69. Department of Financial Services
 69W. DFS, SECURITIES
69w-1000.001. Disciplinary Guidelines

Start Date
Review Days
Lastest Event
Lastest Event Date
Start Date 08/04/2016
Review Days 83 Days
Lastest Event Filed for Adoption with Dept of State
Lastest Event Date 10/26/2016
Start Date 01/29/2015
Review Days 77 Days
Lastest Event Filed for Adoption with Dept of State
Lastest Event Date 04/16/2015
Start Date 08/14/2013
Review Days 68 Days
Lastest Event Filed for Adoption with Dept of State
Lastest Event Date 10/21/2013
Start Date 08/20/2010
Review Days 74 Days
Lastest Event Filed for Adoption with Dept of State
Lastest Event Date 11/02/2010