Rules Review by JAPC

3D-1.01. Approved Forms

3D-1.001. Approved Forms

3D-1.002. Regulatory Trust Fund Cost Allocation

3D-1.005. Opinions

3D-1.006. Processing Of Applications

3D-1.010. Availability Of Forms And Records

3D-10.01.

3D-10.02. Application And Filing Fee

3D-10.03.

3D-10.04.

3D-10.05.

3D-10.06.

3D-10.07.

3D-10.08.

3D-10.09.

3D-10.10.

3D-10.11.

3D-10.12.

3D-10.13.

3D-10.14.

3D-10.15.

3D-10.16.

3D-10.17.

3D-10.18. Of Banking And Finance

3D-10.19.

3D-10.20.

3D-10.21.

3D-10.22.

3D-10.23.

3D-10.24. Division Of Finance

3D-10.25. Of Banking And Finance

3D-10.26.

3D-10.27.

3D-20.001. Definitions

3D-20.01.

3D-20.002. Claims Procedures

3D-20.02.

3D-20.03.

3D-20.04.

3D-20.004. Action By Department

3D-20.005. Sale Of Abandoned Property

3D-20.05.

3D-20.06.

3D-20.006. Notice

3D-20.007. Public Inspection

3D-20.07.

3D-20.08.

3D-20.008. Condition Of Sale Securities

3D-20.09.

3D-20.010. Report Of Abandoned Property

3D-20.10. Report Of Abandoned Property

3D-20.11. Payment Or Delivery Of Abandoned Property

3D-20.011. Payment Or Delivery Of Abandoned Property

3D-20.012. Forms

3D-20.12. Forms

3D-20.13. Petition For Administrative Declaration Of Abandoned Property

3D-20.013. Petition For Administrative Declaration Of Abandoned Property

3D-20.014. Late Reports And Payment Or Deliverance Of Property

3D-20.14. Late Reports And Payment Or Deliverance Of Property

3D-20.0021. Procedures For Filing Claim

3D-20.0022. Proof Of Ownership And Entitlement To Unclaimed Property

3D-20.0023. Competing Claims Between Creditors And Apparent Owners Or Their Successors In Interest

3D-20.0024. Investigation Or Examination Fees

3D-20.0025. Shareholder Affidavit

3D-20.0026. Claimant Affidavit

3D-20.0027. Securities Held As Joint Tenants With Right Of Survivorship

3D-20.0028. Request For The Department To Purchase Unclaimed Property Bond And Power Of Attorney

3D-20.030. Definitions

3D-20.034. Report Of Property Presumed Abandoned

3D-20.036. Remitting Of Safe Deposit Box Contents And Reimbursement Of Expenses

3D-20.038. Late Annual Report(S), Late Payment(S), And Late Delivery Of Abandoned Property

3D-20.040. Written Notice

3D-20.050. Reporting Of Gift Certificates

3D-20.091. Sale Of Securities

3D-20.0091. Sale Of Securities

3D-30.01. Of Banking And Finance

3D-30.02.

3D-30.03.

3D-30.003. Deficiencies In Trust Funds

3D-30.04.

3D-30.05.

3D-30.005. New Cemetery; Suitability Of Site

3D-30.06.

3D-30.07.

3D-30.08. Of Banking And Finance

3D-30.09. Of Banking And Finance

3D-30.10. Cancellation Of Contracts

3D-30.11. Of Banking And Finance

3D-30.12.

3D-30.13. Receipt Of Initial Payment On Merchandise Contracts; Documentation Required

3D-30.14. Of Banking And Finance

3D-30.15. Of Banking And Finance

3D-30.015. Procedures For Licensing A New Cemetery

3D-30.016. Procedure For Licensing Existing Cemeteries

3D-30.16. Of Banking And Finance

3D-30.17. Of Banking And Finance

3D-30.017. Procedures For Licensing Transferred Cemeteries

3D-30.18. Procedure For Licensing A Cemetery Sales Organization, Management Organization Or Cemetery Broker

3D-30.19. Of Banking And Finance

3D-30.019. Conversion Procedures

3D-30.20.

3D-30.21.

3D-30.22. Sold Or Discounted Installment Contracts Or Promissory Notes

3D-30.23.

