This is the Final Public Hearing on the adoption of proposed amendments to these rules, originally published on May 19, 2014, Vol. 40, No. 97, Florida Administrative Register and revised in subsequent Notices of Change.; August 19, 2014, 9:00 a.m., ...

 

DEPARTMENT OF FINANCIAL SERVICES

Securities

RULE NOS.:RULE TITLES:

69W-500.005:Disclosure Requirements of Section 517.061(11)(a)3., F.S

69W-500.008:Unsolicited Purchase or Sale of Securities Pursuant to Section 517.061(13), F.S

69W-500.012:Exemption/Charitable Contributions to Pooled Income Funds

69W-500.015:Exemption for Offers and Sales of Securities of Foreign Issuers to Non-U.S. Persons in Offshore Transactions

69W-500.016:Exemption for Issuers of Section 4(2) Offerings

69W-500.017:Compensatory Benefit Plan Exemption

The Financial Services Commission, Office of Financial Regulation announces a public meeting to which all persons are invited.

DATE AND TIME: August 19, 2014, 9:00 a.m., during a regular meeting of the Financial Services Commission.

PLACE: Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, Florida.

GENERAL SUBJECT MATTER TO BE CONSIDERED: This is the Final Public Hearing on the adoption of proposed amendments to these rules, originally published on May 19, 2014, Vol. 40, No. 97, Florida Administrative Register and revised in subsequent Notices of Change.

A copy of the agenda may be obtained by contacting: Governor and Cabinet website: http://www.myflorida.com/myflorida/cabinet/, or Office of Financial Regulation website: http://www.flofr.com/StaticPages/NoticesOfPublicMeetingsHearingsAndWorkshops.htm. The agenda should be available approximately one week before the cabinet meeting.

For more information, you may contact: John Kim, Office of Financial Regulation, [phone], [e-mail].