Application, Application

 

DEPARTMENT OF FINANCIAL SERVICES

FSC - Financial Institution Regulation

RULE NOS.:RULE TITLES:

69U-105.102Application

69U-105.703Application

NOTICE OF CHANGE

Notice is hereby given that the following changes have been made to the proposed rule in accordance with subparagraph 120.54(3)(d)1., F.S., published in Vol. 43 No. 161, August 18, 2017 issue of the Florida Administrative Register.

Following comments made by the Joint Administrative Procedures Committee, the following changes are made:

 

69U-105.102 Application.

(1) The following application forms are hereby incorporated by reference.

(a) through  (g) No change.

(h) Form OFR-U-17, Application and Plan for the Purchase of Assets and the Assumption of Liabilities, effective 01/2018. Effective 11/97.

(i) Form OFR-U-19, Application for Approval to Merge or Consolidate a Bank, Trust Company, or Association, Financial Institution, effective 01/2018. Revised 3/2003.

(j) No change.

(k) Form OFR-U-4, Application and Plan of Conversion, effective 01/2018.

(l) No change.

(2) through (9) No change.

Rulemaking Authority 655.012(2) FS. Law Implemented 655.411, 120.60(1), 655.057, 658.19, 658.26, 658.42, 667.003 FS. History–New 11-1-77, Amended 3-12-79, 5-27-81, 3-28-83, Formerly 3C-9.02, 3C-9.002, Amended 8-14-94, 4-15-98, Formerly 3C-105.102, Amended_____ .

 

69U-105.703 Application.

(1) Applications for approval to convert a federal or state financial entity into a state charter to do business as another type of financial entity or without a change in business form shall be filed on an Application and Plan of Conversion, Form OFR-U-4, effective 01/2018, herein incorporated by reference and available at https://www.flrules.org/XXXXX. Applications for approval to merge or consolidate one or more financial entities shall be filed on an Application for Approval to Merge or Consolidate a Bank, Trust Company, or Association, Form OFR-U-19, effective 01/2018, herein incorporated by reference and available at https://www.flrules.org/XXXXX. Applicants may modify the form to the extent necessary to accommodate different types of financial entities. Applications to acquire all or substantially all of the assets and/or liabilities of any financial entity shall be submitted on an Application and Plan for the Purchase of Assets and Assumption of Liabilities, Form OFR-U-17, effective 01/2018, herein incorporated by reference and available at https://www.flrules.org/XXXXX.

(2) No change.

Rulemaking Authority 655.012(2) FS. Law Implemented 655.411(1), 655.412(1), 655.414(1) FS. History–New 11-23-83, Formerly 3C-18.03, 3C-18.003, Amended 8-14-94, 4-15-98, Formerly 3C-105.703, Amended       .