3D-30.24. Merchandise Trust Fund; Deposits

3D-30.25. Of Banking And Finance

3D-30.025. Defaults On Sold Or Discounted Installment Sales Contracts Or Promissory Notes

3D-30.026. Charge For Installation And Maintenance Of Marker Or Monument

3D-30.26. Sold Or Discounted Installment Contracts Or Promissory Notes

3D-30.27. Cancellation Of Con- Tracts

3D-30.28. Examination Fees

3D-30.028. Examination Fees

3D-30.29. Request For Additional Information - Applications

3D-30.30. Performance Bond (Amount Of)

3D-30.31. Merchandise Trust Funds - Status Of Accounts

3D-30.32. Merchandise Trust Fund - Withdrawal Of Principal & Income Earned Thereon

3D-30.032. Merchandise Trust Funds - Withdrawal Of Principal And Income Earned Thereon

3D-30.033. Cemetery Company Rules

3D-30.034. Residential Solicitations

3D-30.035. Wholesale Purchase Price

3D-30.036. Criteria For Filing A Letter Of Credit In Lieu Of The Merchandise Trust Fund

3D-30.037. Reporting Requirements For Cemetery Companies Filing An Initial Application To Utilize A Letter Of Credit Or Surety Bond In Lieu Of The Merchandise Trust Fund

3D-30.038. Reporting Requirements For Cemetery Companies Utilizing A Surety Bond Or Letter Of Credit In Lieu Of The Merchandise Trust Fund

3D-30.039. Criteria For Filing A Surety Bond In Lieu Of The Merchandise Trust Fund

3D-30.040. Procedures For Filing Claim With The Department

3D-30.041. Certificate Of Authority Renewal

3D-30.050. Procedure For Registration Of A Monument Establishment

3D-30.0051. Determination Of Need

3D-30.0052. Determination Of Competition

3D-30.0053. Promotion Of Competition

3D-30.0054. Criteria For Licensing A New Cemetery

3D-30.0055. Procedures For Determining Need For A New Cemetery Company

3D-30.060. Preneed Sales Agent Renewal

3D-30.105. Procedure For Registration Of Broker Of Burial Rights

3D-30.110. Procedure For Report Of Identification For An Exempt Cemetery

3D-30.111. Disciplinary Guidelines

3D-40.01.

3D-40.001. Definitions

3D-40.002. Specific Exempt And Non-Exempt Persons

3D-40.02.

3D-40.003. Application For Registration And License

3D-40.03. Application For Registration And License

3D-40.04. Examination

3D-40.004. Examinations

3D-40.005. Renewal Of Licenses

3D-40.05.

3D-40.06. Mortgage Brokers; Requirements And Limitations Generally

3D-40.006. Requirements Of Licensees And Registrants

3D-40.007. Brokers And Solicitors; Requirements And Limitations Generally

3D-40.07.

3D-40.08. Fees And Commissions

3D-40.008. Fees And Commissions

3D-40.009. Closing Costs; Forms

3D-40.09.

3D-40.10.

3D-40.010. Advertising

3D-40.011. Misleading Practice; Penalty

3D-40.11.

3D-40.012. Recording Mortgages

3D-40.12.

3D-40.014. Certified Mail Notification

3D-40.015. Payment Of Guaranty Fund Claims

3D-40.020. Changes Of Address

3D-40.021. Fictitious Name Registration

3D-40.022. Quarterly Report Filing Requirements

3D-40.025. Mortgage Broker Examination

3D-40.026. Curriculum For Mortgage Broker Pre-Licensing Classroom Education

3D-40.027. Mortgage Broker Pre-Licensing Education Requirement

3D-40.028. Permit For Mortgage Business School

3D-40.029. Mortgage Business School Permit Renewal

3D-40.030. Accreditation Process For A Mortgage Business School

3D-40.031. Application Procedure For Mortgage Broker License

3D-40.033. Disciplinary Guidelines For Mortgage Business Schools

3D-40.043. Mortgage Broker License Renewal And Reactivation

3D-40.051. Application Procedure For Mortgage Brokerage Business License

3D-40.052. Application For Registration As A Certified Registrant

3D-40.053. Mortgage Brokerage Business License And Branch Office License Renewal And Reactivation

3D-40.054. Documentation Of Net Worth

3D-40.055. Certified Registrant Registration Renewal

3D-40.057. Branch Offices

3D-40.058. Application Procedure For Mortgage Brokerage Business Branch Office License

