Rules Review by JAPC |
3. Department of Banking and Finance |
3E. DBF, DIVISION OF SECURITIES AND FINANCE (TFD TO CH 69W) |
3e-600.002. Application For Registration As Associated Person |
3e-600.002. Application For Registration As Associated Person
- Date
- Event
- Notification
- Status
- Reviewed
- Date 08/12/1988
- Event Notice of Proposed Rulemaking
- Notification
- Status
- Reviewed
- Date 09/05/1988
- Event Agency Hearing Scheduled
- Notification
- Status
- Reviewed
- Date 09/14/1988
- Event Filed for Adoption with Dept of State
- Notification
- Status
- Reviewed
- Date 10/04/1988
- Event Effective Date
- Notification
- Status
- Reviewed
- Date 11/10/1988
- Event 90-Day Filing Deadline
- Notification
- Status
- Reviewed