This is the Final Public Hearing on the adoption of proposed amendments to these rules, published on July 6, 2012, Vol. 38, No. 27, Florida Administrative Weekly.; August 21, 2012, 9:00 a.m., during a regular meeting of the Financial Services ...

 

DEPARTMENT OF FINANCIAL SERVICES
Securities

RULE NO.: RULE TITLE:
69W-600.001: Application for Registration as a Dealer, Issuer/Dealer, or Investment Adviser
69W-600.004: Registration of Issuer/Dealers, Principals and Branch Offices
69W-600.008: Termination of Registration as Dealer, Investment Adviser, Branch Office, Principal or Agent

The Financial Services Commission, Office of Financial Regulation announces a public meeting to which all persons are invited.

DATE AND TIME: August 21, 2012, 9:00 a.m., during a regular meeting of the Financial Services Commission

PLACE: Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, Florida

GENERAL SUBJECT MATTER TO BE CONSIDERED: This is the Final Public Hearing on the adoption of proposed amendments to these rules, published on July 6, 2012, Vol. 38, No. 27, Florida Administrative Weekly.

A copy of the agenda may be obtained by contacting: Governor and Cabinet website: http://www.myflorida.com/myflorida/ cabinet/mart.html or Office of Financial Regulation website: http://www.flofr.com/Cabinet/Public_Notices.aspx.

For more information, you may contact: John Kim, Office of Financial Regulation, phone: [phone], email: john.kim @flofr.com.