3D-40.059. Termination Or Change Of Employment; Endorsement Fees

3D-40.060. Fees Earned Upon Obtaining A Bona Fide Commitment

3D-40.077. Branch Offices

3D-40.088. Referrals

3D-40.091. Mortgage Brokerage Contracts

3D-40.099. Change Of Name, Change Of Entity And Change In Control Or Ownership

3D-40.100. Application Procedure For Change In Ownership Or Control Of Saving Clause Mortgage Lender

3D-40.101. Application Procedure For Change In Ownership Or Control Of A Mortgage Lender Licensed Pursuant To The Saving Clause

3D-40.105. Branch Office License For Change In Ownership Or Control Of Saving Clause Mortgage Lender

3D-40.106. Branch Office Permit For Change In Ownership Or Control Of A Mortgage Lender Licensed Pursuant To The Saving Clause

3D-40.111. Disciplinary Guidelines

3D-40.150. Out Of State Examination Costs

3D-40.155. Lock-In Statement

3D-40.156. Third-Party Fee Accounts

3D-40.160. Principal Brokers

3D-40.165. Branch Brokers

3D-40.170. Books And Records

3D-40.175. Mortgage Brokerage Files

3D-40.177. Mortgage Brokerage And Lending Transaction Journal

3D-40.200. Application Procedure For Mortgage Lender License

3D-40.201. Application Procedure For Mortgage Lender License Pursuant To Saving Clause

3D-40.202. Eligibility For Application For Mortgage Lender License Pursuant To The Saving Clause

3D-40.205. Mortgage Lender License, Mortgage Lender License Pursuant To Saving Clause, And Branch Office License Renewal And Reactivation

3D-40.210. Mortgage Lender License Pursuant To Saving Clause Renewal

3D-40.220. Application Procedure For Correspondent Mortgage Lender License

3D-40.225. Correspondent Mortgage Lender License And Branch Office License Renewal And Reactivation

3D-40.230. 1995 Special Assessment For Mortgage Lenders, Correspondent Mortgage Lenders And Branches

3D-40.240. Application Procedure For Mortgage Lender Or Correspondent Mortgage Lender Branch Office License

3D-40.242. Principal Representative

3D-40.245. Independent Contractors

3D-40.250. Documentation Of New Worth And Surety Bond

3D-40.260. Mortgage Lender Files

3D-40.265. Mortgage Brokerage And Lending Transaction Journal

3D-40.270. Financial Guaranty In Lieu Of Uniform Single Audit

3D-40.0271. Continuing Education Requirements For Mortgage Brokers, Loan Originators, And Principal Representatives

3D-40.280. Mortgage Lender Branch Office

3D-40.0281. Mortgage Business Schools Prohibited Practices And Advertising/Publicity

3D-40.285. Noninstitutional Investor Funds Account

3D-40.290. Acts Requiring Licensure As A Mortgage Broker, Mortgage Brokerage Business, Mortgage Lender Or Correspondent Mortgage Lender

3D-45.001. Definitions

3D-45.005. Application Procedure For Title Loan Lender

3D-45.010. Demonstrating Unworthiness Defined

3D-45.015. Title Loan Lender License Renewal And Reactivation

3D-45.020. Application Procedure For Mortgage Lender License

3D-45.025. Documentation Of Surety Bond, Letter Of Credit, Or Certificate Of Deposit

3D-45.030. Application Procedure For Correspondent Mortgage Lender License

3D-45.040. Branch Offices

3D-45.050. Requirements Of Licensees

3D-50.001. Miscellaneous Charges

3D-50.01. Miscellaneous Charges

3D-50.02.

3D-50.002. Excessive Charges, Correction

3D-50.03.

3D-50.04.

3D-50.05.

3D-50.06.

3D-50.006. License Application Procedures

3D-50.07.

3D-50.08. 9, 1976)

3D-50.09. Examination Fees

3D-50.055. Application Procedure For Motor Vehicle Retail Installment Seller License

3D-50.058. Motor Vehicle Retail Installment Seller Branch Office License

3D-50.060. Application Procedure For Motor Vehicle Sales Finance Company License

3D-50.065. Motor Vehicle Sales Finance Company License Renewal

3D-50.070. Motor Vehicle Retail Installment Seller And Motor Vehicle Retail Installment Seller Branch Office License Renewal And Reactivation

3D-50.075. Prepaid Finance Charge

3D-50.080. Calculation Of Finance Charge For Contracts Providing For Unequal Or Irregular Installment Payments

3D-50.085. S

3D-60.001. Miscellaneous Charges

3D-60.01.

