Stop Work Orders in Effect Against Successor Corporations or Business Entities  


  • RULE NO: RULE TITLE
    69L-6.031: Stop Work Orders in Effect Against Successor Corporations or Business Entities
    NOTICE OF CHANGE
    Notice is hereby given that the following changes have been made to the proposed rule in accordance with subparagraph 120.54(3)(d)1., F.S., published in Vol. 31 No. 49, December 9, 2005 issue of the Florida Administrative Weekly.

    69L-6.031 Stop Work Orders in Effect Against Successor Corporations or Business Entities.

    (1) Under Section 440.107(7)(b), F.S., stop work orders or orders of penalty assessment issued against a corporation, partnership, or sole proprietorship shall be in effect against any successor corporation or business entity that has one or more of the same principals or officers as the predecessor corporation or business entity against which the stop work order was issued and are engaged in the same or equivalent trade or activity.

    (a) For employers engaged in the construction industry, a corporation, partnership, or sole proprietorship and the successor corporation or business entity that has been issued a stop work order or order of penalty assessment, are engaged in the same or equivalent trade or activity if they each perform or have performed business operations that include operations described in at least one classification code listed in Rule 69L-6.021, F.A.C.

    (b) For employers engaged in the non-construction industry, a corporation, partnership, or sole proprietorship and the successor corporation or business entity that has been issued a stop work order or order of penalty assessment, are engaged in the same or equivalent trade or activity if they each perform or have performed business operations that include operations described in at least one classification code that is in the manufacturing, goods and services, or the office and clerical industry group listed in subsection (6) of this rule.

    (c) For employers that perform business operations described by one of the classification codes in the miscellaneous industry groups listed in subsection (6) of this rule, a corporation, partnership, or sole proprietorship and the successor corporation or business entity that has been issued a stop work order or order of penalty assessment, are engaged in the same or equivalent trade or activity if they each perform or have performed the same business operation described in one of the classification codes contained in the miscellaneous industry groups.

    (2) A stop work order or order of penalty assessment issued against a corporation, partnership, or sole proprietorship becomes effective against a successor corporation or business entity that has one or more of the same principals, directors, officers, partners, or shareholders with a 10% or greater interest, including any “affiliated person” as defined in Section 440.05(15), F.S., in common with the predecessor corporation or business entity against which the original stop work order or order of penalty assessment was issued and is engaged in the same or equivalent trade or activity, through service on the successor corporation or business entity of an order applying a stop work order or order of penalty assessment to successor corporation or business entity. The order applying a stop work order or order of penalty assessment to successor corporation or business entity remains in effect until withdrawn by the department.

    (3) In the event one of the following three criteria are satisfied, the department will withdraw an order applying a stop work order or order of penalty assessment:

    (a) The department must have released the stop work order or order of penalty assessment in effect against the predecessor corporation, partnership, or sole proprietorship that has one or more of the same principals, officers, directors, partners, or shareholders with a 10% or greater interest, in common with the successor corporation or business entity.

    (b) The principal, officer, director, partner, or a shareholder with a 10% or greater interest in the successor corporation or business entity against which the stop work order or order of penalty assessment has been served, must formally disassociate himself or herself from the predecessor corporation, partnership, or sole proprietorship by providing the department with the following:

    1. Records obtained from the Florida Department of State, Division of Corporations, indicating that no person or entity affiliated with the successor corporation or business entity holds any position as an officer, director, or shareholder with a 10% or greater interest in the predecessor corporation or business entity.

    2. A written statement from the current management of the predecessor corporation or business entity affirmatively acknowledging that no person affiliated with the successor corporation or business entity is engaged in any policy or decision-making capacity with the predecessor corporation or business entity.

    3. Copies of the successor corporation or business entity’s business records for review by the department.

    (c) The successor corporation or business entity and the predecessor corporation, partnership, or sole proprietorship that has been issued a stop work order or order of penalty assessment, must no longer be engaged in the same or equivalent trade or activity, as determined by the department, pursuant to the codes from subsection (6) of this rule.

    (4) An order applying a stop work order or order of penalty assessment shall take effect when served upon the employer or, for a particular worksite, when served at that worksite.

    (5) Under Section 440.107(7)(c), F.S., the department shall assess a penalty of $1,000 per day against an employer for each day that the employer conducts business operations in violation of an order applying stop work order or order of penalty assessment.

