Rules Review by JAPC
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3. Department of Banking and Finance |
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3E. DBF, DIVISION OF SECURITIES AND FINANCE (TFD TO CH 69W) |
| 3e-600.013. Prohibited Business Practices For Dealers And Their Associated Persons |
- Start Date
- Review Days
- Lastest Event
- Lastest Event Date
- Start Date 08/15/2003
- Review Days 56 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 10/10/2003
- Start Date 11/24/1999
- Review Days 42 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 01/05/2000
- Start Date 08/29/1997
- Review Days 32 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 09/30/1997
- Start Date 07/19/1996
- Review Days 32 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 08/20/1996
- Start Date 01/14/1994
- Review Days 91 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 04/15/1994
- Start Date 09/17/1993
- Review Days 31 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 10/18/1993
- Start Date 11/13/1992
- Review Days 39 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 12/22/1992
- Start Date 02/28/1992
- Review Days 89 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 05/27/1992
- Start Date 04/19/1991
- Review Days 84 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 07/12/1991