The purpose and effect is to implement Chapter 2024-168, Laws of Florida, to consolidate rules concerning the same subject matter, to remove an inaccurate citation, to use consistent terms, and to update cross-references.....  

  •  

    DEPARTMENT OF FINANCIAL SERVICES

    Securities

    RULE NOS.:RULE TITLES:

    69W-700.001Registration of Securities

    69W-700.002Filing of Prospectus

    69W-700.003Content of Prospectus

    69W-700.005Promoters Equity Investment Ratio

    69W-700.008Options and Warrants to Officers, Employees and Others

    69W-700.015Offering Price of Equity Securities

    69W-700.019Submission of Sales Reports

    69W-700.022Amendments Subsequent to Effectiveness

    69W-700.031Offer of Securities Prior to Registration

    PURPOSE AND EFFECT: The purpose and effect is to implement Chapter 2024-168, Laws of Florida, to consolidate rules concerning the same subject matter, to remove an inaccurate citation, to use consistent terms, and to update cross-references.

    SUBJECT AREA TO BE ADDRESSED: Securities Regulation.

    RULEMAKING AUTHORITY: 517.03, FS.

    LAW IMPLEMENTED: 517.07, 517.081, 517.101 FS.

    IF REQUESTED IN WRITING AND NOT DEEMED UNNECESSARY BY THE AGENCY HEAD, A RULE DEVELOPMENT WORKSHOP WILL BE NOTICED IN THE NEXT AVAILABLE FLORIDA ADMINISTRATIVE REGISTER.

    THE PERSON TO BE CONTACTED REGARDING THE PROPOSED RULE DEVELOPMENT AND A COPY OF THE PRELIMINARY DRAFT, IF AVAILABLE, IS: Ryann White, Office of General Counsel, (850)410-9803, Ryann.White@flofr.gov.

    THE PRELIMINARY TEXT OF THE PROPOSED RULE DEVELOPMENT IS NOT AVAILABLE.

Document Information

Purpose:
The purpose and effect is to implement Chapter 2024-168, Laws of Florida, to consolidate rules concerning the same subject matter, to remove an inaccurate citation, to use consistent terms, and to update cross-references.
Rulemaking Authority:
517.03, FS.
Law:
517.07, 517.081, 517.101 FS.
Related Rules: (9)
69W-700.001. Registration of Securities
69W-700.002. Filing of Prospectus
69W-700.003. Content of Prospectus
69W-700.005. Promoters Equity Investment Ratio
69W-700.008. Options and Warrants to Officers, Employees and Others
More ...