This is the Final Public Hearing on the proposed repeal of these rules, originally published on July 14, 2015, Vol. 41, No. 135, Florida Administrative Register.; October 27, 2015, 9:00 a.m., during a regular meeting of the Financial Services ...

 

DEPARTMENT OF FINANCIAL SERVICES

Securities

RULE NOS.:RULE TITLES:

69W-600.003Multiple Registration

69W-600.004Registration of Issuer/Dealers and Principals and Notice-Filing of Branch Offices

69W-600.005Examinations/Qualifications

69W-600.006Fingerprint Requirements

69W-600.007Changes in Name and Successor Registration Requirements

69W-600.008Termination of Registration as Dealer, Investment Adviser, Principal or Agent, or Notification of Branch Office

69W-600.009Registration and Notice-Filing Renewals

69W-600.0091Central Registration Depository System

69W-600.0092Investment Adviser Registration Depository for Federal Covered Advisers

69W-600.0093Investment Adviser Registration Depository for Investment Advisers

69W-600.010Notice of Civil, Criminal or Administrative Action

The Financial Services Commission, Office of Financial Regulation, announces a public meeting to which all persons are invited.

DATE AND TIME: October 27, 2015, 9:00 a.m., during a regular meeting of the Financial Services Commission

PLACE: Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, Florida

GENERAL SUBJECT MATTER TO BE CONSIDERED: This is the Final Public Hearing on the proposed repeal of these rules, originally published on July 14, 2015, Vol. 41, No. 135, Florida Administrative Register.

A copy of the agenda may be obtained by contacting: Governor and Cabinet website: http://www.myflorida.com/myflorida/cabinet/ or Office of Financial Regulation website: http://www.flofr.com/StaticPages/NoticesOfPublicMeetingsHearingsAndWorkshops.htm.\ The agenda should be available approximately one week before the cabinet meeting.

For more information, you may contact: Jodi-Ann Livingstone, Office of Financial Regulation, [phone], [e-mail].