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 Rules Review by JAPC
 3. Department of Banking and Finance
 3E. DBF, DIVISION OF SECURITIES AND FINANCE (TFD TO CH 69W)
 3e-600.004. Registration Of Issuer/Dealers, Principals And Branch Offices

3e-600.004. Registration Of Issuer/Dealers, Principals And Branch Offices


Date
Event
Notification
Status
Reviewed
Date 03/26/1999
Event Notice of Rule Development (PDF)
Notification
Status
Reviewed
Date 06/18/1999
Event Notice of Proposed Rulemaking (PDF)
Notification
Status
Reviewed
Date 07/13/1999
Event Letter Received by JAPC
Notification
Status
Reviewed
Date 07/19/1999
Event Agency Hearing Scheduled
Notification
Status
Reviewed
Date 07/19/1999
Event Notice of No Change Rcvd by JAPC
Notification
Status
Reviewed
Date 07/26/1999
Event Certified with Dept of State
Notification
Status
Reviewed
Date 07/30/1999
Event Filed for Adoption with Dept of State
Notification
Status
Reviewed
Date 08/19/1999
Event Effective Date
Notification
Status
Reviewed
Date 09/16/1999
Event 90-Day Filing Deadline
Notification
Status
Reviewed