On 7/11/2019, Rocio Harb withdrew the Petition for Variance of Rule filed on 4/19/2019. ***The original petition sought Waiver of Rule 69W-600.0024(6)(b) which requires an associated person of an investment adviser or federal covered adviser to ...  

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    DEPARTMENT OF FINANCIAL SERVICES

    Securities

    The Florida Office of Financial Regulation hereby gives notice:

    On 7/11/2019, Rocio Harb withdrew the Petition for Variance of Rule filed on 4/19/2019. ***The original petition sought Waiver of paragraph 69W-600.0024(6)(b), F. A. C., which requires an associated person of an investment adviser or federal covered adviser to provide the Office with proof of passing, within two years of the date of application for registration. - WITHDRAWN (7/11/2019).

    A copy of the Order or additional information may be obtained by contacting: Agency Clerk, Office of Financial Regulation, P.O. Box 8050, Tallahassee, Florida 32314-8050, (850)410-9889, Agency.Clerk@flofr.com.

Document Information

Contact:
Agency Clerk, Office of Financial Regulation, P.O. Box 8050, Tallahassee, Florida 32314-8050, (850) 410-9889, Agency.Clerk@flofr.com