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 Rules Review by JAPC
 69. Department of Financial Services
 69W. DFS, SECURITIES
 69w-600.0021. Effect Of Law Enforcement Records On Applications For Registration As Associated Persons

69w-600.0021. Effect Of Law Enforcement Records On Applications For Registration As Associated Persons


Date
Event
Notification
Status
Reviewed
Date 08/21/2009
Event Notice of Rule Development
Notification
Status
Reviewed
Date 10/23/2009
Event Notice of Proposed Rulemaking
Notification
Status
Reviewed
Date 11/19/2009
Event Letter from JAPC to Agency (PDF)
Notification
Status
Reviewed
Date 12/21/2009
Event Letter Received by JAPC (PDF)
Notification
Status
Reviewed
Date 01/08/2010
Event Notice of Change Published in FAW (PDF)
Notification
Status
Reviewed
Date 01/21/2010
Event 90-Day Filing Deadline
Notification
Status
Reviewed
Date 01/26/2010
Event Agency Hearing Scheduled
Notification
Status
Reviewed
Date 01/28/2010
Event Letter Received by JAPC (PDF)
Notification
Status
Reviewed
Date 02/10/2010
Event Certified with Dept of State (PDF)
Notification
Status
Reviewed
Date 02/10/2010
Event Filed for Adoption with Dept of State
Notification
Status
Reviewed
Date 03/02/2010
Event Effective Date
Notification
Status
Reviewed
Date 03/12/2010
Event 90-Day Filing Exception Deadline
Notification
Status
Reviewed