The purpose and effect is to amend the existing rule to remove securities manuals published by Standard & Poor’s Financial Services LLC from the list of recognized securities manuals.  

  •  

    DEPARTMENT OF FINANCIAL SERVICES

    Securities

    RULE NO.:RULE TITLE:

    69W-500.010Recognized Manuals of Securities

    PURPOSE AND EFFECT: The purpose and effect is to amend the existing rule to remove securities manuals published by Standard & Poor’s Financial Services LLC from the list of recognized securities manuals.

    SUBJECT AREA TO BE ADDRESSED: Securities Regulation.

    RULEMAKING AUTHORITY: 517.03(1) FS.

    LAW IMPLEMENTED: 517.061(20)(d) FS.

    IF REQUESTED IN WRITING AND NOT DEEMED UNNECESSARY BY THE AGENCY HEAD, A RULE DEVELOPMENT WORKSHOP WILL BE NOTICED IN THE NEXT AVAILABLE FLORIDA ADMINISTRATIVE REGISTER.

    THE PERSON TO BE CONTACTED REGARDING THE PROPOSED RULE DEVELOPMENT AND A COPY OF THE PRELIMINARY DRAFT, IF AVAILABLE, IS: Ryann White, Division of Securities, (850)410-9803, Ryann.White@flofr.com

    THE PRELIMINARY TEXT OF THE PROPOSED RULE DEVELOPMENT IS NOT AVAILABLE.

Document Information

Subject:
Securities Regulation.
Purpose:
The purpose and effect is to amend the existing rule to remove securities manuals published by Standard & Poor’s Financial Services LLC from the list of recognized securities manuals.
Rulemaking Authority:
517.03(1) FS.
Law:
517.061(20)(d) FS.
Contact:
Ryann White, Division of Securities, (850) 410-9803, Ryann.White@flofr.com
Related Rules: (1)
69W-500.010. Recognized Manuals of Securities