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 Rules Review by JAPC
 3. Department of Banking and Finance
 3E. DBF, DIVISION OF SECURITIES AND FINANCE (TFD TO CH 69W)
 3e-700.028. Small Corporate Offering Registration ($1 Million Maximum Offering)

3e-700.028. Small Corporate Offering Registration ($1 Million Maximum Offering)


Date
Event
Notification
Status
Reviewed
Date 08/01/1997
Event Notice of Rule Development
Notification
Status
Reviewed
Date 08/29/1997
Event Notice of Proposed Rulemaking
Notification
Status
Reviewed
Date 09/22/1997
Event Agency Hearing Scheduled
Notification
Status
Reviewed
Date 09/22/1997
Event Letter Received by JAPC
Notification
Status
Reviewed
Date 09/22/1997
Event Notice of No Change Rcvd by JAPC
Notification
Status
Reviewed
Date 09/29/1997
Event Letter from JAPC to Agency
Notification
Status
Reviewed
Date 09/29/1997
Event Letter Received by JAPC
Notification
Status
Reviewed
Date 10/01/1997
Event Letter Received by JAPC
Notification
Status
Reviewed
Date 10/02/1997
Event Letter from JAPC to Agency
Notification
Status
Reviewed
Date 10/03/1997
Event Letter Received by JAPC
Notification
Status
Reviewed
Date 10/17/1997
Event Notice of Change Published in FAW
Notification
Status
Reviewed
Date 11/07/1997
Event Certified with Dept of State
Notification
Status
Reviewed
Date 11/10/1997
Event Filed for Adoption with Dept of State
Notification
Status
Reviewed
Date 11/27/1997
Event 90-Day Filing Deadline
Notification
Status
Reviewed
Date 11/30/1997
Event Effective Date
Notification
Status
Reviewed
Date 12/01/1997
Event 90-Day Filing Exception Deadline
Notification
Status
Reviewed