Registration of Issuer Under Section 517.061(11), F.S., as Dealer

 

DEPARTMENT OF FINANCIAL SERVICES

Securities

RULE NO.:RULE TITLE:

69W-500.011Registration of Issuer Under Section 517.061(11), F.S., as Dealer

NOTICE OF CHANGE

Notice is hereby given that the following changes have been made to the proposed rule in accordance with subparagraph 120.54(3)(d)1., F.S., published in Vol. 41 No. 19, January 29, 2015 issue of the Florida Administrative Register.

Following comment by the Joint Administrative Procedures Committee, paragraph (1) is amended to read:

(1) The financial statements required for registration as a dealer must should be prepared in accordance with the provisions of subsection 69W-600.0151(4), F.A.C.