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Rules Review by JAPC |
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69. Department of Financial Services |
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69W. DFS, SECURITIES |
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69w-400.002. , As Issuer/Dealer |
69w-400.002. , As Issuer/Dealer
- Date
- Event
- Notification
- Status
- Reviewed
- Date 11/24/2014
- Event Notice of Rule Development
- Notification
- Status
- Reviewed
- Date 01/29/2015
- Event Notice of Proposed Rulemaking
- Notification
- Status
- Reviewed
- Date 02/10/2015
- Event Letter from JAPC to Agency (PDF)
- Notification
- Status
- Reviewed
- Date 02/23/2015
- Event Letter Received by JAPC (PDF)
- Notification
- Status
- Reviewed
- Date 04/07/2015
- Event Notice of No Change Rcvd by JAPC (PDF)
- Notification
- Status
- Reviewed
- Date 04/15/2015
- Event Certified with Dept of State (PDF)
- Notification
- Status
- Reviewed
- Date 04/16/2015
- Event Filed for Adoption with Dept of State
- Notification
- Status
- Reviewed
- Date 04/29/2015
- Event 90-Day Filing Deadline
- Notification
- Status
- Reviewed
- Date 05/06/2015
- Event Effective Date
- Notification
- Status
- Reviewed