Rules Review by JAPC
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3. Department of Banking and Finance |
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3E. DBF, DIVISION OF SECURITIES AND FINANCE (TFD TO CH 69W) |
| 3e-600.002. Application For Registration As Associated Person |
- Start Date
- Review Days
- Lastest Event
- Lastest Event Date
- Start Date 09/19/2003
- Review Days 63 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 11/21/2003
- Start Date 04/26/2002
- Review Days 76 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 07/11/2002
- Start Date 07/28/2000
- Review Days 33 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 08/30/2000
- Start Date 03/17/2000
- Review Days 34 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 04/20/2000
- Start Date 05/01/1998
- Review Days 32 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 06/02/1998
- Start Date 11/08/1996
- Review Days 31 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 12/09/1996
- Start Date 07/12/1996
- Review Days
- Lastest Event Notice of Withdrawal Published in FAW
- Lastest Event Date 11/08/1996
- Start Date 02/09/1996
- Review Days 61 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 04/10/1996
- Start Date 02/02/1996
- Review Days
- Lastest Event Agency Hearing Scheduled
- Lastest Event Date 02/26/1996
- Start Date 01/21/1994
- Review Days 31 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 02/21/1994
- Start Date 09/24/1993
- Review Days 31 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 10/25/1993
- Start Date 05/07/1993
- Review Days 32 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 06/08/1993
- Start Date 02/28/1992
- Review Days 89 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 05/27/1992
- Start Date 04/19/1991
- Review Days 84 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 07/12/1991
- Start Date 08/24/1990
- Review Days 31 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 09/24/1990
- Start Date 05/25/1990
- Review Days 45 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 07/09/1990
- Start Date 04/27/1990
- Review Days 38 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 06/04/1990
- Start Date 08/12/1988
- Review Days 33 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 09/14/1988
- Start Date 08/29/1986
- Review Days 27 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 09/25/1986