Application for Registration as a Dealer, Issuer/Dealer, or Investment Adviser, Registration of Issuer/Dealers, Principals and Branch Offices, Termination of Registration as Dealer, Investment Adviser, Branch Office, Principal or Agent

 

DEPARTMENT OF FINANCIAL SERVICES
Securities

RULE NO.: RULE TITLE:
69W-600.001: Application for Registration as a Dealer, Issuer/Dealer, or Investment Adviser
69W-600.004: Registration of Issuer/Dealers, Principals and Branch Offices
69W-600.008: Termination of Registration as Dealer, Investment Adviser, Branch Office, Principal or Agent

NOTICE OF PUBLIC HEARING

The Financial Services Commission, Office of Financial Regulation announces a change of hearing regarding the above rule, as noticed in Vol. 38, No. 27, July 6, 2012 Florida Administrative Weekly.

DATE AND TIME: September 18, 2012, 9:00 a.m., during a regular meeting of the Financial Services Commission

PLACE: Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, Florida

GENERAL SUBJECT MATTER TO BE CONSIDERED: This is the Final Public Hearing on the adoption of proposed amendments to these rules, published on July 6, 2012, Vol. 38, No. 27, Florida Administrative Weekly. The previously noticed final public hearing for August 21, 2012 was cancelled. A copy of the agenda may be obtained by contacting: Governor and Cabinet website at: http://www.myflorida.com/ myflorida/cabinet/mart.html or OFR website at: http://www.flofr.com/Cabinet/Public_Notices.aspx

Pursuant to the provisions of the Americans with Disabilities Act, any person requiring special accommodations to participate in this workshop/meeting is asked to advise the agency at least 5 days before the workshop/meeting by contacting: John Kim, Office of Financial Regulation, [phone], [e-mail]. If you are hearing or speech impaired, please contact the agency using the Florida Relay Service, 1(800)955-8771 (TDD) or 1(800)955-8770 (Voice).