Application for Registration as a Dealer (Non-FINRA), Application for Registration as an Issuer/Dealer
DEPARTMENT OF FINANCIAL SERVICES
RULE NO.: RULE TITLE:
69W-600.0012: Application for Registration as a Dealer (Non-FINRA)
69W-600.0013: Application for Registration as an Issuer/Dealer
NOTICE OF CORRECTION
Notice is hereby given that the following correction has been made to the proposed rule in Vol. 42 No. 151, August 4, 2016 issue of the Florida Administrative Register.
The Notice of Proposed Rule, filed on August 4, 2016, was published under the wrong rule numbers which are listed below:
69W-600.0012: Application for Registration as a Dealer (Non-FINRA)
69W-600.0013: Application for Registration as an Issuer/Dealer
The Notice of Proposed Rule should have been published under the rule numbers listed below:
69W-600.012:Rules of Conduct
69W-600.013:Prohibited Business Practices for Dealers and Their Associated Persons