    (6) List of class codes, deions, and industry groups. A complete deion of class codes is contained in the SCOPES® Manual Classifications (October 2005) published by the National Council on Compensation Insurance, Inc. (NCCI) and is available for viewing through the Division of Workers' Compensation, Bureau of Compliance, 2012 Capital Circle, S.E., Hartman Building, Tallahassee, Florida 32399-4228 or a copy is available, for a fee, by calling NCCI at 1(800)622-4123. The SCOPES® list of codes, deions and industry groups is as follows:

    (a) Industry Group: Manufacturing

            Class                      Deion

    1. through 3. No change.

            4.             1463        ASPHALT WORKS OPERATED BY PAVING CONTRACTORS-PERMANENT LOCATION & DRIVERS

    5. through 9. No change.

            10.           1741        FLINT OR SPAR GRINDING & DRIVERS

    11. through 21.No change.

            22.           2014        GRAIN OR FEED MILLING

            23.           2016        CEREAL OR BAR MFG

    24. through 25. No change.

            26.           2041        CANDY, CHOCOLATE, AND CONFECTION MFG

    27. No change.

            28.           2070        CREAMERY OR DAIRY & ROUTE SUPERVISORS, DRIVERS

    29. through 40. No change.

            41.           2150        ICE MFG OR ICE DEALERS

    42. through 49. No changes.

            50.           2300        PLUSH OR VELVET MFG

    51. through 61. No change.

            62.           2501        CLOTH, CANVAS AND RELATED PRODUCTS MFG NOC

    63. through 65. No change.

            66.           2576        CANVAS GOODS, MTG.-NOC-SHOP

    67. through 71. No change.

            72.           2623        LEATHER MFG-INCLUDING TANNING, LEATHER EMBOSSING, AND WOOL PULLING

    73. through 77. No change.

            78.           2710        SAWMILL

    79. through 81. No change.

            82.           2759        PALLET, BOX OR BOX SHOOK MFG WOODEN

    83. through 90. No change.

            91.           2883        FURNITURE MTG.-WOOD-NOC

    83. through 104. No change.

            105.         3041        IRON OR STEEL: FABRICATION: IRON WORKS-SHOP-DECORATIVE OR ARTISTIC- & FOUNDRIES & DRIVERS

    106. No change.

            107.         3064        SIGN MANUFACTORING-METAL

    108. through 114. No change.

            115.         3113        TOOL MFG-NOT DROP OR MACHINE FORGED-NOC

            116.         3114        TOOL MFG-DROP OR MACHINE FORGED-NOC: MACHINING OR FINISHING OF TOOLS OR DIE MAKING OPERATIONS

    117. through 131. No change.

            132.         3224        ENAMEL WARE MFG

    133. through 179. No change.

            180.         4021        BRICK OR CLAY PRODUCTS MFG NOC & DRIVERS

    181. through 182. No change.

            183.         4036        PLASTERBOARD OR PLASTER BLOCK MFG & DRIVERS

    184. through 205. No change.

            206.         4273        BAG MFG-PLASTIC OR PAPER

    207.through 215. No change.

            216.         4360        MOTION PICTURE: DEVELOPMENT OF NEGATIVES, PRINTING AND ALL SUBSEQUENT OPERATIONS

    217.through 218. No change.

            219.         4431        PHONOGRAPH RECORD MFG MAGNETRIC AND OPTICAL RECORDING & MEDIA MFG.

    220.through 233. No change.

            234.         4611        DRUG, MEDICINE OR PHARMACEUTICAL PREPARATION, COMPOUNDING, OR BLENDING-NO MTG. OF INGREDIENTS

    235.through 251. No change.

            252.         4825        DRUG, MEDICINE OR PHARMACEUTICAL PREPARATION MFG & INCLUDES MFG OF INGREDIENTS

    253.through 264. No change.

    (b) Industry Group: Contracting

    1. through 2. No change.

            3.             1322        OIL OR GAS WELL: CLEANING OR SWABBING OF OLD WELLS HAVING PREVIOUSLY PRODUCED GAS OR OIL – BY CONTRACTOR – NO DRILLING – & DRIVERS

    4.through 13. No change.

            14.           5069        IRON OR STEEL: ERECTION-CONSTRUCTION OF DWELLINGS NOT OVER TWO STORIES IN HEIGHT

    15. through 24. No change.

            25.           5223        SWIMMING POOL CONSTRUCTION, – NOT IRON OR STEEL - & DRIVERS

            26.           5348        TILE, STONE, MOSAIC OR TERRAZZO WORK-INSIDE CERAMIC TILE,INDOOR STONE, MARBLE, OR MOSAIC WORK

    27. No change.

            28.           5403        CARPENTRY- NOC

    29. through 32. No change.

