3e-600.15. Financial Reporting Requirements--Statement Of Financial Condition --Dealers And Investment Advisors
- Date
- Event
- Notification
- Status
- Reviewed
-
Date
10/19/1979
-
Event
Notice of Proposed Rulemaking
-
Notification
-
Status
-
Reviewed
-
Date
11/07/1979
-
Event
Agency Hearing Scheduled
-
Notification
-
Status
-
Reviewed
-
Date
11/15/1979
-
Event
Filed for Adoption with Dept of State
-
Notification
-
Status
-
Reviewed
-
Date
12/05/1979
-
Event
Effective Date
-
Notification
-
Status
-
Reviewed
-
Date
01/17/1980
-
Event
90-Day Filing Deadline
-
Notification
-
Status
-
Reviewed