This hearing, noticed on September 22, 2015, is cancelled. A rescheduled public hearing will be noticed on October 2, 2015.; October 27, 2015, 9:00 a.m., during a regular meeting of the Financial Services Commission.; Cabinet Meeting Room, Lower ...

 

DEPARTMENT OF FINANCIAL SERVICES

Securities

RULE NOS.:RULE TITLES:

69W-600.003Multiple Registration

69W-600.004Registration of Issuer/Dealers and Principals and Notice-Filing of Branch Offices

69W-600.005Examinations/Qualifications

69W-600.006Fingerprint Requirements

69W-600.007Changes in Name and Successor Registration Requirements

69W-600.008Termination of Registration as Dealer, Investment Adviser, Principal or Agent, or Notification of Branch Office

69W-600.009Registration and Notice-Filing Renewals

69W-600.0091Central Registration Depository System

69W-600.0092Investment Adviser Registration Depository for Federal Covered Advisers

69W-600.0093Investment Adviser Registration Depository for Investment Advisers

69W-600.010Notice of Civil, Criminal or Administrative Action

The Financial Services Commission, Office of Financial Regulation, announces a hearing to which all persons are invited.

DATE AND TIME: October 27, 2015, 9:00 a.m., during a regular meeting of the Financial Services Commission

PLACE: Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, Florida

GENERAL SUBJECT MATTER TO BE CONSIDERED: This hearing, noticed on September 22, 2015, is cancelled. A rescheduled public hearing will be noticed on October 2, 2015.

A copy of the agenda may be obtained by contacting: Jodi-Ann Livingstone.

For more information, you may contact: Jodi-Ann Livingstone, [phone], [e-mail].