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Rules Review by JAPC |
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3. Department of Banking and Finance |
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3E. DBF, DIVISION OF SECURITIES AND FINANCE (TFD TO CH 69W) |
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3e-600.002. Application For Registration As Associated Person |
3e-600.002. Application For Registration As Associated Person
- Date
- Event
- Notification
- Status
- Reviewed
- Date 02/02/1996
- Event Notice of Proposed Rulemaking
- Notification
- Status
- Reviewed
- Date 02/08/1996
- Event Letter Received by JAPC
- Notification
- Status
- Reviewed
- Date 02/09/1996
- Event Notice of Withdrawal Published in FAW
- Notification
- Status
- Reviewed
- Date 02/26/1996
- Event Agency Hearing Scheduled
- Notification
- Status
- Reviewed
- Date 05/02/1996
- Event 90-Day Filing Deadline
- Notification
- Status
- Reviewed