            33.           5472        ASBESTOS REMOVAL OPERATIONS: CONTRACTOR-PIPE AND BOILER WORK EXCLUSIVELY & DRIVERS

            34.           5473        ASBESTOS REMOVAL OPERATIONS: CONTRACTOR-NOC & DRIVERS

    35. No change.

            36.           5478        FLOOR COVERING INSTALLATION – RESILENT FLOORING – CARPET AND LAMINATE FLOORING

    37. through 42. No change.

            43.           5509        STREET OR ROAD MAINTENANCE CONSTRUCTION, OR RECONSTRUCTION BY STATE, COUNTY OR MUNICIPAITY- ALL EMPLOYEES & DRIVERS

            44.           5536        HEATING AND AIR CONDITIONING DUCT WORK – SHOP & OUTSIDE

    45. through 47. No change.

            48.           5606        CONTRACTOR- PROJECT MANAGER, CONSTRUCTION EXECUTIVE, CONSTRUCTION MANAGER OR CONSTRUCTION SUPERINTENDENT

            49.           5610        CLEANER - DEBRIS REMOVAL

    50.through 52. No change.

            53.           5703        BUILDING RAISING OR MOVING

    54. No change.

            55.           6003        PILE DRIVING

    56. through 57. No change.

            58.           6018        DAM OR LOCK CONSTRUCTION: EARTHMOVING OR PLACING-ALL OPERATIONS & DRIVERS

    59. through 61. No change.

            62.           6213        OIL OR GAS WELL: SPECIALTY TOOL OPERATION NOC-BY CONTRACTOR-ALL EMPLOYEES & DRIVERS

    63. through 64. No change.

            65.           6217        EXCAVATION & DRIVERS NOC

    66. through 82. No change.

            83.           7613        TELEPHONE OR CABLE TV LINE INSTALLATION-CONTRACTORS, SERVICE LINES AND CONNECTIONS & DRIVERS

            84.           7855        RAILROAD CONSTRUCTION: LAYING OR RELAYING OF TRACKS OR MAINTENANCE OF WAY BY CONTRACTORS – NO WORK ON ELEVATED RAILROADS & DRIVERS

    85. No change.

            86.           9534        MOBILE CRANE AND HOISTING SERVICE CONTRACTORS-NOC-ALL OPERATIONS-INCLUDING YARD EMPLOYEES AND DRIVERS

            87.           9554        SIGN INSTALLATION, MAINTENANCE, REPAIR, REMOVAL, OR REPLACEMENT- NOC & DRIVERS

    (c) Industry Group: Office & Clerical

    1. through 3. No change.

            4.             8721        REAL ESTATE APPRAISAL COMPANY – OUTSIDE EMPLOYEES

            5.             8742        SALESPERSONS OR COLLECTORS – OUTSIDE

    6. through 18. No change.

            19.           9012        BUILDINGS – OPERATION BY OWNER, LESSEE, OR REAL ESTATE MANAGEMENT FIRM: PROFESSIONAL EMPLOYEES, PROPERTY MANAGERS AND LEASING AGENTS & CLERICAL SALESPERSONS

    20. No change.

    (d) Industry Group: Goods & Services.

    1. through 32. No change.

            33.           8006        GASOLINE STATION: SELF-SERVICE AND CONVENIENCE/ GROCERY-RETAIL

    34. through 36. No change.

            37.           8015        QUICK PRINTING-COPYING OR DUPLICATING SERVICE – ALL EMPLOYEES & CLERICAL, SALESPERSONS

    38. through 45. No change

            46.           8045        STORE: DRUG – RETAIL

            47.           8046        STORE: AUTOMOBILE PARTS AND ACCESSORIES – NOC & DRIVERS

    48. through 51. No change.

            52.           8072        STORE: BOOK, RECORD, COMPACT DISC, SOFTWARE, VIDEO OR AUDIO CASSETTE - RETAIL

    53. through 54. No change.

            55.           8105        STORE: HIDE OR LEATHER DEALER

    56. through 59. No change.

            60.           8203        ICE MFG. OR DISTRIBUTION DRIVERS

    61. through 62. No change.

            63.           8215        FEED, FERTILIZER, HAY, OR GRAIN DEALER & LOCAL MANAGERS, DRIVERS – NO MFG

            64.           8232        LUMBERYARD NEW MATERIALS ONLY: ALL OTHER EMPLOYEES & YARD, WAREHOUSE, DRIVERS

    65. through 69. No change.

            70.           8273        HORSE BREEDING INVOLVING STALLIONS & DRIVERS

            71.           8274        HORSE BREEDING NOT INVOLVING STALLIONS & DRIVERS

    72. through 82. No change.

