Cemetery, and Consumer Services, 200 East Gaines Street, Tallahassee, Florida 32399-0361, by logging on to the Department’s website at http://www.myfloridacfo.com/Division/funeralcemetery/, or by telephoning [phone]:

(1) DFS-PNL-1, “Application for Preneed License,” Rev. 08/16 10-06.

(2) DFS-HistS, “Historical Sketch,” Rev. 08/16 10-06.

(3) DFS-PNLB, “Application for Preneed Branch Office License,” Rev. 08/16 10-06.

(4) DFS-PNLT1, “Application for Transfer of a Preneed License,” Rev. 08/16 10-06.

(5) through (9) No change.

(10) DFS-BYLAW1, “Pamphlet for Cemetery By-Law Approval,” Rev. 10-06.

(11) DFS-EW-1, “Examination Workpapers,” Rev. 10-06.

(12) through (17) renumbered as (10) through (15) No change.

(18) DFS-N1-1698, “Pre-Need Funeral & Cemetery Arrangements” Brochure, Eff. 10-06.

(19) through (24) renumbered as (16) through (21) No change. 

(22)(25) DFS-N1-1708, “Application for Embalmer Intern License,” Rev. 08/16 10-06.

(26) through (37) Renumbered as (23) through (34) No change.

(35) (38) DFS-N1-1722, “Application for Funeral Director Intern License,” Rev. 08/16 1/12.

http://www.flrules.org/Gateway/reference.asp?No=Ref-01334.

(39) through (48) renumbered as (36) through (45) No change.

(49) DFS-N1-1733, “Application to Extend Embalmer Apprenticeship,” Eff. 10-06.

(50) through (62) renumbered as (46) through (58) No change.

(59) (63) DFS-N1-1747, “Supervisor’s Quarterly Report of Apprentice or Intern Training,” Rev. 8/16 10-06.

(64) renumbered as (60) No change.

(61)(65) DFS-N1-1749, “Registration as Training Agency,” Rev. 08/12 10-06.

(66) through (70) renumbered as (62) through (66) No change.

(71) DFS-N1-1755, “Application for Embalmer Apprentice License,” Rev. 10-06.

(72) through (90) renumbered as (67) through (85) No change.

(91) FD-258, “U.S. Department of Justice, Federal Bureau of Investigation, Fingerprint Cards,” Rev. 5-11-99.

(92) renumbered as (86) No change.

(87)(93) DFS-EC-1, “Report of Identification for an Exempt Cemetery,” Rev. 8/16 10-06.

(88) DFS-PNL-R, “Cover Sheet and General Instructions for Preneed License and Branch Annual Renewal Packet,” Eff. 8/16.

(89)(94) DFS- PNL-R1, “Invoice – Renewal of Preneed License Renewal Application,” Rev. 08/16 10-06.

(90)(95) DFS- PNL-R2, “Preneed License Annual Financial Statement Instructions,” Rev. 08/16 10-06.

(91) DFS-PNL-R2A, “Balance Sheet of Preneed Licensee,” Eff. 8/16.

(92) DFS-PNL-R2B, “Income Statement,” Eff. 8/16.

(93)(96) DFS- PNL-R3A, “Statement of Preneed Sales Under Each Individual Trust, Surety Bond, or Insurer License Annual Renewal Statement,” Rev. 08/16 10-06.

(94) DFS-PNL-R3B , “Summary of Preneed Activity,” Eff. 8/16.

(95) DFS-PNL-R4, “Annual PNL Financial Statement and Renewal Statement Certification and Application for Renewal,” Eff. 8/16.

(96) DFS-PNL-R5, “Notice of Non-Renewal of Preneed License,” Eff. 8/16.

(97) DFS-PNL-R6, “Net Worth Alternatives Form,”  Eff. 8/16.

(97) through (101) renumbered as (98) through (102) No change.

(103)(102) DFS-N1-2036, “Application to Renew Funeral Director Internship to Continue Course of Study,” Rev. 08/16 Eff. 1/12.

(104)(103) DFS-N1-2037, “Application to Renew Internship Due to Illness, Hardship, or Awaiting Results,” Rev. 08/16 Eff. 1/12.

(105)(104) DFS-N1-2038, “Application to Take the Florida Law & and Rules Exam,” Rev. 08/16 Eff. 1/12.

(106)(105) DFS-N1-2039, “Certification for General Supervision of Intern,” Rev. 08/16 Eff. 1/12.

(107)(106) DFS-N1-2040, “Report of Suspension of Intern’s Conditions of Internship,” Rev. 08/16 Eff. 1/12.

(107) renumbered as (108) No change.

Rulemaking Authority 497.101(8), 497.103(2)(c), (5)(b), 497.141(2), (12)(g) (f), 497.142(10)(g), (12), 497.146, 497.147(4)(a), (d), (5), 497.263(2)(a), 497.264(2)(a), 497.266(2), 497.269, 497.270(2), 497.272(7), 497.281, 497.283(2)(c), 497.287(2), 497.367(2), 497.368(1), 497.369(1), 497.370(1), 497.373(1), 497.374(1), 497.375(1), 497.376, 497.380(4), (12), 497.382(1), (2), 497.385(1)(a), (g)1., (2)(f), (g), 497.453(1)(a), (4)(b), (5)(a), (b), (7)(a), (8), 497.454(1), 497.456(13)(f), 497.461(4), (8), (12), (16), 497.462(2), (9) (10), 497.464(3), 497.466(5)(c), (8)(a), 497.550(2), 497.551(3), 497.553(2), (6)(a), 497.554(2), 497.602(2)(a), 497.603(2), 497.604(2)(a), (6), 497.606(2)(a), (6), (9)(a), 497.608(2) FS. Law Implemented 497.101(8), 497.103(2)(c), 497.140 497.149, 497.141, 497.142, 497.143, 497.146, 497.147, 497.263, 497.264, 497.266, 497.269, 497.270, 497.272, 497.281, 497.283, 497.287, 497.365, 497.367, 497.368, 497.369, 497.370, 497.373, 497.374, 497.375, 497.376, 497.378, 497.379, 497.380, 497.382, 497.385, 497.453, 497.454, 497.456, 497.461, 497.462, 497.464, 497.466, 497.550, 497.551, 497.553, 497.554, 497.602, 497.603, 497.604, 497.606, 497.608 FS. History–New 9-28-03, Formerly 3F-5.010, 69K-5.010, Amended 1-24-08, 4-18-10, 6-17-10, 7-22-12, __________.

 

NAME OF PERSON ORIGINATING PROPOSED RULE: Ellen Simon, Assistant Director

NAME OF AGENCY HEAD WHO APPROVED THE PROPOSED RULE: Jeff Atwater, Chief Financial Officer

DATE PROPOSED RULE APPROVED BY AGENCY HEAD:

DATE NOTICE OF PROPOSED RULE DEVELOPMENT PUBLISHED IN FAR: March 31, 2017