4-143.007. Exemption From The Act Of Securities Purchased Or Sold By Odd-Lot Dealers
- Date
- Event
- Notification
- Status
- Reviewed
-
Date
12/27/2002
-
Event
Notice of Rule Development (PDF)
-
Notification
-
Status
-
Reviewed
-
Date
05/02/2003
-
Event
Notice of Proposed Rulemaking (PDF)
-
Notification
-
Status
-
Reviewed
-
Date
07/16/2003
-
Event
Letter Received by JAPC
-
Notification
-
Status
-
Reviewed
-
Date
07/31/2003
-
Event
90-Day Filing Deadline
-
Notification
-
Status
-
Reviewed
-
Date
08/12/2003
-
Event
Agency Hearing Scheduled
-
Notification
-
Status
-
Reviewed
-
Date
08/13/2003
-
Event
Notice of No Change Rcvd by JAPC
-
Notification
-
Status
-
Reviewed
-
Date
08/13/2003
-
Event
Letter Received by JAPC
-
Notification
-
Status
-
Reviewed
-
Date
09/02/2003
-
Event
Certified with Dept of State
-
Notification
-
Status
-
Reviewed
-
Date
09/02/2003
-
Event
Filed for Adoption with Dept of State
-
Notification
-
Status
-
Reviewed
-
Date
09/22/2003
-
Event
Effective Date
-
Notification
-
Status
-
Reviewed
-
Date
09/26/2003
-
Event
90-Day Filing Exception Deadline
-
Notification
-
Status
-
Reviewed