            83.           8392        AUTOMOBILE STORAGE GARAGE, PARKING LOT OR PARKING STATION, VALET SERVICE, CASHIERS OR COUNTER PERSONNEL & DRIVERS

            84.           8393        AUTOMOBILE BODY REPAIR

    85. through 86. No change.

            87.           8719        STEVEDORING: TALLIERS AND CHECKING CLERKS ENGAGED IN CONNECTION WITH STEVEDORE WORK

    88. No change.

            89.           8745        NEWS AGENT OR DISTRIBUTOR OF MAGAZINES OR OTHER PERIODICALS-NOT RETAIL DEALER- & SALESPERSONS, DRIVERS

    90. through 94. No change.

            95.           8835        NURSING-HOME HEALTH, PUBLIC AND TRAVELING HEALTHCARE – ALL EMPLOYEES

    96. through 99. No change.

            100.         9015        BUILDINGS-OPERATION-BY OWNER, LESSEE, OR REAL ESTATE MANAGEMENT FIRM: ALL OTHER EMPLOYEES

            101.         9016        AMUSEMENT PARK OR EXHIBITIONS OPERATIONS & DRIVERS

    102. through 114. No change.

            115.         9093        BOWLING LANE

    116. through 119. No change.

            120.         9516        RADIO, TELEVISION, VIDEO, AND AUDIO EQUIPMENT INSTALLATION SERVICE OR REPAIR & DRIVERS

            121.         9519        HOUSEHOLD AND COMMERCIAL APPLIANCES-ELECTRICAL- INSTALLAION, SERVICE OR REPAIR & DRIVERS

            122.         9586        BARBERSHOP, BEAUTY PARLOR OR HAIRSTYLING SALON

    123. No change.

    (e) Industry Group: Miscellaneous

            1.             0106        TREE PRUNING, SPRAYING, REPAIRING, – ALL OPERATIONS & DRIVERS

    2. through 12. No change.

            13.           4000        SAND OR GRAVEL DIGGING & DRIVERS

            14.           6811        BOATBUILDING-WOOD-NOC & DRIVERS

            15.           6834        BOATBUILDING OR REPAIR & DRIVERS

    16. No change.

            17.           6838        BOATBUILDING OR REPAIR – FIBERGLASS ONLY – & DRIVERS

            18.           6854        SHIPBUILDING-IRON OR STEEL – NOC & DRIVERS

    19. No change.

            20.           6884        PAINTING: SHIP HULLS

    21. through 22. No change.

            23.           7205        HORSE TRAINING

    24. through 26. No change.

            27.           7231        TRUCKING: MAIL, PARCEL OR PACKAGE DELIVERY AND COURIER OR MESSENGER SERVICE COMPANIES – ALL EMPLOYEES & DRIVERS

            28.           7232        TRUCKING: MAIL PARCEL OR PACKAGE DELIVERY – UNDER CONTRACT WITH THE U.S. POSTAL SERVICE – ALL EMPLOYEES & DRIVERS

    29. through 30. No change.

            31.           7380        DRIVERS, CHAUFFEURS, MESSENGERS, AND & THEIR HELPERS NOC-COMMERCIAL

    32. through 33. No change.

            34.           7403        AIRCRAFT OR HELICOPTER OPERATION: AIR CARRIER-SCHEDULED OR SUPPLEMENTAL: ALL OTHER EMPLOYEES & DRIVERS

            35.           7405        AIRCRAFT OR HELICOPTER OPERATION: AIR CARRIER-SCHEDULED OR SUPPLEMENTAL: FLYING CREW

            36.           7409        AIRCRAFT OR HELICOPTER OPERATION: AERIAL APPLICATION, SEEDING, HERDING OR SCINTILLOMETER SURVEYING: FLYING CREW

            37.           7420        AIRCRAFT OR HELICOPTER OPERATION: PUBLIC EXHIBITION INVOLVING STUNT FLYING, RACING OR PARACHUTE JUMPING: FLYING CREW

            38.           7421        AIRCRAFT OR HELICOPTER OPERATION: TRANSPORTATION OF PERSONNEL IN CONDUCT OF EMPLOYER’S BUSINESS: FLYING CREW

            39.           7422        AIRCRAFT OR HELICOPTER OPERATION: NOC- OTHER THAN HELICOPTERS: FLYING CREW

            40.           7423        AIRCRAFT OR HELICOPTER OPERATION: AIR CARRIER- COMMUTER: ALL OTHER EMPLOYEES & DRIVERS

    41. through 59. No change.

            60.           9186        CARNIVAL, CIRCUS OR AMUSEMENT DEVICE OPERATOR-TRAVELING-ALL EMPLOYEES & DRIVERS

    61. through 62. No change.