The Office of Financial Regulation is developing new rules to implement Ch. 2015-171, Laws of Florida (the Florida Intrastate Crowdfunding Exemption), signed into law on June 17, 2015. The legislation requires the Financial Services Commission to ...

 

DEPARTMENT OF FINANCIAL SERVICES

Securities

RULE NOS.:RULE TITLES:

69W-600.00145Requirements for Florida Intrastate Crowdfunding Intermediaries

69W-600.0018Notice-Filing and Requirements for Florida Intrastate Crowdfunding Issuers

69W-600.0019Registration of Florida Intrastate Crowdfunding Intermediaries

PURPOSE AND EFFECT: The Office of Financial Regulation is developing new rules to implement Ch. 2015-171, Laws of Florida (the Florida Intrastate Crowdfunding Exemption), signed into law on June 17, 2015. The legislation requires the Financial Services Commission to implement some of its provisions by rule.

SUBJECT AREA TO BE ADDRESSED: Securities Regulation.

RULEMAKING AUTHORITY: 517.03(1), 517.12(20), 517.121, 517.1611 FS.

LAW IMPLEMENTED: 517.12(20), 517.121, 517.1611 FS.

IF REQUESTED IN WRITING AND NOT DEEMED UNNECESSARY BY THE AGENCY HEAD, A RULE DEVELOPMENT WORKSHOP WILL BE NOTICED IN THE NEXT AVAILABLE FLORIDA ADMINISTRATIVE REGISTER.

THE PERSON TO BE CONTACTED REGARDING THE PROPOSED RULE DEVELOPMENT AND A COPY OF THE PRELIMINARY DRAFT, IF AVAILABLE, IS: John Kim, [e-mail], [phone]

THE PRELIMINARY TEXT OF THE PROPOSED RULE DEVELOPMENT IS AVAILABLE AT NO CHARGE FROM THE CONTACT PERSON LISTED ABOVE.