3D-60.02. Extension Fees

3D-60.03.

3D-60.003. Excessive Charges, Correction

3D-60.04.

3D-60.05.

3D-60.005. License Application Procedures

3D-60.060. Application Procedure For Retail Installment Seller License

3D-60.065. Retail Installment Seller Branch Office License

3D-60.070. Retail Installment Seller And Retail Installment Seller Branch Office License Renewal And Reactivation

3D-60.075. Exemptions

3D-70.001. License Application Procedures

3D-70.01.

3D-70.02. Excessive Charges, Corrections

3D-70.002. Excessive Charges, Corrections

3D-70.03. Examination Fees

3D-70.050. Application Procedure For Sales Finance Company License

3D-70.055. Sales Finance Company Branch Office License

3D-70.060. Sales Finance Company And Sales Finance Company Branch Office License Renewal And Reactivation

3D-80.001. License Application Procedures

3D-80.01.

3D-80.002. Excessive Charges, Corrections

3D-80.02. Excessive Charges, Corrections

3D-80.03. Examination Fees

3D-80.015. Application Procedure For Home Improvement Finance Seller License

3D-80.016. Application Procedure For Home Improvement Finance Agency License

3D-80.017. Application Procedure For Home Improvement Seller License

3D-80.050. Home Improvement Finance Seller And Home Improvement Finance Seller Branch Office License Renewal And Reactivation

3D-80.052. Home Improvement Seller License Renewal

3D-80.060. Home Improvement Finance Seller Branch Office License

3D-80.065. Home Improvement Finance Agency Branch Office License

3D-85.001. Examination Fees

3D-85.111. Disciplinary Guidelines

3D-85.200. Definition Of Moral Turpitude

3D-85.300. Interest Rate Parity

3D-90.001. License Application And Renewal Procedures

3D-90.01.

3D-90.002. Money Order Sale - $700 Or More; Required Identity

3D-100.001. License Application Procedures

3D-100.01.

3D-100.02.

3D-100.002. Procedures For Re-Licensing

3D-140.001. Definitions

3D-140.002. Annual Audits Required

3D-140.02. Annual Audits Required

3D-140.003. Duties Of Independent Special Districts

3D-140.004. Duties Of Auditors

3D-150.01.

3D-150.02.

3D-150.03.

3D-150.04.

3D-150.05.

3D-150.06.

3D-150.07.

3D-150.08.

3D-150.09.

3D-150.10.

3D-160.01.

3D-160.002. Referral Fees Or Gifts

3D-160.02.

3D-160.03.

3D-160.003. Referrers; Advertising And Forms

3D-160.004. Acceptance Of Deposits

3D-160.04.

3D-160.05.

3D-160.06.

3D-160.07.

3D-160.08.

3D-160.09.

3D-160.10.

3D-160.11.

3D-160.12.

3D-160.13.

3D-160.14. Explaining And Returning Loan Papers

3D-160.014. Explaining And Returning Loan Papers

3D-160.15.

3D-160.16.

3D-160.17.

3D-160.18. Deductions And Distributions

3D-160.018. Deductions And Distributions

3D-160.19.

3D-160.20. Overcharges

3D-160.21.

3D-160.021. Annual Reports; Extension Request

3D-160.22.

3D-160.23.

3D-160.24.

3D-160.25. Property Insurance On Loans

3D-160.26. Application For New License

3D-160.026. Application For New License

3D-160.27. Monthly Billing Statments As Receipts For Payment

3D-160.28. Forms Of Records Kepy By Licensee

3D-160.028. Forms Of Records Kept By Licensee

3D-160.029. Other Business Conducted By Licensee

3D-160.030. Application Procedure For Consumer Finance License

3D-160.031. Consumer Finance License Renewal And Reactivation

3D-160.034. Failure To Demonstrate Financial Responsibility Defined

3D-160.035. Failure To Demonstrate Character Or General Fitness Defined

3D-160.111. Disciplinary Guidelines

3D-170.001. Surety Bond

3D-180.010. Commercial Collection Agency Surety Bond And Procedures

3D-180.020. Commercial Collection Agency Registration Form And Procedures

3D-180.030. Consumer Collection Agency Registration Form And Procedures

3D-180.040. Consumer Collection Agency Complaint Form And Procedures

3D-180.050. Consumer Collection Agency Registration Renewal Form And Procedures

3D-180.060. Commercial Collection Agency Registration Renewal Form And Procedures